Firm Governance Assessor

4 weeks ago

Coventry, United Kingdom Talent Hire group Full time

This is an exciting opportunity to join a team of compliance professionals who will support the AR Firm Principles with understanding their business and working with them to ensure their firm and network remains safe.

You will have the opportunity to apply your knowledge and experience in working with the networks AR Firms to support them and develop action plans, as required.

  • As a Firm Governance Assessor, your role is to deliver regulatory oversight to appointed representative firms. The identification and resolution of customer, regulatory, reputational, and operational risks are a key component in establishing an effective control function.
  • You will work with AR Principals to help them achieve effective governance of their AR firms and advisors, whilst adhering to network standards. This will be achieved through a program of firm attestation reviews and firm governance assessments. You will identify areas of concern in a firm’s current processes, set action plans and agree timescales for these to be rectified.
  • You will identify risks and escalate any identified concerns through to the Firm Oversight Manager, using the correct escalation channels and manage identified issues to conclusion.
  • This is a home-based remote firm oversight role, and you will be responsible for planning and managing your own workload as part of a highly skilled team.
Licences and Qualifications
  • You will be a confident communicator, particularly skilled in questioning and be able to display sound judgement when assessing risks and developing action plans. You will also have a strong analytical approach and an inquisitive nature.
  • You will bring a wealth of existing experience working within a compliance role and be competent in providing feedback to advisers/ firm principals.
  • Experience of Network/national and IFA restricted advice models and QCF Level 4 or equivalent.
  • A compliance and risk qualification is desirable
#J-18808-Ljbffr

  • Senior User Researcher

    4 weeks ago

    Coventry, United Kingdom Department for Education Full time

    **Details**: **Reference number**: - 327970**Salary**: - £53,669- London minimum £57498**Job grade**: - Grade 7**Contract type**: - Permanent**Business area**: - DFE - Operations and Infrastructure Group - Vulnerable Children & Families Digital Portfolio**Type of role**: - Digital - Market Research - Operational Research**Working pattern**: -...

  • Programme Delivery Lead

    1 month ago

    Coventry, United Kingdom MTC OPERATIONS LIMITED Full time

    We are looking for a Programme Delivery Lead to join our Training Team based in Coventry. MTC Trainings vision is to develop a training capability that embeds adaptable skills, knowledge and behaviours that futureproof UK manufacturing. Seeding the advanced manufacturing sector through the design, development and delivery of a range of education and training...

  • Programme Delivery Lead

    1 month ago

    Coventry, United Kingdom MTC OPERATIONS LIMITED Full time

    We are looking for a Programme Delivery Lead to join our Training Team based in Coventry. MTC Trainings vision is to develop a training capability that embeds adaptable skills, knowledge and behaviours that futureproof UK manufacturing. Seeding the advanced manufacturing sector through the design, development and delivery of a range of education and training...

  • Trustee

    4 weeks ago

    Coventry, United Kingdom Warwickshire Wildlife Trust Full time

    **Trustee Role Volunteer Recruitment Information** trustee of Warwickshire wildlife trust The role of the Trustee Charity trustees are the people who share ultimate responsibility for governing a charity and directing how it is managed and run. They may be called trustees, the board, the management committee, governors, directors or something else....

  • Programme Delivery Lead

    2 days ago

    Coventry, United Kingdom Manufacturing Technology Centre Full time

    We are looking for a Programme Delivery Lead to join our Training Team based in Coventry. MTC Training’s vision is to develop a training capability that embeds adaptable skills, knowledge and behaviours that futureproof UK manufacturing. Seeding the advanced manufacturing sector through the design, development and delivery of a range of education and...

  • Programme Delivery Lead

    7 days ago

    Coventry, Coventry, United Kingdom Manufacturing Technology Centre Full time

    We are looking for a Programme Delivery Lead to join our Training Team based in Coventry.MTC Training's vision is to develop a training capability that embeds adaptable skills, knowledge and behaviours that futureproof UK manufacturing.Seeding the advanced manufacturing sector through the design, development and delivery of a range of education and training...

  • Programme Delivery Lead

    1 week ago

    Coventry, United Kingdom Manufacturing Technology Centre Full time

    We are looking for a Programme Delivery Lead to join our Training Team based in Coventry.MTC Training’s vision is to develop a training capability that embeds adaptable skills, knowledge and behaviours that futureproof UK manufacturing.Seeding the advanced manufacturing sector through the design, development and delivery of a range of education and...

  • Programme Delivery Lead

    4 weeks ago

    Coventry, United Kingdom MTC OPERATIONS LIMITED Full time

    We are looking for a Programme Delivery Lead to join our Training Team based in Coventry. MTC Trainings vision is to develop a training capability that embeds adaptable skills, knowledge and behaviours that futureproof UK manufacturing. Seeding the advanced manufacturing sector through the design, development and delivery of a range of education and...

  • Programme Delivery Lead

    4 weeks ago

    Coventry, United Kingdom Manufacturing Technology Centre (MTC) Full time

    Category: Apprenticeships / technical training Location: MTC Coventry **Salary**: £45,000 - £48,000 DOE Type: Permanent Published date: Thursday 21 March 2024 Closing date: Thursday 25 April 2024 We are looking for a Programme Delivery Lead to join our Training Team based in Coventry. MTC Training’s vision is to develop a training capability that...

  • Locum Consultant in General Internal Medicine

    1 month ago

    Coventry, United Kingdom University Hospitals Coventry and Warwickshire NHS Trust Full time

    We are looking for enthusiastic and committed individuals to join our team, to play a central part in the continued development and success of our General Internal Medicine Department at University Hospitals Coventry and Warwickshire NHS Trust. We are one of the largest teaching hospital Trusts in the UK, linked to one of the most successful Universities in...

  • Programme Delivery Lead

    4 weeks ago

    Coventry, United Kingdom the-mtc Full time

    Programme Delivery Lead We are looking for a Programme Delivery Lead to join our Training Team based in Coventry. MTC Training’s vision is to develop a training capability that embeds adaptable skills, knowledge and behaviours that futureproof UK manufacturing. Seeding the advanced manufacturing sector through the design, development and...

  • Geotechnical Design Engineer/Manager

    1 month ago

    Coventry, United Kingdom Access Talent Group Full time

    Geotechnical Design Engineer/Manager - Coventry/Birmingham - England, East Midlands, West Midlands, United Kingdom - (2837) Geotechnical Design Engineer/Manager Geotechnical & Environmental Contract Type Permanent Access have joined forces with a geo-environmental consultancy offering a comprehensive range of geo-environmental services to...