Regulatory Reporting

7 days ago


London, United Kingdom Venn Group Full time
The Regulatory Reporting Officer is responsible managing and overseeing Trade Reporting for the firm and the production of MiFID II Costs and Charges disclosures.
Key Responsibilities:
• Manage and oversee European transaction reporting ARM 
• Develop and maintain regulatory reporting procedures and documentation.
• Oversee production of MiFID II Costs and Charges disclosures.
• Collaborate with Compliance, Risk, Finance, and Technology teams on regulatory changes.
• Manage European transaction reporting ARM and reconcile with FCA MDP portal.
• Ensure accurate shareholder threshold disclosures.

Qualifications:
• 5+ years’ experience in MiFID II regulatory reporting requirements including transaction reporting and trade reporting 
• Knowledge of European, UK, and US regulations in asset/fund management.
• Experience with MiFID, AIFMD, and SEC (1940 Act) reporting.
• Understanding of UCITS, AIF, and SEC product characteristics is a plus.
• Ability to interpret financial legislation.

This role requires a detail-oriented and proactive individual with strong organizational skills and the ability to manage multiple priorities in a dynamic environment. The ideal candidate will have a solid understanding of regulatory requirements and be adept at collaborating across various departments to ensure compliance and accurate reporting.
 
To discuss further, please contact the Financial Services team ayt Venn Group.



  • Regulatory Reporting

    2 months ago


    London, United Kingdom Orbis Full time

    **Location: London Area, United Kingdom**: **Salary: Competitive**: **Permanent**: Regulatory Reporting - Financial Services **About**: A leading Tier 1 Asset management firm, widely recognized for its commitment to excellence and innovation. With a rich history of success, they continue to push the boundaries of what’s possible in the dynamic world of...


  • London, United Kingdom Orbis Full time

    **Location: London Area, United Kingdom**: **Salary: Competitive**: **Permanent**: Regulatory Reporting - Financial Services **About**: A leading Tier 1 Asset management firm, widely recognized for its commitment to excellence and innovation. With a rich history of success, they continue to push the boundaries of what’s possible in the dynamic world of...

  • Regulatory Reporting

    2 months ago


    London, United Kingdom BRUIN Financial Full time

    Temporary - London, **Ref**: 33831 A leading Investment Bank is looking for an experienced Regulatory Reporting professional to join their Regulatory Reporting team in London for a 12-month contract. **Responsibilities**: - Producing prudential regulatory reports in an effective and timely manner for EMEA Capital Markets entities - Accurately producing...


  • London, United Kingdom Cameron Kennedy Full time

    CONTRACT TYPE: - Permanent- LOCATION: - City of London- INDUSTRY: - Accountancy and Finance- SALARY: - £60000 - £70000 per annum- START DATE: - ASAP- REF: - BN-007_1670419989- JOB PUBLISHED: - 13 days ago**EXPERIENCE AND SKILLS REQUIRED** - A qualified / part qualified accountant (ACCA, ACA) - Understanding of regulatory returns and requirements - An...


  • London, United Kingdom Cedar Full time

    **Reporting Accountant - Regulatory - Financial Services - Central London - £70k-£80k + 20% bonus + Remote Working (1-2 days in the office max)** Cedar is partnered with a high growth, acquisitive wealth management business that is looking to bring in an experienced reporting accountant to help strengthen their regulatory reporting and compliance function...


  • London, United Kingdom Inventum Group Full time

    Our client who is a SME bank are looking for a **Regulatory Reporting Manager** to take ownership of the Regulatory Reporting function of the Bank in London. The role will be required to prepare and submit all monthly and quarterly regulatory returns. There are several initiatives in progress to improve regulatory reporting and the role will lead on those....


  • London, United Kingdom Robert Half Full time

    Robert Half Financial Services is recruiting a Regulatory Reporting Manager to join a growing fin-tech based in London's west end. The Regulatory Reporting Manager will take full ownership of the Regulatory Reporting function, reporting into the CFO. Therole will be required to prepare and submit all monthly and quarterly regulatory returns. There are a...


  • London, United Kingdom JSS Search Full time

    JSS have partnered with a successful International Bank who are looking to bring a Prudential Reporting Manager into the team at their UK subsidiary business. To provide analysis and drafts of the Prudential Risk & Reporting deliverables. To support the Senior Prudential Risk and Regulatory Reporting in the preparation and submission of Regulatory reports....


  • London, United Kingdom JSS Search Full time

    JSS have partnered with a successful International Bank who are looking to bring a Prudential Reporting Manager into the team at their UK subsidiary business. To provide analysis and drafts of the Prudential Risk & Reporting deliverables. To support the Senior Prudential Risk and Regulatory Reporting in the preparation and submission of Regulatory reports....


  • London, United Kingdom Meraki Talent Limited Full time

    JOB DESCRIPTIONJob Title:                            Senior Regulatory Reporting Officer Job PurposeTo manage the timely submission of regulatory returns to the FCA, PRA, EBA and Bank of England, and manage the regulatory reporting software. Report to the Regulatory Reporting Accountant and manage the day-to-day work and activities...


  • London, United Kingdom Barbara Houghton Associates Full time

    Our client an international bank are looking for an experienced Regulatory Reporting Officer to assist the Accounts Manager in all accounting projects and reporting requirements. The Regulatory Reporting Oficer will be responsible for activities relating to regulatory reporting. Responsibilities include: - Undertake completeness, accuracy and validity of...


  • London, United Kingdom Gresham Hunt Full time

    Regulatory Reporting Manager London/ Hybrid £85,000 + Bonus + Benefits Gresham Hunt are pleased to be partnered with an impressive start up supporting them in theirsearch for a Regulatory Reporting Managerto join theirdynamic team. This is a hybrid role based out of the London Head office working as part of a collaborative and outgoing team. As a...


  • London, United Kingdom Additional Resources Full time

    **Location: London (Office Based)** **Salary £85,000 - £95,000 per annum** **Rolling contract of 6 months** **Key Words**:Regulatory Reporting Manager, Regulatory Reporting Specialist, Regulatory Reporting Officer, Regulatory Reporting Analyst, Regulatory Accountant, Banking This is a new role for a **Regulatory Reporting Specialist** to join a leading...


  • London, United Kingdom Meraki Talent Full time

    JOB DESCRIPTION Job Title:                            Senior Regulatory Reporting Officer                      Job Purpose To manage the timely submission of regulatory returns to the FCA, PRA, EBA and Bank of England, and manage the regulatory reporting software. Report to the Regulatory Reporting Accountant and...


  • London, United Kingdom BCT Resourcing Full time

    Regulatory Reporting Manager Company: Our client is a leading Insurance company in the industry. Manage and oversee regulatory reporting activities * Ensure compliance with Solvency II requirements * Regulatory & Tax Returns, including US TRIA and NAIC. * Analyze financial data and prepare reports * Provide guidance on regulatory changes Strong...


  • London, United Kingdom MUFG Investor Services Full time

    Job DescriptionThe Director, Regulatory, is accountable for supporting the Head of Financial Operations in overseeing the successful execution of all regulatory reporting in accordance with MUTB, regulatory guidance and obligations.Works closely with all parts of the organization and supports the wider senior management team in promoting and supporting the...


  • London, United Kingdom MUFG Investor Services Full time

    Job DescriptionThe Director, Regulatory, is accountable for supporting the Head of Financial Operations in overseeing the successful execution of all regulatory reporting in accordance with MUTB, regulatory guidance and obligations.Works closely with all parts of the organization and supports the wider senior management team in promoting and supporting the...


  • London, United Kingdom BCT Resourcing Full time

    Regulatory Reporting ManagerCity of London Company: Our client is a leading Insurance company in the industry.Role & Responsibilities: * Manage and oversee regulatory reporting activities * Ensure compliance with Solvency II requirements * Regulatory & Tax Returns, including US TRIA and NAIC. * Liaise with regulators on reporting matters * Analyze financial...


  • London, United Kingdom BCT Resourcing Full time

    Regulatory Reporting ManagerCity of LondonCompany: Our client is a leading Insurance company in the industry.Role & Responsibilities:* Manage and oversee regulatory reporting activities* Ensure compliance with Solvency II requirements* Regulatory & Tax Returns, including US TRIA and NAIC.* Liaise with regulators on reporting matters* Analyze financial data...


  • London, UK, United Kingdom BCT Resourcing Full time

    Regulatory Reporting ManagerCity of LondonCompany: Our client is a leading Insurance company in the industry.Role & Responsibilities:* Manage and oversee regulatory reporting activities* Ensure compliance with Solvency II requirements* Regulatory & Tax Returns, including US TRIA and NAIC.* Liaise with regulators on reporting matters* Analyze financial data...