Senior Compliance Analyst

3 weeks ago


London, United Kingdom AJ FOX COMPLIANCE Full time

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure best practices are followed.

This role is best suited to someone with a genuine interest in risk and compliance, supported by at least 3 years of experience within a legal environment. Prior experience handling conflict searches, AML enquiries and CDD would be highly beneficial to this role. A good understanding of the SRA Standards and Regulations would also prove advantageous but not essential.

Some responsibilities:

  • Conduct conflict checks for new and existing clients/client matters
  • Maintain client/matter files
  • Review and answer firm-wide conflict/AML-related enquiries from a quality and control perspective
  • Escalate conflict issues where necessary
  • Liaise with firm-wide staff
  • Assist in task/responsibility delegation
  • Provide training, support and guidance to junior team members
  • Provide feedback regarding team targets and process improvements/developments

This role is perfect for someone highly motivated and ambitious, adept at problem-solving and organisation. They excel both as a team player and independently, thriving even under pressure. Excellent interpersonal, written and verbal communication skills are key, along with a keen eye for detail.

If this sounds like you, please submit your CV to be considered for this opportunity. Thank you.



  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • London, United Kingdom AJ Fox Compliance Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Company OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • Greater London, United Kingdom AJ Fox Compliance Full time

    An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...


  • London Area, United Kingdom Compliance Professionals Full time

    Company OverviewOur client is a leading Asset Manager based in London who currently has a significant asset under management. They are seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key ResponsibilitiesOversee and manage Front Office System operations to ensure compliance with regulatory requirements.Manage wall crossings...


  • London Area, United Kingdom Compliance Professionals Full time

    Company OverviewOur client is a leading Asset Manager based in London who currently has a significant asset under management. They are seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key ResponsibilitiesOversee and manage Front Office System operations to ensure compliance with regulatory requirements.Manage wall crossings...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our vibrant team. This position plays a crucial role in supporting the conflicts division, collaborating with senior personnel and various departments. Your primary responsibility will be to uphold exemplary service standards for our clients, manage all regulatory elements essential for the...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position is integral to supporting the conflicts division, collaborating closely with senior personnel and various departments. In this capacity, you will uphold exceptional service standards for our clients, oversee all regulatory components essential for the firm's...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Senior Compliance Analyst to join their team in London. This role will support the conflicts team, working closely with senior staff and other departments to maintain a high standard of service for clients.The ideal candidate will have a genuine interest in risk and compliance, with...


  • London, Greater London, United Kingdom AJ Fox Compliance Full time

    A leading compliance firm, AJ Fox Compliance, is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in a legal environment. This role primarily supports the conflicts team, alongside senior staff and wider departments, ensuring a high standard of service for clients and managing all regulatory aspects relative to the firm's smooth...