Regulatory Policy Assistant

4 weeks ago


London, United Kingdom Pembury Legal Full time

Are you driven by the challenge of ensuring regulatory compliance and privacy in a dynamic legal environment? We are working with a leading US law firm renowned for its commitment to excellence, seeking a dedicated individual to support the Regulatory and Privacy Manager. Based in London, this role offers the opportunity to be at the forefront of assisting on the firm's risk processes and regulatory adherence, delivering essential support to the firm's compliance team. In this role, the candidate will play a key part in coordinating efforts across a variety of compliance areas including anti-money laundering, data privacy, anti-modern slavery, and more. The position is instrumental in coordinating and updating the firm's policies and procedures, ensuring compliance with the latest regulations, and supporting the firm's commitment to ethical practice.
Assist in managing regulatory compliance projects, including EU and UK tax enforcement regulations, and anti-money laundering initiatives.
# Support the creation and upkeep of compliance and privacy policies, ensuring they meet international and local obligations.
# Coordinate the administration of online compliance training and manage a third-party contracts database.
# Prepare weekly updates on risk management and regulatory compliance developments.

Who This Role Is For: Individuals with a law degree or equivalent, passionate about building a career in risk and compliance. Experience of working within a large or city law firm's risk department would be an advantage but not essential. Excellent communicators with strong research skills, analytical prowess, and the ability to handle multiple projects in a fast-paced setting. This position is an exceptional opportunity to contribute to the high standards of a prestigious law firm, giving you the opportunity to develop and refine your skillset in risk and compliance.


  • Regulatory Policy

    1 day ago


    London, United Kingdom Scot Lewis Associates Full time

    FRTB Regulatory SME - £1,000 Per day - 12 month contract My client is a global bank based in London (role is hybrid). They are looking for a contract FRTB Regulatory SME to provide support on the various initiatives related to the FRTB regulatory book of work, including regulatory policy interpretations, response to consultations as well as SA and IMA...


  • London, United Kingdom Tradition Full time

    Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition’s goal is to provide superior client services. Tradition is currently seeking to appoint a Desk Assistant to be based within the London office. Liaise with...


  • London, United Kingdom Tradition Full time

    Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition’s goal is to provide superior client services. Tradition is currently seeking to appoint a Desk Assistant to be based within the London office. Liaise with...


  • London, United Kingdom Tradition Full time

    Job Description Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition’s goal is to provide superior client services. Tradition is currently seeking to appoint a Desk Assistant to be based within the London...


  • City of London, Greater London, United Kingdom Tradition Full time

    Tradition is the interdealer broking arm of Compagnie Financière Tradition and one of the world's largest interdealer brokers in over-the-counter financial and commodity related products. Tradition is currently seeking to appoint a Desk Assistant to be based within the London office. Liaise with the middle and back office to follow up any issues regarding...

  • Compliance Officer

    1 week ago


    London, United Kingdom UNCOVER Full time

    A leading US law firm is looking for a dedicated and detail-oriented Regulatory & Privacy Assistant to join their team in London. As the Regulatory & Privacy Assistant you will work closely with the Regulatory & Privacy Manager to support a variety of projects related to risk management processes and regulatory compliance. Key responsibilities for the...


  • London, United Kingdom Compliance Professionals Full time

    Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank’s compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance Monitoring Programme (CMP) ...

  • Regulatory Policy VP

    3 weeks ago


    London, United Kingdom Investigo Full time

    Compliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...


  • London, United Kingdom Goodman Masson Full time

    Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...


  • London, United Kingdom Goodman Masson Full time

    Responsibilities: Role Purpose The role holder will lead on regulatory interpretation of regulatory requirements for credit risk, including the internal ratings based approach (IRB). As well as lead the review and response to proposed rulemaking by regulators designed to address the changing environment that banks operate within, such as regulatory...

  • Regulatory Policy

    1 day ago


    London, United Kingdom Cherry Pick People Full time

    Our client, reputable Hosing Association, invites you to take on the role of Head of Regulation and Policy. In this pivotal position, you will spearhead the development and implementation of policies to uphold consumer standards, ensure fair housing costs, and drive exceptional customer outcomes. As Head of Regulation and Policy, you will be instrumental...


  • London, United Kingdom Investigo Full time

    I'm partnering with a global banking group supporting a number of key contract hires in the regulatory policy function, covering both the trading and banking book. These contracts will range from 8-18 months with dy rates between £900-£1050 umbrella per day, depending on the role and experience of applicants. We are looking for experienced...


  • London, United Kingdom InterQuest Group Full time

    InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Investments division. As a regulatory expert in the space, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business...


  • London, United Kingdom InterQuest Group Full time

    Job Description InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Investments division. As a regulatory expert in the space, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a...

  • Regulatory Policy

    1 week ago


    London, United Kingdom in Newbury Full time

    Location: London (hybrid working - open to discussion about remote working) Startup Coalition(formerly Coadec) is an independent advocacy group that serves as thepolicy voice for technology-led startups and scaleups in the UK.Startup Coalition was founded by entrepreneurs, for entrepreneurs, andfights for a policy environment that enables early-stage...


  • London, United Kingdom Scot Lewis Associates Full time

    Regulatory Policy Manager - 9 months + - Contract - £960 a day inside - Hybrid Regulatory Policy Manager - 9 months + - Contract - £960 a day inside - Hybrid Regulatory Policy manager, Credit risk, Compliance, Basel, PRA Working with a leading global banking client to secure the services of a Regulatory Policy Manager for London. The role holder will...


  • London, United Kingdom Ocorian group Full time

    Compliance Associate, Capital Markets (Bovill) Full-time London Fund Services | Corporate | Capital Markets | Private Client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by asset managers, financial institutions, corporates, high...


  • London, United Kingdom Deriv.com Full time

    As the VP of Compliance at Deriv, you will assume a pivotal position in ensuring our Group's adherence to regulatory and statutory requirements across all areas of operation. Your expertise will play a key role in shaping and strengthening our compliance practices on a global scale. You will provide technical advice, undertake risk assessments, develop...


  • London, United Kingdom HSBC Full time

    Job Title: Regulatory Policy Manager, IRR Duration: Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and compliance. We...


  • London, United Kingdom HSBC Full time

    Job Description Job Title: Regulatory Policy Manager, IRR Location: HSBC London 8CS Pay Rate: £730 PAYE Per Day Inside IR35 / £937.Our Risk and Compliance function has a critical role to play in supporting, challenging, and advising across all areas of the business through establishing policy, identifying and managing forward-looking risk and...