HR Regulations Manager

4 weeks ago

Edinburgh, United Kingdom Core-Asset Consulting Ltd Full time

Job Description:

Our client, a global asset manager, is recruiting for a HR Regulation Manager on an initial 3 month contract basis. The role can be based in Edinburgh or London and our client operates a hybrid office/remote working model.

Start date is ASAP and therefore early application is advised

Essential Skills/Experience:
  • Material Risk Taker knowledge and experience
  • SMCR knowledge and experience
Core Responsibilities:
  • Certification and MRT Identification SME - provide advice and ensure regulatory requirements are met and maintained
  • Manage regulatory and business requirements including oversight of population identification and maintenance, initial and ongoing Certification/fitness & propriety reviews, regulated references and FCA Directory
  • Manage governance for MRT approval including CompCo and RemCo papers
  • Manage Knowledge and Competence (K&C) and Continuous Professional Development requirements for all Certified colleagues and MiFID Information Givers
  • Develop and maintain Certification, MRT and K&C governance/policy framework and continuous improvement activities
  • Manage engagement with Function leads on population maintenance, including regular training/awareness
  • Monitor regulatory developments, liaising with Risk staff and external advisors
  • Co-ordinate Fitness & Propriety Panel agenda, meeting inputs and actions/minutes
  • Provide input to the Conduct Advisory Group, leading on F&P recommendations, and inputs to the F&P Panel/CPO as required

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 15661

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

At Core-Asset, we're committed to protecting and respecting your privacy. Our privacy statement explains when and why we collect personal information about people who engage with our services, how we use it, the conditions under which we may disclose it to others, and how we keep it secure. We may change this policy from time to time, so please check this policy occasionally to ensure that you're happy with any changes.

By engaging with us (either by applying for a job we're advertising, registering through our website, or getting in touch with our business) you're agreeing to be bound by this policy.

Core-Asset Consulting is committed to protecting the privacy of our candidates, clients and website users. For further information, please refer to our full Privacy Statement available on our website

Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

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