Compliance Associate/Senior Associate

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

Job DescriptionAbout the Role:The Compliance Associate will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage compliance relationships with the front office team, portfolio managers, research analysts, and the finance team.Provide technical advice and guidance to colleagues on...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Job DescriptionSenior Compliance Monitoring AssociateWe are seeking a highly skilled and experienced Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering Compliance Monitoring Programmes: Assist in the...

Senior Compliance Associate (Generalist) Wealth & Asset Management (Fixed Income, Equities & Alternatives) Circa £10b AUM London - Hybrid Role Overview: This wealth and asset management firm, that manages around £10 billion in AUM, is seeking an experienced Senior Compliance Associate. This role will encompass generalist compliance responsibilities...

Do you have around 4 - 5 years plus compliance experience in an FCA regulated firm? - Do you have good knowledge of FCA industry standards and regulations, along with knowledge of anti-financial crime related matters (ABC, Fraud, MAR, Sanctions, AML/CTF, JMLSG guidance)? Senior Compliance Associate Global Investment Trading/Broker firm is going through a...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job SummaryWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our client's dynamic compliance monitoring team. As a key member of the team, you will be responsible for assisting in the delivery of the annual compliance monitoring programme, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

Job Summary:We are seeking a highly skilled Compliance Associate to join our team at Attribution Search. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Conducting compliance testing in accordance with our Compliance Management...

Job Summary:We are seeking a highly skilled Compliance Associate to join our team at Attribution Search. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key Responsibilities:Conducting compliance testing in accordance with our Compliance Management...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services.If you are considering sending an application, make sure to hit the apply...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services.If you are considering sending an application, make sure to hit the apply...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services. Key responsibilities of the Senior Compliance Associate; Provide...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services. Key responsibilities of the Senior Compliance Associate; Provide...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services.Key responsibilities of the Senior Compliance Associate;Provide support to...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services.Please ensure you read the below overview and requirements for this...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services.Please ensure you read the below overview and requirements for this...

Senior Compliance Associate (Generalist)Wealth & Asset Management (Fixed Income, Equities & Alternatives)Circa £10b AUMLondon - HybridRole Overview:This wealth and asset management firm, that manages around £10 billion in AUM, is seeking an experienced Senior Compliance Associate. This role will encompass generalist compliance responsibilities while...

Senior Compliance Associate (Generalist)Wealth & Asset Management (Fixed Income, Equities & Alternatives)Circa £10b AUMLondon - HybridRole Overview:This wealth and asset management firm, that manages around £10 billion in AUM, is seeking an experienced Senior Compliance Associate. This role will encompass generalist compliance responsibilities while...

Senior Compliance Associate (Generalist) Wealth & Asset Management (Fixed Income, Equities & Alternatives) Circa £10b AUM London - Hybrid Role Overview: This wealth and asset management firm, that manages around £10 billion in AUM, is seeking an experienced Senior Compliance Associate. This role will encompass generalist compliance responsibilities...