Risk and Compliance Executive
2 days ago
We have a new opportunity for an individual with previous operational experience of Risk and Compliance within a Professional Services organisation. Joining our established team based from our Southampton office the position will ideally suit someone with a good understanding of the Risk and Compliance function who’s seeking the opportunity to build a career in the area.
Blake Morgan's internal Risk and Compliance team enables the firm to achieve its corporate objectives by effectively managing and mitigating risk. The team provides high quality, accessible and timely advice through an understanding of the SRA Code of Conduct and compliance generally as well as Solicitor's Professional Liability work. The team has responsibility for implementing all relevant legislation and regulatory changes and requirements and interpreting the frameworks in a digestible way. The team promotes best practice and develops and delivers relevant training to the whole business.
About you
This role would be suited to someone with some knowledge in areas as such as compliance, anti-money laundering, conflicts, internal audits (quality, environmental and/or information security), data protection, information security and regulatory matters. A legal background is not however essential. In addition, there may be opportunities for the right individual to gain exposure in complaints handling, advice around risk avoidance and with other project initiatives.
Your other skills and experience should include:
- Confident communication skills and an excellent telephone manner
- Experience working on your own initiative and as part of a team
- A methodical approach to work
- An up to date awareness of relevant legislation
- The ability to apply problem-solving techniques to a range of scenarios
- Analytical skills with the ability to spot trends
-
Risk And Compliance Executive
2 days ago
Southampton, United Kingdom Blake Morgan Llp Full timeWe have a new opportunity for an individual with previous operational experience of Risk and Compliance within a Professional Services organisation.Joining our established team based from our Southampton office the position will ideally suit someone with a good understanding of the Risk and Compliance function who's seeking the opportunity to build a career...
-
Risk and Compliance Executive
4 days ago
Southampton, United Kingdom Blake Morgan LLP Full timeJob Description We have a new opportunity for an individual with previous operational experience of Risk and Compliance within a Professional Services organisation. Joining our established team based from our Southampton office the position will ideally suit someone with a good understanding of the Risk and Compliance function who’s seeking the opportunity...
-
Risk and Compliance Executive
4 days ago
Southampton, United Kingdom Blake Morgan LLP Full timeWe have a new opportunity for an individual with previous operational experience of Risk and Compliance within a Professional Services organisation. Joining our established team based from our Southampton office the position will ideally suit someone with a good understanding of the Risk and Compliance function who’s seeking the opportunity to build a...
-
Risk and Compliance Executive
5 days ago
Southampton, United Kingdom Blake Morgan LLP Full timeWe have a new opportunity for an individual with previous operational experience of Risk and Compliance within a Professional Services organisation. Joining our established team based from our Southampton office the position will ideally suit someone with a good understanding of the Risk and Compliance function who’s seeking the opportunity to build a...
-
Risk and Compliance Executive
5 days ago
Southampton, United Kingdom Blake Morgan LLP Full timeWe have a new opportunity for an individual with previous operational experience of Risk and Compliance within a Professional Services organisation. Joining our established team based from our Southampton office the position will ideally suit someone with a good understanding of the Risk and Compliance function who’s seeking the opportunity to build a...
-
Risk Management Specialist
7 days ago
Southampton, Southampton, United Kingdom 1st Executive Ltd Full time£65,000 - £75,000 per annum + hybrid working/excellent benefitsJob Summary:Fantastic opportunity to play a key role in overseeing and managing the risks associated with third-party relationships for 1st Executive Ltd. The successful candidate will ensure services are resilient, secure, and compliant with regulatory standards ensuring risks are managed...
-
Risk and Compliance Administrator
1 week ago
Southampton, Southampton, United Kingdom Quilter Full timeWe are seeking an experienced Risk and Compliance Administrator to join our team at Quilter. This is a key role for the Risk function, providing administrative support to the Risk Leadership Team (RLT) and wider Risk function.This is a great opportunity for someone with good organisational and prioritisation skills to learn about and support the disciplines...
-
Vendor Risk Assurance Manager
7 days ago
Southampton, Southampton, United Kingdom 1st Executive Ltd Full time£65,000 - £75,000 per annum + excellent benefitsAbout the Role:We are seeking an experienced Third Party Risk Manager to join our team at 1st Executive Ltd. As a key member of the team, you will be responsible for managing the risks associated with third-party relationships, ensuring our services remain resilient, secure, and compliant with regulatory...
-
Third Party Compliance Officer
7 days ago
Southampton, Southampton, United Kingdom 1st Executive Ltd Full timeUp to £75K + Excellent Corporate BenefitsOverview:A fantastic opportunity has arisen for an experienced Third Party Risk Manager to join 1st Executive Ltd. As a key member of the team, you will be responsible for developing and implementing a comprehensive third-party risk management framework, ensuring the company's services remain resilient, secure, and...
-
Compliance Manager
4 months ago
Southampton, United Kingdom Nationwide Building Society Full timeThis is a great opportunity for a Risk Manager to join the second line Prudential Risk team within Financial Risk Oversight. You will be providing specialist regulatory advice in the area of core prudential risks, contributing to the development of the regulatory objectives for the area. You will be supporting on implementation of regulatory change, ensuring...
-
Compliance and Risk Assurance Expert
4 hours ago
Southampton, Southampton, United Kingdom Broadgate Full timeAbout the RoleWe are currently recruiting for a Compliance and Risk Assurance Expert to join our Broadgate team in Southampton. This is a 12-month fixed-term contract that offers a unique chance to develop your skills in risk assurance and make a significant impact on our organization.As a key member of our team, you will be responsible for driving the...
-
Compliance Oversight Specialist
7 days ago
Southampton, Southampton, United Kingdom Quilter plc Full timeSalary: £60,000 - £80,000 per annumAbout the RoleThis Compliance Oversight Specialist role will be responsible for delivering compliance monitoring and thematic review activities across the Affluent segment at Quilter plc.The successful candidate will leverage support from other Risk teams where required, and provide services to the high net worth segment,...
-
Business Risk and Compliance Specialist
7 days ago
Southampton, Southampton, United Kingdom Quilter Full timeAbout QuilterQuilter is a leading provider of financial advice, investments, and wealth management. With over £111 billion in customer investments, the company offers a range of services including financial planning, investment platforms, and discretionary fund management.The BusinessThe business consists of two segments: Affluent and High Net Worth. The...
-
Product Compliance Assurance Specialist
6 months ago
Southampton, United Kingdom Avask Accounting and Business Consultants Ltd Full time**Role**:Product Compliance Assurance Specialist **Salary**: £30,000 - £40,000 **Location**:Southampton As a Product Compliance Assurance Specialist, you will play a crucial role in guiding clients through the complex landscape of product regulations by being the link between them and the relevant market surveillance authorities. You will bring your...
-
Risk Assurance Manager
2 days ago
Southampton, United Kingdom Broadgate Full timeRisk Assurance Manager - 12 month contract Southampton (Hybrid) Salary: £55-65k In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities.Includes... Driving the development and...
-
Deputy Head of Governance
5 months ago
Southampton, United Kingdom Barclay Meade Full time**Ref no.** - BHN568260**Salary** - £60,000 - £70,000/annum**Location** - Southampton, England**Start date** - ASAP**Job type** - Permanent**Job status** - Open**Job summary**: Defence business require a Deputy Head of Governance & Compliance. Applicants need governance, compliance, risk management, business continuity or assurance experience, ideally...
-
Data Risk Specialist
1 month ago
Southampton, Southampton, United Kingdom https:www.energyjobline.comsitemap Full timeThis is a key role at an exciting time in the evolution of the Risk function. You will support the Senior Risk Manager and the wider Risk function, working with colleagues across Risk, Compliance, Financial Crime, and Data Protection teams. You will have opportunities to learn about other areas of the business. This role is ideal for someone with significant...
-
Risk Assurance Manager
4 weeks ago
Southampton, United Kingdom Broadgate Full time €55,000 - €65,000Risk Assurance Manager - 12 month contract Southampton (Hybrid) Salary: £55-65k In a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities. Includes... Driving the development...
-
Compliance Manager
3 months ago
Southampton, United Kingdom ICG Medical Full timeJob Title: Compliance ManagerAbout ICG Medical: ICG Medical is a leading global healthcare recruiter with a focus on nurses (all specialities), midwives and home care/healthcare workers. Our company vision is to improve patient care. The DNA make up of our business stems from our core values: Open, Family and Passion. The business is made up of three...
-
Risk Assurance Manager
4 weeks ago
Southampton, United Kingdom Broadgate Full timeRisk Assurance Manager - 12 month contractSouthampton (Hybrid)Salary: £55-65kIn a role that intersects across Compliance, Risk and Financial Crime, this is an opportunity for tremendous exposure amongst the most Senior individuals (Director of Compliance, MLRO) in the implementation of Risk Assurance activities.Includes...Driving the development and...