Operational Risk Manager

1 month ago


London, United Kingdom CLARC Recruitment Full time

A leading Wealth & Asset Management business is looking to hire an Operational Risk Manager who will run the Operational Risk function, managing a team of 2. A great opportunity for a hands-on individual to join a continually growing business in a role that will encourage autonomy & relationship building across the business.

Main Responsibilities:

  • Overseeing the delivery annual risk and control self-assessment process and providing challenge to submissions from the first line-of-defence;
  • Setting priorities for, and leading thematic reviews;
  • Overseeing the day-to-day management of, and contributing to the resolution of risk events;
  • Oversight and challenge of the outsourcing register and associated risk assessments and due diligence of third-party arrangements;
  • Overseeing and providing challenge to the annual General IT Controls, and Entity-Level Controls questionnaires;
  • Providing insight and analysis on the Firm's risk registers;
  • Making, and following-up on recommendations for enhancements to the Firm's control framework;
  • Continuous assessment of both internal and external factors in order to identify and report on emerging risks;
  • Drafting of periodic reports for the Compliance and Risk Committee, and other committees as required;
  • Designing, maintaining and communicating policies and frameworks;
  • Developing, capturing, monitoring and reporting on Key Risk Indicators and Key Control Indicators;
  • Enhancing and promoting risk culture and awareness;
  • Designing and delivering structured training of all staff in operational risk matters, and ad-hoc/informal training, as required;
  • Primary contact for all staff for queries relating to operational risk;

Job Requirements:

  • Minimum of 5 years Operational Risk experience, ideally from within a similar Wealth or Asset Management business.
  • Previous team management experience, preferable.
  • Strong FCA regulatory knowledge.
  • Excellent communication skills, both written and oral.

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.



  • London, United Kingdom eFinancialCareers Full time

    Investment firm, who focus on emerging market and sustainable investments and financing projects. Role London based, hybrid working, looking to hire an Operational Risk Manager. **Description** The Operational Risk Manager sits within the Operational Risk team. Their role is to support the Operational Risk Director and Chief Risk Officer in achieving these...


  • London, United Kingdom eFinancialCareers Full time

    ++++ Competitive Salaries ++++ ++++ Hybrid / Remote ++++ ++++ Poland - Must have the right to Work ++++ We have a current opportunity for Multiple Head Count looking for Operational Risk Managers on a permanent basis. The position will be based in Krakow, however you can work remotley from anywhere in Poland. Our Client a Global Bank is seeking a Number...


  • London, United Kingdom Ark Workplace Risk Full time

    Ark Workplace Risk is a market leading provider of operational risk, compliance and safety solutions, and work with a prestigious and diverse range of over 500 clients. We are a leading safety consulting company dedicated to providing comprehensive safety solutions to our clients. Our mission is to help organisations ensure a safe and secure working...


  • London, United Kingdom Ark Workplace Risk Full time

    Ark Workplace Risk is a market leading provider of operational risk, compliance and safety solutions, and work with a prestigious and diverse range of over 500 clients. We are a leading safety consulting company dedicated to providing comprehensive safety solutions to our clients. Our mission is to help organisations ensure a safe and secure working...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business. Responsibilities will include but not be limited to: Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business linesDeveloping and...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business. Responsibilities will include but not be limited to: Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business linesDeveloping and...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business. Responsibilities will include but not be limited to: Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business lines Developing and...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business. Responsibilities will include but not be limited to: Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business linesDeveloping and...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business. Responsibilities will include but not be limited to: Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business linesDeveloping and...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business. Responsibilities will include but not be limited to: Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business lines Developing and...


  • London, United Kingdom Lloyd's Full time

    Lloyd’s is the world’s leading insurance andreinsurance marketplace. We share the collective intelligence and risk sharing expertise of the market’s brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrow’s progress isn’t limited by today’s risks.  Our shared values: we are brave; we are stronger...


  • London, United Kingdom RAW Search Full time

    Job Description My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business. Responsibilities will include but not be limited to: Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business lines ...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business.Apply below after reading through all the details and supporting information regarding this job opportunity.Responsibilities will include but not be limited to:Providing expertise in terms of...


  • London, United Kingdom RAW Search Full time

    My client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business.Apply below after reading through all the details and supporting information regarding this job opportunity.Responsibilities will include but not be limited to:Providing expertise in terms of...


  • London, United Kingdom RAW Search Full time

    Job DescriptionMy client is looking to hire an experienced Risk Manager to work within their Operational Risk Management team, specifically focusing on their Capital Markets business.Responsibilities will include but not be limited to:Providing expertise in terms of deep knowledge of Operational Risk associated with sales & trading business linesDeveloping...


  • London, United Kingdom Ark Workplace Risk Full time

    Ark Workplace Risk is a market leading provider of operational risk, compliance and safety solutions, and work with a prestigious and diverse range of over 500 clients.We are a leading safety consulting company dedicated to providing comprehensive safety solutions to our clients. Our mission is to help organisations ensure a safe and secure working...


  • London, United Kingdom Ark Workplace Risk Full time

    Job DescriptionArk Workplace Risk is a market leading provider of operational risk, compliance and safety solutions, and work with a prestigious and diverse range of over 500 clients.We are a leading safety consulting company dedicated to providing comprehensive safety solutions to our clients. Our mission is to help organisations ensure a safe and secure...


  • London, United Kingdom Ark Workplace Risk Full time

    Ark Workplace Risk is a market leading provider of operational risk, compliance and safety solutions, and work with a prestigious and diverse range of over 500 clients.Interested in learning more about this job Scroll down and find out what skills, experience and educational qualifications are needed.We are a leading safety consulting company dedicated to...


  • London, United Kingdom Ark Workplace Risk Full time

    Job Description Ark Workplace Risk is a market leading provider of operational risk, compliance and safety solutions, and work with a prestigious and diverse range of over 500 clients. We are a leading safety consulting company dedicated to providing comprehensive safety solutions to our clients. Our mission is to help organisations ensure a safe and...


  • London, United Kingdom Schroders Full time

    About Schroders We’re a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. We have around 6,000 people on six continents. And we’ve been around for over 200 years, but keep adapting as society and technology changes....