Legal Risk and Compliance Officer

We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...

We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including checks...

Job Details - Risk & Compliance Officer - Global Law Firm - Up to £35,000pa + Benefits - London, Permanent - My client, a global law firm, is actively recruiting for an experienced LEGAL Risk & Compliance professional to join them on a permanent basis in their London office - working as their new Risk & Compliance Officer. - The main focus of this position...

Compliance Officer An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get involved with areas across compliance. ...

Compliance Officer An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get involved with areas across compliance. ...

Compliance Officer An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get involved with areas across compliance. ...

Compliance Officer An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get involved with areas across compliance. ...

**THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep...

We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...

KYC Officer – MUST HAVE COMMODITIES EXPERIENCE (FTC) Our client is an innovative broker/tech firm, operating across global commodity markets. Traders, legal, Finance etc.). Dealing with a fast moving business, with a flexible approach to time management. Analysing complex corporate structures to ensure regulatory requirements and internal processes...

Our client based in London are a leading law firm and they are seeking a new Senior Risk and Compliance Assistant, the role is paying up to £40k and is a hybrid working arrangement.    The Team: Being a part of the risk department you are involved in the administration of the firm's risk and compliance procedures. You will look after AML issues and run...

Our client based in London are a leading law firm and they are seeking a new Senior Risk and Compliance Assistant, the role is paying up to £40k and is a hybrid working arrangement.    The Team: Being a part of the risk department you are involved in the administration of the firm's risk and compliance procedures. You will look after AML issues and run...

A legal business head-quartered in London is seeking an experienced Risk & Compliance Manager to join their team. Whilst this role is based in London, it offers a lot of flexibility with regard to WFH. This is a really exciting opportunity for someone tojoin a business with genuine growth plans. This role is ideal for someone who feels stuck in a narrow AML...

Our client is a full-service, commercially-focused firm based in London and Oxford and supports clients from all over the world. As a result of continued growth they are now looking to appoint a hardworking and highly experienced Risk and Compliance Analyst. The Risk and Compliance team plays an integral part in the firms business support function,...

Montresor Legal is actively seeking a Compliance Associate to be part of a London-based investment firm. This is an excellent opportunity that will allow the successful candidate to work on a variety of compliance matters, have direct contact with the business and be the point person for compliance matters. You will report to a highly supportive and...

Job Description Montresor Legal is actively seeking a Compliance Associate to be part of a London-based investment firm. This is an excellent opportunity that will allow the successful candidate to work on a variety of compliance matters, have direct contact with the business and be the point person for compliance matters. You will report to a highly...

Montresor Legal is actively seeking a Compliance Associate to be part of a London-based investment firm. This is an excellent opportunity that will allow the successful candidate to work on a variety of compliance matters, have direct contact with the business and be the point person for compliance matters. You will report to a highly supportive and...