Internal Audit

2 weeks ago


London, United Kingdom in Newbury Full time
Internal Audit – Front Office Controls – Investment Banking

Full time - Contract

Posted 1 day ago

Full Job Description Front Office / Controls / Audit / ACCA / CIMA / ACA / Risk

Full Job Description Front Office / Controls / Audit / ACCA / CIMA / ACA / Risk

Internal Audit – Front Office Controls – Investment Banking

My client, a Tier 1 Investment Bank, is looking for a number ofInternal Audit specialists to join on a contract basis, The idealcandidate will be a qualified accountant with a professional servicesbackground.

Key responsibilities:
•Undertake periodic product and thematic reviews across the InvestmentBank, challenging control design and control operatingeffectiveness.
• Develop productive working relationships withsenior Front Office management to ensure they understand their risksand have controls and processes in place to manage those risks.
• Challenge thepletion of operational risk and control selfassessments.
• Review how issues identified are resolved andwhether actions taken are suitable and sustainably implemented.
• Work with the Front Office Supervisor team in providing opinions andviews on the status of controls in the various asset classes acrossthe front office.

Key requirements:
• ACCA /CIMA / ACA qualified
• Have a good understanding of Markets(traded products) and Investment Banking products within a majorfinancial institution.
• An understanding of modernernance, riskand control assessment techniques.
• Experience in one or moreof the following areas: a front office supervisor role, COO role,internal audit, operational risk management or related disciplines, inthe financial services industry.
• Networking & SeniorStakeholder Management skills and able to Negotiate and Influenceeffectively.
• Good organization, planning and projectmanagement abilities.
• Full understanding of the key market,credit and operational risks operating across each main asset classoperating in a major trading floor and IBD business.
•Excellentmunication abilities with well developed report writingskills and presentational skills

Job ID UPIA #J-18808-Ljbffr

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