Head of Compliance
2 weeks ago
Job DescriptionRev & Regs are recruiting for a Head of Compliance and MLRO position for a dynamic and well-established Payments company in the City of London.Responsibilities:Analyse internal business systems to ensure compliance with industry regulations and ethical standards.Lead and develop the regulatory compliance framework for a regulated EMI business. Design and implement the compliance monitoring program. Assist in the creation, modifying, updating and implementing of the company’s policies.Manage the risk management strategies.Manage the necessary SAR reporting to law enforcement and regulators as requiredDesign control systems to address cases of violation of internal business policies.Design ongoing training programs for employees of the business.Liaise with other departmental heads to ensure that all business operations are in line with business policies.Advise the top management on business operations relating to investment, risks and any other policy development.Client onboarding – KYC and AML.Client compliance – APP and Operations.Experience:Experience working in the payments sector within a similar role.Previous experience working for an EMD / EMI in a Head...
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Head of Risk
3 days ago
London, United Kingdom AJ Fox Compliance Full timeWe are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm’s compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO. Key roles and responsibilities will include: -...
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Compliance Associate
2 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a successful open-end investment fund based in the City. They are looking for a Compliance generalist with a development path to support the objectives and activities of the Compliance team. **THE RESPONSIBILITIES**: - Performing, supporting & enhancing monitoring and surveillance activities. - Managing, supporting and...
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EXCLUSIVE: HEAD OF COMPLIANCE
2 days ago
London, United Kingdom Compliance Recruitment Solutions Full timeEXCLUSIVE: HEAD OF COMPLIANCE & MLRO - UK PAYMENTS EXPERIENCE REQUIRED Ref: 4156G2 £100K + Bonus & Benefits Hybrid (London) We are exclusively recruiting for our client, a rapidly growing international payments business, seeking a Head of Compliance & MLRO. Based in the UK you will be responsible for risk & compliance management and will develop & maintain...
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Manager, Compliance Risk and Assurance
2 weeks ago
City Of London, United Kingdom Compliance Professionals Full timeTHE COMPANYOur client is multinational Corporate banking company, with branches worldwide.THE RESPONSIBILITIESDirect contribution to completion of the annual Financial Crime Business-wide Risk Assessment (BWRA) and Compliance and Conduct Risk Assessment (CCRA) process, and identify and implement appropriate controls to detect, prevent and mitigate risks...
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Compliance Officer
2 weeks ago
London Area, United Kingdom Compliance Professionals Full time £40,000 - £80,000 per yearTHE COMPANY:Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market.THE RESPONSIBILITIES:This role will support the Head of Compliance & MLRO with the following:Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training...
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Compliance Officer
3 weeks ago
london, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...
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Senior Compliance Officer
2 weeks ago
London, United Kingdom Head Office Full time**At a glance**: - The salary range for this role is up to £80,000 - This is a fixed term position up to 12 months - This is a blended working role, therefore your time will primarily be split between working from home and the London Head Office. However, there will also be an expectation to visit other locations as the need arises. **About the role**: As...
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Senior Compliance Officer
1 week ago
London, United Kingdom Head Office Full time**HAVE YOU HEARD ABOUT JLFS?** John Lewis Financial Services is a growing area of the Partnership, our Financial Services team is responsible for a distinct and differentiated set of products with an accelerating growth of nearly 3x y-o-y in profits, which means there has never been a more exciting time to join us. You can proudly be yourself at the John...
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Senior Compliance Officer
1 week ago
London, United Kingdom Head Office Full time**At a glance**: - The salary range for this role is up to £80,000 - This is a fixed term position up to 12 months - This is a blended working role, therefore your time will primarily be split between working from home and the London Head Office. However, there will also be an expectation to visit other locations as the need arises. **About the role**: As...
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Head of Compliance
4 days ago
London Area, United Kingdom Dnevo Partners Ltd Full timeOur client, a London-based Commercial bank is seeking to hire a Head of Compliance. This role comes with a competitive salary and bonus plus great benefits! Role scope: Define, implement, and maintain effective compliance, regulatory reporting and conduct policies, procedures, monitoring controls and governance to ensure compliance with all applicable legal...