Senior Compliance Officer- Banking

4 weeks ago

London, United Kingdom Nexus Jobs Limited Full time

Job Description

Senior Compliance Officer - Banking

Our Client is a small retail bank based in Central London.

They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions.

Main Focus or role:

To promote and manage the culture and practice of regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and applicable standards.

To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as to avoid any financial and reputational loss.

To support the Head of Compliance in the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies.

Responsibilities:

Executing assurance testing via the compliance monitoring plan to ensure both the adherence to the Branch Risk Appetite, and the effectiveness of the systems and controls

• Reviewing and advising on escalations received from the Anti - Financial Crime Operations team, or any other business team within the London branch

• Liaising with 1LOD in managing SARs process

• Investigating and escalating potential legal and reputational issues to the Head of Compliance/MLRO and assist with drafting any referral

• Approving high risk customers, PEPs, adverse media positive hits

• Managing disputes or complaints regarding financial crime prevention

• Contributing to financial crime reporting obligations, including returns for external regulatory reporting and MI for internal senior management fora

• Perform and oversee remediation activities to ensure completion on a timely manner

• To facilitate staff training on compliance and financial crime

• Comply to all Bank London's policy & procedures and alignment to Group policy & procedure requirements

Key Skills Required:

A strong understanding of the UK regulations/rulebooks specifically the PRA, CRD and the FCA Conduct requirements and the ability to interpret regulations within a Bank

• Knowledge of country and industry specifics in banking

• An ability to work proactively, taking initiative with an ability to work both independently and as part of a team

• Have strong communication (both written and verbal), reasoning and influencing skills

• Experience of undertaking compliance monitoring reviews and producing compliance monitoring reports to document compliance with internal and external regulations/process

• Strong decision making skills and the ability to make sound judgements which align to the Bank's core principles

To assist Head of Compliance.

MLRO to provide advice and address any compliance and regulatory risk and governance issues in relation to AML Compliance function's operation requirements

To assist Head of Compliance/MLRO to provide advice and address any compliance and regulatory risks and governance issues in relation to AML activities.

To ensure compliance with laws, regulations and policies in relation to AML activities.

Bachelor's Degree or Master's Degree in any discipline (Accounting/Finance/Business/Economics/Financial Engineering/Law) would be of added advantage

Any certification in AML or Compliance would be off added advantage

The salary for this position is £55K - £60K plus Benefits.

The Client is based in Central London.

Please send your CV to us in Word format along with your salary and notice period. #J-18808-Ljbffr

  • Senior Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key...

  • Compliance Officer

    4 weeks ago

    London, United Kingdom Reed Banking Full time

    Reed Banking and Financial Services are delighted to be recruiting for an international banking group in the City of London. Our client is a well-established corporate banking group and is seeking a Compliance Officer to join their team. This role will form pivotal part in shaping the organisation's Compliance Domains (Markets, AML & Conduct). This position...

  • Deputy Head of Compliance

    4 days ago

    London, United Kingdom Compliance Professionals Full time

    We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

  • Deputy Head of Compliance

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various other legal...

  • Senior Compliance Officer- Banking

    3 weeks ago

    London, Greater London, United Kingdom Nexus Jobs Limited Full time

    Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions.Main Focus or role: To promote and manage the culture and practice of...

  • Senior Compliance Officer

    4 weeks ago

    London, United Kingdom Jas Gujral Full time

    Senior Compliance Officer – Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions. Main Focus or role: To promote and manage the culture and practice of regulatory...

  • Compliance Officer- Assurance

    7 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international bank providing banking services including traditional corporate transactions, investment banking and trading. **THE RESPONSIBILITIES**: - Drafting high quality written reports to present results of monitoring and assurance work undertaken as required by the Compliance Monitoring Plan - Liaising with the...

  • Compliance Officer

    7 days ago

    London, United Kingdom Jobit Full time

    Compliance Officer (Banking) - Central London Salary: £30k - £35k + Excellent Benefits Office Based Working for a leading foreign bank in Central London the Compliance Officer role will assist theHead of Compliance and MLRO to ensure that the Bank identifiesand adheres to all regulations in its defence against the risk of terroristfinancing and money...

  • Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management. THE RESPONSIBILITIES: Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. ...

  • Senior Compliance Officer

    4 weeks ago

    London, United Kingdom Nexus Jobs Limited Full time

    Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions. To promote and manage the culture and practice of regulatory compliance and ethical...

  • Senior Compliance Officer

    6 days ago

    London, United Kingdom AJ Fox Compliance Full time

    A leading global law firm is currently seeking a dedicated and proactive Junior Compliance Officer to join their dynamic and growing team. This role offers an exciting opportunity to work on various compliance tasks, improve existing systems, and collaborate effectively with individuals at all levels within the organization. Managing the new client and...

  • Banking compliance officer

    4 weeks ago

    London, United Kingdom Jas Gujral Full time

    Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and...

  • Senior Compliance Monitoring Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

  • Senior Planning Analyst

    4 weeks ago

    London, United Kingdom Banking Circle Full time

    Would you like to be at the forefront of building the Payments Bank of the future? Do you have the skills and ambition to drive the global expansion agenda of an EQT-backed company by delivering projects ranging from acquisitions and partnerships to entering new markets? Banking Circle is a truly international and vibrant company with more than 550 skilled...

  • Bank Compliance Officer

    4 weeks ago

    London, United Kingdom Jas Gujral Full time

    Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the Head of Risk and...

  • Bank Compliance Officer

    6 days ago

    London, United Kingdom Nexus Jobs Limited Full time

    Job Description Bank Compliance Officer Our Client an bank based in Central London are looking to recruit a Compliance Officer ideally with experience of working for another bank. You will have at least 3 years experience of working in a financial or banking environment as a Compliance Assistant or Compliance Officer. The position will report to the...

  • Compliance Officer

    5 days ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

  • Senior Compliance Manager

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

  • Chief Compliance Officer

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...

  • Senior Compliance Officer

    4 weeks ago

    London, United Kingdom auricoe Full time

    A high-profile Financial Services, Retail Banking organisation requires a permanent Senior Compliance Officer to be based in their City, Central London office (3 days homeworking). The Senior Compliance Officer is a role within the Compliance advisory team of the bank, working closely with Savings management to ensure regulatory and compliance risks are...