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Regulatory Compliance and Legal
4 months ago
Head of Compliance, NTIFASIL page is loaded Head of Compliance, NTIFASIL
Apply remote type Hybrid locations Limerick, Ireland Dublin, Ireland time type Full time posted on Posted 2 Days Ago job requisition id R123622 About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
Head of Compliance NTIFASIL
Northern Trust has an established Ireland Compliance team, with partners based in our Limerick and Dublin offices. The Ireland team is part of the International Compliance team of the Northern Trust Group and works closely with regional and global compliance partners. The continued growth and scale of our business in Ireland has created the need for a dedicated Head of Compliance (PCF-12) for our fund administration entity.
The successful candidate will manage one direct report and work alongside the PCF-12 for the depositary entity as well as the Ireland compliance shared service team. This role reports to the International Chief Compliance Officer in the UK, the Board of Directors and is subject to the approval of the Central Bank of Ireland (“CBI”).
Execute the day-to-day PCF-12 (Head of Compliance) responsibilities for the regulated fund administration business, Northern Trust International Fund Administration Services (Ireland) Limited (“NTIFASIL”):
Maintain and embed a comprehensive compliance framework for NTIFASIL, leveraging (where practical) the Northern Trust Group compliance framework. This includes the areas of Compliance Risk Assessment, Monitoring and Testing, Regulatory Change, Compliance Policies and Management Reporting.
Deliver the annual Compliance Programme of work for the legal entity.
Have a full understanding of the NTIFASIL strategy, business operations, regulatory landscape and industry trends. Act as subject matter expert on all regulations impacting the legal entity.
Work closely with the NTIFASIL Board of Directors and Senior Management team, serving as compliance representative at relevant governance forums (Board, Risk Committee, etc.).
Act as trusted advisor, providing constructive engagement and challenge on core activities and advising on group-wide compliance initiatives impacting the legal entity.
Extensive compliance, regulatory or risk experience, with the ideal candidate having worked within an international financial services firm and having a strong knowledge of how fund service providers operate.
Experience in managing the relationship with the Central Bank of Ireland or other regulator.
Successful track record in delivering a compliance program for a regulated entity.
Strong emotional intelligence, collaboration skills and ability to influence senior stakeholders with impact.
You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com .
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
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