Compliance Manager/Senior Compliance Analyst

1 month ago

London, United Kingdom The Emerald Group Full time

The requirement is for a Compliance Manager/Senior Compliance Analyst with Lloyd’s compliance experience to have responsibility for ensuring that suitable compliance controls are designed and maintained.

  • Location: London
  • Category: Compliance
  • Type: Permanent

Key duties (including, but not limited to):

  • Responsibility for producing monthly compliance and conduct risk MI pack for the Run Off Committee including quarterly more detailed conduct risk Mi pack
  • Responsibility for reviewing and updating Compliance Policies, Procedures, Financial Crime Risk Assessments and the Modern Slavery Risk Assessment as necessary
  • Responsibility for Business Timetables, supported by the Compliance Assistant, to make sure that regulatory reporting deadlines are met in accordance with regulatory timescales
  • Responsibility for preparing compliance owned returns for Head of Compliance to review and sign off
  • Delivery of compliance testing and/or monitoring reviews contributing to the delivery of the compliance monitoring plan as required
  • Experience in a Lloyd’s managing agency compliance team at analyst level
  • Knowledge and experience of working with the Lloyd’s Oversight Principles and the PRA and FCA rulebooks
  • Accurate, reliable, with excellent attention to detail; production of high quality written work is essential
  • Experience and knowledge of the legacy insurance sector desirable
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