We have other current jobs related to this field that you can find below

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    3 months ago

    Stoke-on-Trent, United Kingdom Bond Recruitment Full time

    Bond recruitment is delighted to be recruiting for a Compliance Officer on behalf of our clients, a very well established and well respected firm of Independent Financial Advisers based in Leek, Staffordshire. **Compliance Responsibilities** - Lead and implement all regulatory change projects - Complete all ongoing FCA reporting returns - Maintain data on...

  • Quality & Compliance Officer

    3 months ago

    Stoke-on-Trent, United Kingdom GHC Full time

    Compliance Officer **Duties**: - Analyze and evaluate company policies and procedures to ensure compliance with applicable laws and regulations - Develop and implement compliance programs and initiatives - Conduct regular audits and risk assessments to identify potential compliance issues - Investigate and resolve compliance-related complaints or...

  • Information Governance Compliance Officer

    3 months ago

    Stoke-on-Trent, United Kingdom NHS Midlands and Lancashire Commissioning Support Unit Full time

    The Information Governance Team are looking for a motivated and experienced Compliance Officer. To work as part of the wider team to ensure the annual completion of the Data Security and Protection (DSP) Toolkit for the CSU and our customers. Including but not limited to, the collection of evidence, supporting the delivery of training, spot checks and...

  • Information Governance Compliance Officer

    2 months ago

    Stoke-on-Trent, United Kingdom NHS Midlands and Lancashire Commissioning Support Unit Full time

    The Information Governance Team are looking for a motivated and experienced Compliance Officer. To work as part of the wider team to ensure the annual completion of the Data Security and Protection (DSP) Toolkit for the CSU and our customers. Including but not limited to, the collection of evidence, supporting the delivery of training, spot checks and...

  • Payments and Compliance Administrator

    7 days ago

    Stoke-on-Trent, United Kingdom Adecco Full time

    Payment and Compliance Administrator Our client, a leading organisation in their field, is seeking a dedicated Payment and Compliance Administrator to join their team. This is a permanent full-time position that requires strong organisational skills, attention to detail, and the ability to work in a fast-paced environment. As a Payment and Compliance...

  • Compliance Administrator

    3 months ago

    Stoke-on-Trent, United Kingdom Avison Young Full time

    **Overall Purpose of Job** - The main purpose of the compliance administrator’s role is to maintain all parts of the compliance monitoring system and to ensure asset certification is up to date and in an accurate condition. - The CAFM system is set up so clients and individual facilities managers, as well as the compliance team, will have customised access...

  • Head of Compliance

    3 months ago

    Stoke-on-Trent, United Kingdom DJH Mitten Clarke Full time

    **Do you work in compliance and are looking for a new challenge with a fun and ambitious business?**: Do you have an extensive knowledge, understanding and experience ensuring the company remains legal and compliant in everything that they do? If you’re still reading this, then the answer to that question is probably yes. At DJH Mitten Clarke, we are a...

  • Compliance Administrator

    3 months ago

    Stoke-on-Trent, United Kingdom Intro Personnel Full time

    **COMPLIANCE ADMINISTRATOR REQUIRED FOR STOKE ON TRENT COMPANY!** **COMPLIANCE ADMINISTRATOR** **STOKE ON TRENT** **PERMANENT** **FULL TIME** **£22,575 PLUS BONUS (OTE UP TO £30K)** **THE ROLE** - Contacting external company sites throughout UK to ensure all appropriate documentation is being completed according to company standards - Chasing customers...

  • Compliance Administrator

    3 months ago

    Stoke-on-Trent, United Kingdom Intro Personnel Permanent Recruitment Full time

    **COMPLIANCE ADMINISTRATOR REQUIRED FOR STOKE ON TRENT COMPANY!** **COMPLIANCE ADMINISTRATOR** **STOKE ON TRENT** **TEMPORARY WITH POTENTIAL VIEW TO PERMANENT** **FULL TIME** **£11.58 PER HOUR** **THE ROLE** - Contacting external company sites throughout UK to ensure all appropriate documentation is being completed according to company standards -...

  • Payments and Compliance Administrator

    3 weeks ago

    Stoke-on-Trent, United Kingdom Adecco Full time

    Payment and Compliance Administrator Our client, a leading organisation in their field, is seeking a dedicated Payment and Compliance Administrator to join their team. This is a permanent full-time position that requires strong organisational skills, attention to detail, and the ability to work in a fast-paced environment. As a Payment and Compliance...

  • Payments and Compliance Administrator

    3 days ago

    Stoke-on-Trent, United Kingdom Adecco Full time

    Payment and Compliance Administrator Our client, a leading organisation in their field, is seeking a dedicated Payment and Compliance Administrator to join their team. This is a permanent full-time position that requires strong organisational skills, attention to detail, and the ability to work in a fast-paced environment. As a Payment and Compliance...

  • Payments Compliance Administrator

    2 days ago

    Stoke-On-Trent, United Kingdom bet365 Full time

    Who we are looking for A Payments Compliance Administrator, who will provide administration support to the payments and banking team. Working closely with the Payments and Banking Compliance Manager, internal departments, external payment providers and banks, you will support the activities required to on-board new payment service providers and banks,...

  • Compliance Officer

    3 months ago

    Burton-On-Trent, United Kingdom East Staffordshire Borough Council Full time

    Job Introduction COMPLIANCE OFFICER (LICENSING) East Staffordshire Borough Council is committed to creating a safe environment for those within the Borough and, therefore, is looking to recruit a Licensing Compliance Officer. This is an exciting opportunity to join a team of officers which exercise professional expertise in a range of duties and...

  • Compliance Manager

    2 months ago

    Stoke-on-Trent, United Kingdom Avison Young Full time

    Overview Our Story Our small Canadian-born business was founded in 1978 and has become a global organization that now spans 120 locations across 20 countries. Our expansion has been rapid, but what matters most is the common belief that drives all 5,000 of our people to be a different type of real estate organization. We believe that the places...

  • Safety and Compliance Manager

    1 week ago

    Stoke-on-Trent, United Kingdom Russell Taylor Group Ltd Full time

    Are you a seasoned professional in Health and Safety Management?Do you possess comprehensive knowledge of CDM regulations?Do you have experience in industrial or process environments?This opportunity may align with your expertise.Key Responsibilities:Oversee the implementation, monitoring, and enhancement of health, safety, and environmental practices within...

  • Safety and Compliance Manager

    2 weeks ago

    Stoke-on-Trent, Stoke-on-Trent, United Kingdom Russell Taylor Group Ltd Full time

    Position OverviewAre you a skilled Safety and Compliance Manager with a strong background in health and safety protocols?Do you possess comprehensive knowledge of Construction Design and Management (CDM) regulations?Have you worked in industrial or process environments?This opportunity may align with your expertise.Key Responsibilities You will be...

  • Compliance & Certification Administrator

    2 months ago

    Stoke-on-Trent, United Kingdom ISS Facility Services Full time

    **Compliance & Certification Administrator** **Contract: Key Account Network** **Location: Staffordshire** **Hours of work: 40** **Contract Type: Permanent** ISS is committed to delivering high-quality facility services to uphold the integrity and appearance of buildings. As a key player in facilities management, ISS caters to a diverse clientele across...

  • Compliance Assistant Administration

    3 days ago

    Stoke-on-Trent, Staffordshire, United Kingdom bet365 Full time

    Who we are looking for A Payments Compliance Administrator, who will provide administration support to the payments and banking team. Working closely with the Payments and Banking Compliance Manager, internal departments, external payment providers and banks, you will support the activities required to on-board new payment service providers and banks,...

  • Compliance Assistant Administration

    2 weeks ago

    Stoke-on-Trent, Staffordshire, United Kingdom bet365 Full time

    Who we are looking for A Payments Compliance Administrator, who will provide administration support to the payments and banking team. Working closely with the Payments and Banking Compliance Manager, internal departments, external payment providers and banks, you will support the activities required to on-board new payment service providers and banks,...

  • Financial Compliance Officer

    7 days ago

    Newark on Trent, United Kingdom Fiducia Group Full time

    Position: Compliance AdministratorSalary: £20,000 to £22,000 per annumType: Full Time, PermanentLocation: Newark, NG24 1BSOverview:Are you experienced in the financial sector or have a keen interest in compliance? Do you possess strong analytical skills and thrive in high-pressure environments? If you are organized and detail-oriented, we invite you to...

Compliance Officer

1 month ago

StokeonTrent, United Kingdom Clayton Recruitment Full time
Job Title:                            Compliance Officer Accountable to:               COLP/COFAResponsible for:              N/AJob SummaryThe job holder will be responsible together with the COLP & COFA for creating an effective internal compliance function and ensuring that the firm is compliant with all regulatory obligations. Main ResponsibilitiesThis will be reflected in the instruction from your Line Manager. In general, however, the main responsibilities can include:
  • Proven experience in writing and implementing risk and compliance policies and procedures
  • Understanding of legal compliance regulations and quality standards
  • Ensuring the firm is compliant with all regulatory requirements
  • Perform risk assessments to understand risk level, significance and scope
  • Keep up to date and understand relevant laws and regulations
  • Contribute to robust and effective compliance controls within the firm
  • Review marketing materials, presentations and websites to ensure compliance
  • Responsible for conflict checks and reporting
  • Dealing with complaints and managing claims