Compliance Officer
3 weeks ago
Compliance Officer - Contract - 6-12 months rolling
International Banking Client - London, EC2M - Hybrid
Summary
The main purpose of the role is support the Financial Crime Team within the Compliance Department with ensuring that the Branch complies with it AML and Fraud Prevention regulatory obligations by ensuring that payments alerts and fraud alerts are reviewed in accordance with regulatory requirements and the Branch’s AML/Financial Crime processes and policies.
KEY RESPONSIBILITIES
- To evaluate alerts for potential sanctions matches and to release those messages that are considered to be false positives or to block them if they are in contravention of sanctions regulations, raising the possible true hit with the MLRO or DMLRO.
- To evaluate alerts of potential fraud and to release those payments that are false positives or to raise further enquiries following the branch’s internal financial crime policies
- To ensure that payments are reviewed in a timely manner and that the daily payment deadlines are met.
- To monitor the GT Sanctions system to ensure that the sanctions lists are being updated on a regular basis in line with branch policies.
- To review daily payments made by the Global Asset Services Unit for the potential of money laundering as per policy
- To undertake fraud prevention review on suspense accounts within the Global Asset Services Unit.
- To evaluate new payment templates in the Global Asset Services Unit for potential incidents of all forms of financial crime and to approve the template or reject it.
- Report to the Money Laundering Reporting Officer and/or other senior members of the Compliance team where messages may be in contravention of all types of financial crime.
- Daily Saving of messages released in the GT Sanctions system
- To undertake other tasks requested by the Head of Compliance in connection with the fight against all forms of financial crime.
QUALIFICATIONS AND EXPERIENCE
- At least 1 years’ experience working for a financial services firms and some knowledge of Anti Laundering and Sanctions regulations
- Ideally 6 months experience of releasing payments
- that payments should be reviewed in a timely manner as there are payment deadline that are required to meet daily deadlines
SUPERVISION AND REPORTING LINES
The Clerk will report to the Head of Compliance or in her absence to the Deputy Head of Department.
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