Commodities Trading Firm – Compliance Advisory

1 week ago


London, United Kingdom Investigo Full time

Key Responsibilities:

  • Provide expert guidance on regulatory requirements related to energy trading, including REMIT, EMIR, MiFID II, and other relevant frameworks.
  • Conduct thorough compliance assessments and reviews to ensure adherence to internal policies and external regulations.
  • Collaborate closely with trading desks, risk management, and legal teams to identify and mitigate compliance risks.
  • Stay abreast of industry developments and regulatory changes, translating them into actionable insights for the business.
  • Develop and deliver compliance training programs to enhance awareness and promote a culture of compliance across the organization.

Required Skills and Qualifications:

  • Proven experience in compliance advisory roles within the energy trading sector, preferably within commodities trading.
  • Strong understanding of energy market regulations, including REMIT, EMIR, and MiFID II.
  • Excellent analytical skills and attention to detail, with the ability to interpret complex regulatory requirements.
  • Effective communication and stakeholder management skills, with the ability to influence and educate across various levels of the organization.
  • Proactive mindset with a commitment to continuous improvement and staying ahead of regulatory developments.
  • Relevant certifications (e.g., CISI Diploma in Investment Compliance) would be advantageous.

For details please get in touch chris.roots@investigo.co.uk



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