Head of Risk and Compliance

I am recruiting a Head of Risk and Compliance for a well-established firm in a niche area of Financial Services, in Liverpool on a hybrid basis.The scope of the role:Managing and leading the 2nd line Risk and Compliance functionsRisk management, controls, reporting and ownershipCompliance and Governance dutiesCompliance monitoring programmeConsumer duty /...

Our client seeks a Head of Compliance to join their team. **Role profile**: As the Head of Compliance you will work with the MLRO and Data Protection Officer and the existing team to instil and foster a robust compliance culture across the business and ensure compliance with all relevant regulatory and legislative requirements, enabling the continued...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join the business. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a culture of...

This role offers an exciting opportunity to work within the Faculty of Science and Engineering¿s Compliance and Operations Team. Reporting to the Safety, Risk and Compliance Manager (SRCM) and ultimately responsible to the Faculty Head of Compliance and Operations, your principal role will be to assist in providing monitoring, oversight and coordination of...

This is an essential role to ensure the governance and co-ordination of health and safety, risk and regulatory compliance across the Faculty of Science and Engineering. Whilst this will be a significant and varied role, you will be supported by safety officers embedded in the Schools across the Faculty, and a range of University specialist departments. Your...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

Overview: Our client is a growing Wealth Management firm who are looking for a Head of Compliance (SMF16) to join their compliance team. This role is vital for overseeing their compliance framework and ensuring that the firm meets all regulatory requirements set by the FCA. The successful candidate will lead a team of compliance professionals, fostering a...

The City of Liverpool College is currently recruiting for a Financial Compliance Officer to join our funding and compliance team. In this role, you will work closely with our Head of Funding and Compliance to ensure the college meets its financial and regulatory requirements.Key Duties:To support the Head of Funding and Compliance in preparing and submitting...

The RoleSupporting the Head of Funding and Compliance, this role ensures the College meets regulatory requirements and mitigates compliance risk. Ongoing data monitoring highlights data issues and advises potential solutions. Conducting audit checks to monitor compliance with College processes and funding body requirements is a key responsibility. The post...

Job Title: Operational Risk and Compliance ManagerAbout the Job:Rise Technical Recruitment is seeking an experienced Operational Risk and Compliance Manager to join our team.In this role, you will be responsible for heading up our Health, Safety and Environment department and spearheading internal quality audits.Key Responsibilities:Managing operational risk...

Job Title: Risk Management and Compliance SpecialistAbout the Role:Rise Technical Recruitment is seeking a highly skilled Risk Management and Compliance Specialist to join our team. As a key member of our organization, you will be responsible for heading up our Health, Safety and Environment department.This role involves spearheading internal quality audits,...

We are seeking a highly skilled Compliance Assurance Specialist to join our team at The City of Liverpool College. This exciting opportunity will see you work closely with our Head of Funding and Compliance to ensure the college meets its regulatory requirements.Key Responsibilities:To support the Head of Funding and Compliance in ensuring compliance with...

Description The Role To support the Head of Funding and Compliance in ensuring the College meets the regulatory requirements placed on it by the funding bodies and to ensure the mitigation of data and compliance risk in relation to the contractual funding requirements of all external bodies. Supporting ongoing data monitoring to drive up the quality of the...

Head of Compliance SMF16 – Wealth Management Firm Are you a seasoned compliance professional with a passion for the Wealth Management sector? If so, MERJE are supporting a rapidly expanding wealth management firm dedicated to delivering tailored investment solutions to their valued clients. Due to continued growth and success, the firm are looking to...