Chief Compliance Officer

THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...

**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

Job Description Lutine Bell is supporting a leading Asset Manager who is looking to appoint a Chief Compliance Officer for their UK business reporting to the CEO based in Tokyo. You will be responsible for; Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset level. Ensure risk management...

Who we are Talbot is an international insurer and reinsurer operating within the Lloyd’s market through Syndicates 1183 and 2019. We have been part of AIG since 2018 and our ambition is to be AIG’s Centre of Excellence at Lloyd’s. Headquartered in London, Talbot has offices in New York and Singapore and over 300 people working across these three...

**Chief Compliance Officer (Head of Compliance)** **-** **(** **008672** **)** **Primary Location** UK-ENG-London **Job** Risk **Organisation** 352000 - RISK DIRECTORATE **Job Posting** 28-Mar-2023, 2:35:21 AM The Bank of England is the UK's central bank. Our mission is to deliver monetary and financial stability for the British people. The Bank of...

Chief Compliance Officer SM16/17 My client is a London-based investment manager This role will lead the compliance department globally, providing core compliance advice and oversight to the business. You will be required to build on current compliance policies and procedures, ensuring compliance with regulatory standards across the business. A strong...

**Ref Number** B27-00037 **Professional Expertise** Strategy, Project and Change Management **Department** Office of General Counsel (B27) **Location** London **Working Pattern** Full time **Salary** £69,578 + **Contract Type** Fixed-term **Working Type** Hybrid (20% - 80% on site) **Available For Secondment** No **Closing...

**THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...

We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due...

An opportunity has arisen to join a leading specialist insurance organisation on a 12 month FTC basis, reporting to the Chief Governance Officer. As the Compliance Officer, you will be responsible for ensuring the company complies with existing regulationsand internal policy as well as ensuring that all new regulatory development and requirements are...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata...

THE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...

Chief Officer - United Kingdom Client is a luxury cruise company searching for a Chief Officer. Starting April working on 4 week on/off rotation. Join a tight-knit team of passionate individuals who share your love for the ocean and commitment to excellence. What We're Looking For: Proven experience as a Chief Officer in the maritime industry. ...

Chief Officer - United KingdomClient is a luxury cruise company searching for a Chief Officer.Starting April working on 4 week on/off rotation.Join a tight-knit team of passionate individuals who share your love for the ocean and commitment to excellence.What We're Looking For:Proven experience as a Chief Officer in the maritime industry.Valid UK working...

We're looking for a dynamic and experienced Chief Finance Officer to drive our digital retail strategy to new heights. Job Title: Chief Finance Officer Department :Finance Location : London Job Type : Permanent - Full Time Role Overview: + Financial Strategy: Develop and implement comprehensive financial strategies aligned with organizational...

Compliance Officer, Policies & Procedures and Training, Global Controls Morningstar is seeking a Compliance Officer based in London to join the Global Compliance Department, reporting to the Global Head of Policies & Procedures and Training, Global Controls based in New York.POSITION DESCRIPTION: The candidate will support the Global Head of Policies &...

Interim Chief HR Officer (CHRO) - Retail Retail Headhunters Temporary Full-time Are you an experienced HR professional looking for your next challenge in the retail industry? Are you passionate about driving organisational success through effective human resources strategies? Our client is a mid-sized online retail business seeking a highly skilled...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata...