Director of Compliance

Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. Writing minutes and circulating them to the Directors and other relevant staff. Ad hoc filings to Companies House (e.g. new director appointments). Preparing and proofreading documents for execution. Issuing letters to...

**THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep...

**THE COMPANY**: Our client is a subsidiary of an international bank, providing capital market and securities trading services. **THE RESPONSIBILITIES**: - To support the Head of Compliance & MLRO as part of team to cover all aspects of the Compliance Monitoring Program, including AML & KYC and other regulatory issues that affect the Company. - To...

We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...

A well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...

THE COMPANY: Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. THE RESPONSIBILITIES: Attendance and minute taking at board meetings and various committees, and other meetings as required. Writing minutes and circulating them to the Directors and other relevant staff. ...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...

**Chief Compliance Officer (Head of Compliance)** **-** **(** **008672** **)** **Primary Location** UK-ENG-London **Job** Risk **Organisation** 352000 - RISK DIRECTORATE **Job Posting** 28-Mar-2023, 2:35:21 AM The Bank of England is the UK's central bank. Our mission is to deliver monetary and financial stability for the British people. The Bank of...

**Come Work with Us!** At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose. Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...

Job DescriptionCompliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including...

Compliance DirectorIf you are considering sending an application, make sure to hit the apply button below after reading through the entire description.I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Compliance Director I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office! Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...