Current jobs related to Senior Compliance Associate - London - Coopman Search and Selection | B Corp™

  • Senior Compliance Monitoring Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...

  • Senior Compliance Monitoring Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be responsible for:Delivering the annual compliance monitoring programme by undertaking...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring AssociateWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our dynamic compliance team. As a key member of our team, you will be responsible for assisting in the delivery of our annual compliance monitoring program, identifying control gaps and weaknesses, and proposing viable solutions to mitigate...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Senior Compliance Monitoring Associate

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Monitoring RoleWe are seeking a Senior Compliance Monitoring Associate to join our team. The successful candidate will have at least 2 years of compliance monitoring experience with a wealth management firm or a retail financial advice firm.The role involves assisting in the delivery of the annual compliance monitoring programme, identifying...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

  • Senior Compliance Monitoring Associate

    1 month ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring RoleWe are seeking a highly skilled Senior Compliance Monitoring Associate to join our team at Compliance Recruitment Solutions. As a key member of our compliance monitoring team, you will play a critical role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the delivery of the...

  • Compliance Associate

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a well regarded and fast growing online retail brokerage and is currently seeking a compliance associate to join their teamTHE RESPONSIBILITIES:Provide advice to the businessReview of policies and procedures to ensure that they are in line with applicable requirements and internal processes;Compliance risk assessments and...

  • Compliance Associate

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a well regarded and fast growing online retail brokerage and is currently seeking a compliance associate to join their teamTHE RESPONSIBILITIES:Provide advice to the businessReview of policies and procedures to ensure that they are in line with applicable requirements and internal processes;Compliance risk assessments and...

  • Compliance Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Associate - Junior Client Onboarding & KYC OfficerWe are seeking a highly motivated and detail-oriented Compliance Associate to join our team as a Junior Client Onboarding & KYC Officer. As a key member of our compliance team, you will be responsible for assisting with all new client onboarding requirements and documentation, ensuring compliance...

  • Compliance Associate

    3 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Associate - Junior Client Onboarding & KYC OfficerWe are seeking a highly motivated and detail-oriented Compliance Associate to join our team as a Junior Client Onboarding & KYC Officer. As a key member of our compliance team, you will be responsible for assisting with all new client onboarding requirements and documentation, ensuring compliance...

  • Compliance Associate

    2 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Associate - Junior Client Onboarding & KYC OfficerWe are seeking a highly motivated and detail-oriented Compliance Associate to join our team as a Junior Client Onboarding & KYC Officer. This is an excellent opportunity to begin a compliance career in a responsible and broad role with an exciting FinTech business that has seen significant growth...

  • Senior Compliance Monitoring Officer

    5 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate RoleWe are seeking a Senior Compliance Monitoring Associate to join our dynamic compliance monitoring team. The ideal candidate will have at least 2 years of experience in compliance monitoring within the wealth management or retail financial advice sectors.Key responsibilities include:Delivering the annual compliance...

  • Senior AML Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Senior AML Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience RequiredCompliance Recruitment Solutions is seeking a highly skilled Senior Compliance Monitoring Associate to join their dynamic compliance monitoring team. Reporting to the Senior Compliance Assurance Manager, the successful candidate will be...

  • Compliance and KYC Associate

    1 week ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Job Title: Compliance and KYC AssociateJob Summary: We are seeking a highly motivated and detail-oriented Compliance and KYC Associate to join our team. The successful candidate will assist with all new client onboarding requirements and documentation, ensuring compliance with regulatory and legal requirements.Key Responsibilities:Assist with onboarding new...

  • Compliance and KYC Associate

    5 days ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Are you a recent graduate seeking a challenging role in financial services? We have an exciting opportunity for a Graduate Trainee Compliance/KYC Associate to join our team.As a Graduate Trainee Compliance/KYC Associate, you will assist with onboarding new clients, agents, and distributors, performing all relevant checks on at the client on-boarding stage as...

  • Compliance Risk Manager

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Senior Compliance Monitoring RoleWe are seeking a seasoned professional to join our Compliance Professionals team as a Senior Compliance Monitoring expert. This role will play a critical part in ensuring our organization's compliance with regulatory requirements and maintaining a strong risk management framework.Key Responsibilities:Develop and implement...

Senior Compliance Associate

2 months ago

London, United Kingdom Coopman Search and Selection | B Corp™ Full time

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions. This particular role is within a team who provide support to clients in UK Payment Services.


If you are considering sending an application, make sure to hit the apply button below after reading through the entire description.

Key responsibilities of the Senior Compliance Associate;

  • Provide support to clients on the legislations and regulatory requirements around UK Payment Services;
  • Maintaining knowledge of regulations such as Payment Services Regulations 2017 and the Electronic Money Regulations 2017;
  • Reviewing client documents, applying the necessary legal and regulatory frameworks;
  • Provide support for FCA applications for various Payments Services firms;
  • Answering client questions from a technical perspective;
  • Occasional responsibility to attend clients' sites to perform Payment Services tasks;
  • Assist in development of the business and team as they continue to grow;
  • Become a trusted advisor to clients to maintain relationships;
  • Supporting peers within your direct team and sharing best practices.

Experience required of the Senior Compliance Associate;

  • Relevant regulatory experience in a Payments firm or EMI ;
  • Ability to interpret and analyse data thoroughly;
  • Be articulate in communications both written and verbally;
  • Have a strong attention to detail ensuring projects are completed in a timely manner;
  • Experience of Microsoft Office products, including Excel and PowerPoint;
  • Strong ability to work within a team, whilst also having own initiative.

This an excellent opportunity to join an expanding, award-winning specialist compliance consultancy with exciting growth plans. Our client offers a supportive and collaborative culture, training and development, and the opportunity to gain exposure to supporting various financial services clients. For further information, please get in touch with shane.cassidy@coopman.uk

As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.