Head of Compliance

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join the business. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a culture of...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

I am recruiting a Head of Risk and Compliance for a well-established firm in a niche area of Financial Services, in Liverpool on a hybrid basis. The scope of the role: Managing and leading the 2nd line Risk and Compliance functions Risk management, controls, reporting and ownership Compliance and Governance duties Compliance monitoring programme ...

The City of Liverpool College is currently recruiting for a Financial Compliance Officer to join our funding and compliance team. In this role, you will work closely with our Head of Funding and Compliance to ensure the college meets its financial and regulatory requirements.Key Duties:To support the Head of Funding and Compliance in preparing and submitting...

Head of Compliance SMF16 – Wealth Management Firm Are you a seasoned compliance professional with a passion for the Wealth Management sector? If so, MERJE are supporting a rapidly expanding wealth management firm dedicated to delivering tailored investment solutions to their valued clients. Due to continued growth and success, the firm are looking to...

The RoleSupporting the Head of Funding and Compliance, this role ensures the College meets regulatory requirements and mitigates compliance risk. Ongoing data monitoring highlights data issues and advises potential solutions. Conducting audit checks to monitor compliance with College processes and funding body requirements is a key responsibility. The post...

We are seeking a highly skilled Compliance Assurance Specialist to join our team at The City of Liverpool College. This exciting opportunity will see you work closely with our Head of Funding and Compliance to ensure the college meets its regulatory requirements.Key Responsibilities:To support the Head of Funding and Compliance in ensuring compliance with...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Our client seeks a Head of Compliance to join their team. **Role profile**: As the Head of Compliance you will work with the MLRO and Data Protection Officer and the existing team to instil and foster a robust compliance culture across the business and ensure compliance with all relevant regulatory and legislative requirements, enabling the continued...

This role offers an exciting opportunity to work within the Faculty of Science and Engineering¿s Compliance and Operations Team. Reporting to the Safety, Risk and Compliance Manager (SRCM) and ultimately responsible to the Faculty Head of Compliance and Operations, your principal role will be to assist in providing monitoring, oversight and coordination of...

Rev & Regs are recruiting for a Head of Compliance & MLRO (SM16/17) position working for a large multinational Asset Management company. This is a remote role and can be based anywhere in the U.K.Responsibilities:To act as SM16 and SMF17.Ensure the timely and comprehensive analysis of regulatory and financial crime developments and the maintenance of...

The School of Law and Social Justice wishes to appoint a Head of Law. This is an exciting opportunity to join a dynamic, innovative and globally oriented Law School which is in a process of transformation reflected in significant growth in terms of research activity, education portfolio and recruitment of academic members of staff. We are seeking to appoint...

This is an essential role to ensure the governance and co-ordination of health and safety, risk and regulatory compliance across the Faculty of Science and Engineering. Whilst this will be a significant and varied role, you will be supported by safety officers embedded in the Schools across the Faculty, and a range of University specialist departments. Your...

Rev & Regs are recruiting for a Head of Compliance & MLRO (SM16/17) position working for a large multinational Asset Management company. This is a remote role with travel to Leeds office once a week. Responsibilities:To act as SM16 and SMF17.Ensure the timely and comprehensive analysis of regulatory and financial crime developments and the maintenance of...

Transform Your Career with a Rewarding Role at The City of Liverpool CollegeWe are seeking an experienced Regulatory Compliance Specialist to join our team. This is a fantastic opportunity for you to utilise your expertise in compliance and data management to contribute to the success of our college.The ideal candidate will possess a strong background in...