Legal Counsel Regulatory Affairs

3 weeks ago

London, United Kingdom Pembury Legal Full time

A prestigious specialist law firm is seeking a Risk Counsel to lead its compliance function and manage a broad range of regulatory responsibilities across its London and Dublin offices. This pivotal role offers an exceptional opportunity to significantly impact the firm's compliance strategies and its dynamic operational growth.
The successful candidate will be instrumental in shaping the firm's overall compliance strategy, maintaining regulatory standards, and serving as a key advisor on compliance and ethical matters. This role includes responsibilities ranging from managing the firm's compliance audits to overseeing client onboarding processes and data privacy.
Compliance Strategy and Policy Development: Lead the formulation and implementation of the firm's compliance strategy and policies in collaboration with the Compliance Partner. Regularly update policies to reflect regulatory changes.
Regulatory Oversight and Client Onboarding: Supervise the compliance aspects of client onboarding, including AML and sanctions checks, and manage the firm's external KYC checks service provider.
Data Privacy and IT Security: Serve as the firm's Data Privacy Officer, ensuring compliance with data privacy policies and conducting IT security audits.
Legal and Ethical Compliance: Advise on a wide range of legal ethical and regulatory issues, maintaining the firm's risk register and managing SRA/Irish Law Society compliance.
Training and Development: Develop and manage compliance training programs, focusing on AML, anti-bribery, data protection, and IT security.
Legal Qualification: Qualified lawyer in the UK or Ireland, with at least 6 years PQE in a regulatory law environment.
Regulatory Expertise: Demonstrated understanding of the compliance and regulatory environment, specifically within England & Wales, and strong knowledge of SRA Standards & Regulations.
This role is ideal for an experienced legal professional skilled in navigating complex regulatory environments. With strong analytical abilities and expertise in strategic compliance management, you will tackle significant challenges and shape the firm's future. The position offers substantial professional growth, enhancing your expertise and visibility in the legal industry. We invite motivated candidates with a passion for regulatory compliance and legal innovation to apply.
Apply for Risk Counsel - Boutique Law Firm
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