Senior Compliance Analyst
3 weeks ago
An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure best practices are followed.
This role is best suited to someone with a genuine interest in risk and compliance, supported by at least 3 years of experience within a legal environment. Prior experience handling conflict searches, AML enquiries and CDD would be highly beneficial to this role. A good understanding of the SRA Standards and Regulations would also prove advantageous but not essential.
Some responsibilities:
- Conduct conflict checks for new and existing clients/client matters
- Maintain client/matter files
- Review and answer firm-wide conflict/AML-related enquiries from a quality and control perspective
- Escalate conflict issues where necessary
- Liaise with firm-wide staff
- Assist in task/responsibility delegation
- Provide training, support and guidance to junior team members
- Provide feedback regarding team targets and process improvements/developments
This role is perfect for someone highly motivated and ambitious, adept at problem-solving and organisation. They excel both as a team player and independently, thriving even under pressure. Excellent interpersonal, written and verbal communication skills are key, along with a keen eye for detail.
If this sounds like you, please submit your CV to be considered for this opportunity. Thank you.
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Compliance Risk Analyst
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London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...
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Compliance Risk Analyst
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCompliance Professionals is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring the company's compliance with regulatory requirements and industry standards.Key Responsibilities:Manage and oversee front office systems to ensure compliance with regulatory...
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London, United Kingdom AJ FOX COMPLIANCE Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and...
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Senior Compliance Analyst
1 month ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...
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Senior Compliance Analyst
1 week ago
London, United Kingdom AJ Fox Compliance Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...
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Compliance Risk Analyst
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London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewCompliance Professionals is a leading provider of compliance services to the financial industry.Job SummaryWe are seeking a highly skilled Compliance Analyst to join our team. The successful candidate will be responsible for ensuring that our company's compliance with regulatory requirements is maintained at the highest level.Key...
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Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...
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Senior Compliance Analyst
3 weeks ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...
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London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...
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Senior Compliance Analyst
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Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...
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Senior Compliance Analyst
1 month ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAn International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...
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London Area, United Kingdom Compliance Professionals Full timeCompany OverviewOur client is a leading Asset Manager based in London who currently has a significant asset under management. They are seeking a Compliance Analyst to join their team on a 12-month fixed-term contract.Key ResponsibilitiesOversee and manage Front Office System operations to ensure compliance with regulatory requirements.Manage wall crossings...
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