Legal Risk and Compliance Officer

4 weeks ago


London, United Kingdom Orla Rose Associates Full time

Job Description Senior Compliance analyst

Reporting to the Onboarding Manager, as a Senior Compliance analyst in the 1st line in the compliance team. The team’s primary function is to protect the company from exposure to money laundering, specifically in regard to onboarding clients by providing AML guidance, assessment and advice.

Completing KYC/CDD/EDD on prospective and existing clients with a focus on higher risk portfolio.
Completing KYC refresh on clients of medium to high-risk profiles.
Conduct risk event driven /trigger event reviews of clients and their holistic activity.
Assist with ongoing screening/monitoring of client base of potential PEP/adverse media/Sanction matches.
Support the Onboarding Manger in delivery of Compliance training and Compliance learning materials to the team and new members of department.
Work closely with the Onboarding Manager and MLRO to identify any major issues in relation to compliance.
Master various compliance platforms – BvD Catalyst, Salesforce, Creditsafe, Orbis, Ecore.

Detailed understanding of the client onboarding process and subsequent monitoring applied to differing risk profiles and client typologies including corporate entities, charities, MSBs, PSPs and other high-risk industries.
Excellent understanding of Anti Money Laundering regulations



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