Senior Compliance Monitoring Manager
4 weeks ago
One of the markets leading Real Estate Investment Managers are looking to hire an experienced and Senior Compliance Manager who can support the Global Head of Risk and Compliance managing compliance initiatives across the business.
Compliance oversight on regulated entities
Policy and procedure review and assessment
Regulatory analysis
Compliance monitoring
Project & Change Management (regulatory, people and process)
Previous experience gained within Real Estate Investment Management
Solid experience across regulatory frameworks both compliance and financial crime
Experience at a Senior level gained within a regulated FCA organisation
Knowledge of UK compliance requirements and ideally other regulatory jurisdictions.
Experience of producing and implementing compliance policies and procedures
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Compliance Monitoring Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...
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Senior Compliance Monitoring Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeWe are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...
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Compliance Monitoring Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a specialist insurance company. They are looking to hire a Compliance Manager on a permanent basis, the role is able to be carried out remotely. Being the SMF16, ensuring that the business is compliant in all dealings with our customers and meeting our regulatory requirements Regulatory compliance management within the business;...
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Compliance Officer Monitoring
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a successful retail brokerage firm and is seeking someone with strong monitoring/risk assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify any gaps or weaknesses in the plan and propose remedial actions. Assist with...
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Senior Compliance Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...
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Compliance Manager/Senior Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
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Financial Crime Compliance Monitoring Manager
4 weeks ago
London, United Kingdom Compliance Professionals Full timeWe are working with a successful retail and wholesale bank based in the West End, they are looking for a Financial Crime Compliance Manager to join the team on a 6 month FTC basis. To lead on horizon scanning, interpretation, and implementation of changes and updates to AML/CTF and controls for mitigating the risks financial crime UK Financial industry...
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Compliance Monitoring Manager
3 weeks ago
London, United Kingdom eFinancialCareers Full timeNEW ROLE - Compliance Monitoring Manager Inside IR35 ASAP Start **Experience**: - Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market - Experience of compliance oversight/assurance activity, risk assurance or internal audit - Relevant governance, risk management and control expertise - Relevant knowledge...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Barclay Simpson Full timeBarclay Simpson are currently recruiting for a Head of Compliance to join an established international asset management house as they look to expand their business and open an alternatives business. This is an all-encompassing compliance role that will be a building job in the first instance. It will be your responsibility to establish a new compliance...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Eleanor nursing and social care Ltd Full timeEleanor Care is one of the leading healthcare groups in the UK, committed to providing high-quality care and support to our clients across different specialties, including home care and care homes. Our vision is to deliver exceptional care experiences and help our clients achieve their health and wellness goals. We are seeking for an experienced individual...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Black Swan Group Full timeWe are a leading recruitment firm specializing in connecting top talent with prestigious financial services institutions across the UK. Currently, we are seeking a seasoned professional to fill the role of Head of Compliance for a reputable financial services institution based in the UK. This institution is committed to maintaining the highest standards of...
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London, United Kingdom Compliance Professionals Full timeOur client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Willow Resourcing Limited Full timeHead of Compliance General Insurance Location: London – Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning...
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Senior Compliance Monitoring
4 weeks ago
London, United Kingdom Willow Resourcing Limited Full timeHead of Compliance General Insurance Location: London – Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning...
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Senior Compliance Officer
4 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is a global banking group offering commercial and retail banking, investment banking, and wealth management. Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key...
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Senior Compliance Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory...
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Senior Compliance Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory...
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Senior Compliance Monitoring
4 days ago
London, United Kingdom Nashrock Insurance Recruitment Full timeHead of Compliance c£130,000 + An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general (Re)insurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering...
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Senior Compliance Monitoring
5 days ago
London, United Kingdom Nashrock Insurance Recruitment Full timeHead of Compliance c£130,000 + An exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general (Re)insurance market. Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations. Designing and delivering...
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Senior Compliance Monitoring
1 hour ago
City of London, Greater London, United Kingdom Willow Resourcing Limited Full timeHead of Compliance General Insurance Location: London - Hybrid (3 days in the office, 2 days WFH) You’ll be responsible for the ongoing development of the firm’s Compliance framework, policies and procedures and also take ownership for the planning and execution of the Compliance Monitoring Plan. In addition, you’ll undertake horizon scanning of...