Compliance Monitoring Manager

We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...

We are working with an international multi asset platform who are searching for a Regulatory Compliance Analyst on a 6 MONTH CONTRACT. THIS ROLE IS NOT AN AML/ KYC VACANCY, CANDIDATES WITH ONLY THIS BACKGROUND AND EXPERIENCE WILL NOT BE CONTACTED. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business. ...

Join a Leading Private Bank as a Compliance Monitoring Officer! FRENCH OR GERMAN LANGUAGE SKILLS REQUIRED About the Firm: Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or...

Reports To: Operations Manager HMC/Local Area Group (LAG) Job Role: To ensure HMC certified outlets/organisations are complying with standards in relation to the provision of Halal foods. In addition the successful candidate will also assist to raise awareness of the HMC certification to potential food businesses. Main Duties of a Monitoring officer...

Do you have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based near London. As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring Programme for all areas of contracted...

Do you have 5 years’ experience in a CAMO environment, dealing with commercial and private aircraft clients? An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based near London. As an EASA Part 66 Licensed professional you will establish a Compliance Monitoring Programme for all areas of contracted...

Join a Leading Private Bank as a Compliance Monitoring Officer! FRENCH OR GERMAN LANGUAGE SKILLS REQUIRED About the Firm: Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized services. They are searching for a Compliance Monitoring Officer to work in either their London or...

Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. Managing and reporting on regulatory projects, including advising on and supporting the business in implementing...

An exciting opportunity has arisen to join our Group Compliance team! You will report to the Senior Group Compliance Assurance Manager providing second line assurance over each entity across the group. This will be supported by planned internal thematic reviews and adhoc risk based reviews as required. The lead would also assist in the management and...

THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a program of monitoring activities across systems, controls, and...

MERJE, in collaboration with a prominent insurance brokerage, is seeking a Head of Compliance Monitoring. This role involves developing and implementing a comprehensive monitoring framework to provide assurance to the Board and Senior Management Team. The successful candidate will execute a program of monitoring activities across systems, controls, and...

THE COMPANY: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. THE RESPONSIBILITIES: Managing and reporting on regulatory projects, including advising on and supporting the...

Work with the brightest talent in Web3 across a wide array of industries Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What makes us different? Kraken is a mission-focused company rooted in crypto values. As a Krakenite, you’ll join us on our...

This role is a newly created role and will report into the General Counsel & Chief Compliance Officer. In this role you will be responsible for the day-to-day operation of the compliance programme, as well as supporting on wider legal responsibilities. This person is seen medium-long term to be the Head of Compliance (SMF16/17). Compliance oversight and...

Compliance Advisory Manager EMEA Edinburgh Permanent Meraki Talent’s leading Financial Services client are looking for a Compliance Advisory Managerto join their team in Edinburgh. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the functions growth and development in Edinburgh over the...

Compliance Advisory Manager EMEA Edinburgh Permanent Meraki Talent’s leading Financial Services client are looking for a Compliance Advisory Managerto join their team in Edinburgh. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the functions growth and development in Edinburgh over the...

Compliance Monitoring Specialist – Consumer Credit London – Hybrid Do you have deep Consumer Credit and Compliance Monitoring experience? Are you looking to join a team with authentic passion for Compliance? Do you want to demonstrate your insights at ExCo? This is a great opportunity to drive 2nd Line oversight for Compliance Monitoring in an...

Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client screening, risk assessments, policies and procedures. They will be heavily involved in the delivery of the...

Currently recruiting on behalf of a boutique investment bank for a Monitoring & Testing professional to join their compliance team. You will be responsible for performing the ongoing review, management, and testing of regulatory and operational risk controls, and will be given a significant amount of autonomy within the business, as well as the opportunity...