Trade Compliance

**THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...

Compliance Officer- Generalist (3 months temp) Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...

Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and...

**THE COMPANY**: Our client is a leading independent Brokerage firm based in the City. **THE RESPONSIBILITIES**: - Providing compliance advisory support to a cash equity business control - Trade and communications surveillance - SMCR support - AML/KYC account opening and reassessment - General research issues **EXPERIENCE REQUIRED**: - General compliance...

**THE COMPANY**: Our client is a well regarded derivatives firm. They are looking for a Compliance Assistant to join the London-based team. **THE RESPONSIBILITIES**: - Carrying out and improving the Compliance Monitoring Programme. - Implementing and reviewing the firm’s policies and procedures. - Onboarding new counterparties. - Assisting with...

**THE COMPANY**: Our client is a global investment and wholesale banking group. **THE RESPONSIBILITIES**: - Monitoring and assessing the impact of regulatory developments in relation to AML financial crime and sanction regulation, and engage with the relevant business areas to ensure they are implemented. - Review high risk sanctions alerts referred to...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support...

At Shell, we believe in honesty, integrity, and respect for people. Doing the right thing is good business and we feel free to speak up when we see something wrong. We empower people to do the right thing, even if difficult, even if nobody is watching. **Where you fit in** The Trade Compliance (sanctions, import and export) environment is dynamic,...

Job Description 💥Do you have a passion for ensuring smooth international trade compliance 💥Are you a detail-oriented professional with expertise in export controls and customs regulations? If so, we want to hear from you! A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations...

Do you have a passion for ensuring smooth international trade compliance Are you a detail-oriented professional with expertise in export controls and customs regulations?If so, we want to hear from you!A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their...

Job Description??Do you have a passion for ensuring smooth international trade compliance??Are you a detail-oriented professional with expertise in export controls and customs regulations?If so, we want to hear from you!A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional...

Do you have a passion for ensuring smooth international trade compliance Are you a detail-oriented professional with expertise in export controls and customs regulations? If so, we want to hear from you! A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their...

Do you have a passion for ensuring smooth international trade while adhering to complex regulations? A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: * Guiding colleagues on trade...

Do you have a passion for ensuring smooth international trade while adhering to complex regulations? A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: * Guiding colleagues on trade...

Do you have a passion for ensuring smooth international trade while adhering to complex regulations? A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: * Guiding colleagues on trade...

Do you have a passion for ensuring smooth international trade while adhering to complex regulations? A leading Fortune 500 technology solutions provider seeks a skilled and experienced Corporate Trade Compliance and Operations Professional to join their growing team in London! In this role, you will be responsible for: * Guiding colleagues on trade...

THE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...

THE COMPANY:Find out if this opportunity is a good fit by reading all of the information that follows below.Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE...

Job Description Are you a skilled International Trade Analyst with expertise in Export Licensing? If you are on the lookout for an exciting opportunity to be part of a dynamic and diverse team, this role could be for you. We are looking for a Senior International Trade Analyst and make a significant impact by ensuring strict adherence to regulations,...

Are you a skilled International Trade Analyst with expertise in Export Licensing? If you are on the lookout for an exciting opportunity to be part of a dynamic and diverse team, this role could be for you. We are looking for a Senior International Trade Analyst and make a significant impact by ensuring strict adherence to regulations, reporting directly to...