Compliance Manager

4 weeks ago

Eastern England, United Kingdom dtcpay Full time

Responsibilities

  • Ensure internal reports are provided and updated to the Group Risk Committee, Group Chief Compliance Officer and/or Global Money Launder Reporting Officer (GMLRO) for oversight of Local AML/CFT program.
  • Ensure external reports as required by Local regulatory authorities are promptly submitted.
  • Conduct Local AML/CFT program maintenance, including analysis/investigations during customer acceptance process and on-going monitoring i.e. Know Your Customer (KYC), Sanctions/PEP screening, Know Your Transaction (KYT) and Transaction Monitoring (TM).
  • Ensure operational efficiency of Local AML/CFT operations.
  • Ensure regulatory compliance and oversight as the MLRO as required under Local legislation and regulations.
  • Oversight of Local Financial Crime & Compliance, compliance testing, reporting and recommendations.
  • Ensure timely investigations and filing of Local Suspicious Activity Reports (SARs) or Suspicious Transaction Reports (STRs), to the respective Regulatory Authority (e.g. HKMA, C&E, FCA), when applicable.
  • Liaise with respective stakeholders to ensure Local Compliance policies and Standard Operating Procedures (SOPs) are kept updated and compliant to local regulatory requirements & group internal policies.


Requirements

  • Bachelor's Degree or above in Business, Law, Accounting & Finance, Economics or related fields, professional certifications in AML/CTF (e.g., CAMS, ACAMS) are highly desirable.
  • At least 5 years of working experience in compliance related roles in the Financial Institutions and/or Fintech/Payments Industry.
  • Understanding of Payment Service Act (PSA) and any applicable regulations in Singapore affecting the payment, fintech, and Digital Asset industry. Knowledge in corresponding regulations under different countries and/or jurisdictions would be a strong plus.
  • Sound understanding of MSO, TCSP, EMI (UK) licensing regime and corresponding AML/CFT requirements and guidelines
  • Excellent communication and business partnering skills and can collaborate effectively with multiple stakeholders.
  • Excellent written and verbal communication skills (bilingual preferred).
  • Excellent analytical and critical thinking skills.
  • High ethical and integrity standards, self-driven, fast learning and independence are required.

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