Current jobs related to Regulatory Compliance Specialist - Leeds - Front Row Recruitment
-
Regulatory Compliance Specialist
1 month ago
Leeds, Leeds, United Kingdom Yorkshire Housing Full timeJoin Our TeamAre you interested in becoming a vital part of a proactive and customer-focused organization dedicated to ensuring the well-being and satisfaction of our clients? If so, you may be an excellent candidate for the Regulatory Compliance Specialist position.About the RoleWe are seeking a talented individual to join our team as a Regulatory...
-
AML Compliance Specialist
1 week ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeCompliance Analyst - AML/KYCHays Specialist Recruitment Limited is seeking an experienced Compliance Analyst to join their Leeds office. As a key member of the team, you will be responsible for reviewing client files and ensuring compliance with AML and KYC regulatory obligations.Key Responsibilities:Review client files under the supervision of an...
-
AML Compliance Specialist
1 week ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeCompliance Analyst - AML/KYCHays Specialist Recruitment Limited is seeking an experienced Compliance Analyst to join their Leeds office. As a key member of the team, you will be responsible for reviewing client files and ensuring compliance with AML and KYC regulatory obligations.Key Responsibilities:Review client files under the supervision of an...
-
AML Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeCompliance Analyst - AML/KYCHays Specialist Recruitment Limited is seeking an experienced Compliance Analyst to join their Leeds office. As a key member of the team, you will play a crucial role in ensuring the company's compliance with AML and KYC regulatory obligations.Key Responsibilities:Review client files under the supervision of an experienced...
-
AML Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeCompliance Analyst - AML/KYCHays Specialist Recruitment Limited is seeking an experienced Compliance Analyst to join their Leeds office. As a key member of the team, you will play a crucial role in ensuring the company's compliance with AML and KYC regulatory obligations.Key Responsibilities:Review client files under the supervision of an experienced...
-
Regulatory Compliance Specialist
1 month ago
Leeds, Leeds, United Kingdom Age Partnership Full timeBecome a Key Player in Our Compliance TeamCompany Overview:Founded in 2004, Age Partnership is committed to delivering outstanding customer service and fostering innovation within the financial services sector. Our focus on ongoing enhancement positions us as a frontrunner in our industry.Job Overview:CompensationApproximately £23,500 along with a...
-
Regulatory Compliance Specialist
1 month ago
Leeds, Leeds, United Kingdom Age Partnership Full timeBecome a Key Player in Our Compliance TeamCompany Overview:Founded in 2004, Age Partnership is committed to delivering outstanding customer service and fostering innovation within the financial services sector. Our focus on continuous enhancement positions us as a frontrunner in our industry.Position Overview:CompensationApproximately £23,500 along with a...
-
Regulatory Compliance Specialist
1 week ago
Leeds, Leeds, United Kingdom Bupa Full time{"Job Title": "Regulatory Manager", "Company": "Bupa", "Location": "Kirkstall Forge", "Type": "Hybrid, Permanent, Part-Time (2 days per week)", "Salary": "Up to \u00a242,000", "About Bupa": "At Bupa, we rely on the skills, energy, and commitment of our people to provide excellent service to our customers and each other. Our approach to safety aligns with...
-
Regulatory Compliance Specialist
1 week ago
Leeds, Leeds, United Kingdom Bupa Full time{"Job Title": "Regulatory Manager", "Company": "Bupa", "Location": "Kirkstall Forge", "Type": "Hybrid, Permanent, Part-Time (2 days per week)", "Salary": "Up to \u00a242,000", "About Bupa": "At Bupa, we rely on the skills, energy, and commitment of our people to provide excellent service to our customers and each other. Our approach to safety aligns with...
-
AML/KYC Legal Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeJob Summary:Hays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their team as a Compliance Analyst in their Leeds office. This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with legislation, and working on matters related to the Cayman and...
-
AML/KYC Legal Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeJob Summary:Hays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their team as a Compliance Analyst in their Leeds office. This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with legislation, and working on matters related to the Cayman and...
-
Regulatory Compliance and Monitoring Specialist
3 weeks ago
Leeds, Leeds, United Kingdom Equiniti Full timeJob Title: Regulatory Compliance and Monitoring OfficerBusiness Function: Compliance and Risk ManagementJob Summary:We are seeking a highly skilled Regulatory Compliance and Monitoring Officer to join our team at Equiniti. As a key member of our Compliance department, you will play a crucial role in ensuring that our business operations are in line with...
-
AML/KYC Legal Compliance Specialist
3 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Full timeJob Summary:Hays Specialist Recruitment is seeking an experienced AML/KYC Legal Compliance Analyst to join their team in Leeds. As a Compliance Analyst, you will play a crucial role in ensuring the company's compliance with regulatory obligations.Key Responsibilities:Review client files under the supervision of an experienced management team to ensure...
-
AML/KYC Legal Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Full timeJob Summary:Hays Specialist Recruitment is seeking an experienced AML/KYC Legal Compliance Analyst to join their team in Leeds. As a Compliance Analyst, you will play a crucial role in ensuring the company's compliance with regulatory obligations.Key Responsibilities:Review client files under the supervision of an experienced management team to ensure...
-
AML/KYC Legal Compliance Specialist
3 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeJob Summary:Hays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their team as a Compliance Analyst in their Leeds office. This role will involve reviewing client files under the supervision of an experienced management team, ensuring compliance with legislation, and working on matters related to the Cayman and...
-
Compliance Professional
1 week ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeCompliance Role OverviewHays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their Leeds office as a Compliance Analyst. This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with legislation in the Cayman and British Virgin Island...
-
Compliance Professional
1 week ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeCompliance Role OverviewHays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their Leeds office as a Compliance Analyst. This role involves reviewing client files under the supervision of an experienced management team, ensuring compliance with legislation in the Cayman and British Virgin Island...
-
AML/KYC Legal Compliance Specialist
3 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeJob Summary:Hays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their team as a Compliance Analyst - AML/KYC. This role will involve reviewing client files under the supervision of an experienced management team to ensure compliance with legislation.Key Responsibilities:Review client files to ensure compliance...
-
AML/KYC Legal Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeJob Summary:Hays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their team as a Compliance Analyst - AML/KYC. This role will involve reviewing client files under the supervision of an experienced management team to ensure compliance with legislation.Key Responsibilities:Review client files to ensure compliance...
-
AML/KYC Legal Compliance Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Hays Specialist Recruitment Limited Full timeJob Summary:Hays Specialist Recruitment Limited is seeking an experienced legal compliance professional to join their team as a Compliance Analyst - AML/KYC. This role will involve reviewing client files under the supervision of an experienced management team to ensure compliance with legislation.Key Responsibilities:Review client files to ensure compliance...
Regulatory Compliance Specialist
4 months ago
My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include: Interested in this role You can find all the relevant information in the description below.
- Supporting the Head of Compliance to ensure the firm meets its regulatory requirements as set out in the DPB Handbook.
- Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements.
- Research, identify and analyse potential regulatory change (DPB and FCA) that may impact the organisation and work with internal stakeholders to to coordinate updates to the firms manual including response to Consumer Duty requirements.
- Manage the process for approving authorised advisor's (new and existing) and transitioning to the FCA's Senior Managers and Certification regime.
- Coordinate completion of the firms regulatory reporting (quarterly and annual)
- Complete an annual compliance review in all regulated areas of the business and produce a report to be submitted to the board
- Provide compliance training for colleagues and coordinate with HR to implement conduct rules training.