Internal Audit – Front Office Controls – Investment Banking

Internal Audit – Front Office Controls – Investment Banking Full time - Contract Posted 1 day ago Full Job Description Front Office / Controls / Audit / ACCA / CIMA / ACA / Risk Full Job Description Front Office / Controls / Audit / ACCA / CIMA / ACA / Risk Internal Audit – Front Office Controls – Investment Banking My client, a Tier 1...

**Internal Audit - Front Office Controls - Investment Banking** **Key responsibilities**: - Undertake periodic product and thematic reviews across the Investment Bank, challenging control design and control operating effectiveness. - Develop productive working relationships with senior Front Office management to ensure they understand their risks and have...

A consultancy firm are currently seeking internal audit contractors for a number of upcoming projects within the investment banking sector Applicants should be internal auditors with a strong appreciation of the risks / controls associated with traded markets products and in-depth knowledge of the lifecycle of a trade. Internal audit experience across any...

Job Description To verify the bank's controls and to periodically check and assess by means of audit assignments the completeness of coverage, consistency and correct functioning of the risk control systems in place, as well as their compliance with professional rules, regulations, practices and standards in force. Carry out a comprehensive...

A new internal audit leadership role has been created within the investment banking internal audit team of an international bank in London. Working in support of the Head of Audit, you will be responsible for directing the audit activities of a growing teamof VP's, AVP's and Associates across a range of capital markets audit activities. You will therefore...

You are joining our CIB Internal Audit team, which is looking for a V.To assist in the execution of audit assignment works: Participate in the testing stage of the mission: assess the management of risks by performing tests of mitigating control design effectiveness and test the operational effectiveness of those controls. Produce good working papers,...

Technical expertise in front office audit and comfortable within a sales and trading environment. - Provide professional and accurate reporting to management for review and maintain high quality audit work papers - Manage and assist in tracking and reporting the status of open issues and their remediation by management - Liaise, as needed, with internal and...

Applicants should be internal auditors with a strong appreciation of the risks / controls associated with any of the following: Front Office Conduct Controls & Surveillance  Traded Markets Products Projects & Programmes  Financial Crime Market Risk / Counterparty Credit Risk Data Analytics Data Management  IT Audit Asset Management  Insurance ...

Job Description The Audit Manager will be responsible for the following: To carry out a comprehensive assessment of systems and control of the Wholesale Banking activities of Natixis in the EMEA platform following a risk based approach. To interpret and apply UK, French and European banking regulations to risks incurred within the EMEA CIB platform To...

My Client are a top tier banking organization who currently have a number of audit's in flight and in planning phase. They are seeking a number of Internal Audit Professionals who have experience auditing one or more the following areas: - Front Office / Sales / Trading - Capital Markets / Traditional Investment Banking (Leveraged finance, ECM, DCM, M&A) -...

This niche ESG focused Asset Manager, covers all major asset classes. It has a position for an Audit Manager with the prospect that after 12 months this person will be eligible for promotion whereupon the role will focus more on overseeing delivery and reviewing. The team covers all aspects of the company and this year’s plan includes various front...

Internal Audit Manager - Capital Markets Internal Audit Manager - Capital Markets Paritas Recruitment - Audit London, United Kingdom Posted 3 days ago Hybrid Permanent to c.£95k base + bonus / benefits A rapidly growing financial services group are currently seeking an Internal Audit Manager to focus on their Capital Markets business. As part of a...

My Client are a top tier banking organization who currently have a number of audit's in flight and in planning phase. They are seeking a number of Internal Audit Professionals who have experience auditing one or more the following areas:   Front Office / Sales / Trading Capital Markets / Traditional Investment Banking (Leveraged finance , ECM , DCM , M&A)...

Audit Managers are responsible for executing and delivering audit engagements and supporting the annual audit planning process. This specific role will provide expertise relating to compliance and conduct risks, primarily within an investment banking environment. Applicants should have prior experience of working in compliance within the banking sector and...

Gresham Hunt have partnered with a Top-Tier US Investment Bank on their search for an interim Head of Audit within their Private Banking Internal Audit team. To learn whether you'd bea good fit for this team, please see the responsibilities & requirements of the role below... Responsibilities: Understanding the bank's audit methodology and...

Join the Internal Audit team covering JP Morgan’s Investment and Corporate Banking (ICB) business, one of the largest wholesale banking client franchise in the world, which serves corporations, governments, states, municipalities, healthcare organizations, education institutions, banks and investors.  As an Internal Auditor Associate in in the EMEA...

React Developer - Front Office - Investment Banking My established global banking client is looking for someone to play a key part in the design and development of a new UI application used by Front Office sales and trading teams. The role will involve playing a key part in the design and development of UI applications used by Front Office sales and...

React Developer - Front Office - Investment Banking My established global banking client is looking for someone to play a key part in the design and development of a new UI application used by Front Office sales and trading teams. The role will involve playing a key part in the design and development of UI applications used by Front Office sales and...

React Developer - Front Office - Investment BankingMy established global banking client is looking for someone to play a key part in the design and development of a new UI application used by Front Office sales and trading teams.The role will involve playing a key part in the design and development of UI applications used by Front Office sales and trading...

React Developer - Front Office - Investment BankingMy established global banking client is looking for someone to play a key part in the design and development of a new UI application used by Front Office sales and trading teams.The role will involve playing a key part in the design and development of UI applications used by Front Office sales and trading...