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Compliance Assistant

1 month ago

West Oxfordshire Oxfordshire, United Kingdom The Burford Recruitment Company Ltd Full time

Company bonus

  • Holiday - 25 days per year plus bank holidays
  • Increasing to 27 days after 5 years’ service
  • Smart Pension scheme
  • Phantom share scheme
  • Private Medical Insurance
  • Salary sacrifice scheme
  • Life assurance
The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Witney, Oxfordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant with all relevant regulatory frameworks. Key Responsibilities:
  • Support the Compliance Officer in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation (e.g., Data Protection Act, Proceeds of Crime Act).
  • Assist in monitoring and reviewing business processes to safeguard against risk, fraud, or irregularities.
  • Help identify and rectify rule breaches, ensuring all reporting requirements are fulfilled.
  • Provide advice to employees to ensure process improvements align with regulatory standards.
  • Coordinate the handling of client complaints, ensuring all responses meet compliance requirements.
  • Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance operational efficiency
  • Ensure compliance with Health and Safety requirements and conduct an annual review of the Business Continuity Plan (BCP).
Skills & Experience Required:
  • Minimum of 3 years’ experience in a compliance role
  • Knowledge of FCA regulations and some monitoring work.
  • Strong understanding of business processes, standards, and policies within the financial services industry.
  • A relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent is preferred; strong industry experience will also be considered.
  • Ability to manage a varied workload and work under pressure within a small team.
Please note: This is a fully office based role and you will need to live within a commutable distance to Witney, Oxfordshire (OX28) This is a great opportunity for someone looking to advance their career in compliance, offering competitive salary and excellent professional growth opportunities Apply now to join a dynamic team and make a meaningful impact