Assistant Compliance Manager

Compliance Risk SpecialistAJ FOX COMPLIANCE is seeking an experienced Compliance Risk Specialist to join our team. As a Compliance Risk Specialist, you will play a critical role in ensuring that our firm maintains the highest standards of compliance and risk management.Key Responsibilities:Collaborate with senior leadership and various departments to ensure...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the...

Job Description THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

Embed Compliance ExcellenceAJ FOX COMPLIANCE is seeking a seasoned Risk Compliance Manager to drive compliance leadership and excellence. In this pivotal role, you will work closely with the Head of Risk and Compliance to ensure the effective implementation of regulatory requirements and risk management strategies.Key Responsibilities:Collaborate with senior...

We are seeking a Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key Responsibilities:Collaborate with senior...

We are seeking a highly skilled Risk Compliance Manager to join our proactive team at AJ FOX COMPLIANCE. In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key Responsibilities:Collaborate with...

At AJ FOX COMPLIANCE, we're seeking a highly skilled Risk Compliance Manager to join our proactive team. In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.Key Responsibilities:Collaborate with...

Risk Compliance Manager at AJ FOX COMPLIANCEAre you a risk management enthusiast seeking a challenging role where your expertise can make a meaningful impact?AJ FOX COMPLIANCE is a forward-thinking law firm that values innovation and proactive problem-solving. We're currently looking for a Risk & Compliance Manager to join our team, collaborating closely...

Job Title: Senior Compliance ExecutiveJob Summary:We are seeking a highly skilled Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will work closely with the Head of Risk and Compliance to embed a strong compliance culture and provide expert guidance on regulatory and risk...

Compliance Role OverviewAJ FOX COMPLIANCE is seeking a Senior Compliance Executive to collaborate with senior leadership and various departments to ensure the firm complies with all relevant legal, regulatory, and professional standards.Key ResponsibilitiesCollaborate with senior leadership and various departments to ensure compliance with legal, regulatory,...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

Do you have experience of Corporate Governance? Do you have a solid compliance background? This could be a fantastic opportunity for you…. This is an excellent opportunity for an experienced corporate compliance professional to join a Global Blue-Chip organisation and a fantastic brand based in Hatfield. This is a company that really invests in its...

Do you have experience of Corporate Governance? Do you have a solid compliance background? This could be a fantastic opportunity for you…. This is an excellent opportunity for an experienced corporate compliance professional to join a Global Blue-Chip organisation and a fantastic brand based in Hatfield. This is a company that really invests in its...

Do you have experience of Corporate Governance? Do you have a solid compliance background? This could be a fantastic opportunity for you…. This is an excellent opportunity for an experienced corporate compliance professional to join a Global Blue-Chip organisation and a fantastic brand based in Hatfield. This is a company that really invests in its...

Do you have experience of Corporate Governance? Do you have a solid compliance background? This could be a fantastic opportunity for you….This is an excellent opportunity for an experienced corporate compliance professional to join a Global Blue-Chip organisation and a fantastic brand based in Hatfield. This is a company that really invests in its people...

Title: Assistant Compliance ManagerSalary: £40,000 plus incredible benefitsLocation HatfieldHours: 9.00 to 5.00 Monday to Friday (1-2 days wfh)****AUDITING experience across legal, ethical and quality compliance is highly beneficial****What to know about this employer:• This business is the UKs market leader in their field• A multi award winning company...

Title: Assistant Compliance ManagerSalary: £40,000 plus incredible benefitsLocation HatfieldHours: 9.00 to 5.00 Monday to Friday (1-2 days wfh)****AUDITING experience across legal, ethical and quality compliance is highly beneficial****What to know about this employer:• This business is the UKs market leader in their field• A multi award winning company...

Title: Assistant Compliance ManagerSalary: £40,000 plus incredible benefitsLocation HatfieldHours: 9.00 to 5.00 Monday to Friday (1-2 days wfh)****AUDITING experience across legal, ethical and quality compliance is highly beneficial****What to know about this employer:• This business is the UKs market leader in their field• A multi award winning company...