We have other current jobs related to this field that you can find below

  • Ifa Administrator

    3 months ago


    West Midlands, United Kingdom Ortus PSR Full time

    Are you ready to embark on a journey and develop your career as an IFA Administrator where exceptional customer service meets the power of efficient administration? Look no further! we're on the lookout for a motivated and proactive Administrator to join a dynamic IFA firm. As a regulated business, you'll be at the heart of delivering exceptional service...

  • Ifa Administrator

    3 months ago


    Sussex, United Kingdom The Path Full time

    **IFA Administrator - Team Leader** The Path, an IFA that specialises in ethical, green and positive impact investment strategies, are seeking an experienced IFA Administrator Team Leader to join their highly motivated team. **The Role** Lead the Operations team in providing administrative support to the business; processing new business, being a main...

  • Ifa Administrator

    3 months ago


    South West London, United Kingdom Ortus PSR Full time

    Are you looking for an exciting opportunity in a fast-paced and rewarding environment? Are you a motivated individual with excellent organisational skills? Look no further! We are recruiting a skilled IFA Administrator working for a leading IFA firm where you will support the Principle Financial Advisers and Mortgage Broker. The salary range for an IFA...

  • Ifa Administrator

    3 months ago


    West Midlands, United Kingdom Ortus PSR Full time

    A Tech lead IFA firm is looking to hire an experienced IFA Administrator to assist the Head of Advise and their Paraplanner. You will be liaising with Product providers and completing the Administration for Investments and Pension Advice. You will have the opportunity to work from home 4 days a week and 1 day in the office to handle post etc in the...


  • West Midlands, United Kingdom Idex Full time

    My client is a Chartered Holistic IFA practice based near Solihull in Warwickshire who manage over £750million in client assets.The role is for a Senior Administrator to join a friendly and welcoming team who regularly attend social and charity events.Details of the role:Arranging and booking meetings for a team of Financial PlannersWorking closely with...


  • West Midlands, United Kingdom Idex Full time

    My client is a Chartered Holistic IFA practice based near Solihull in Warwickshire who manage over £750million in client assets.The role is for a Senior Administrator to join a friendly and welcoming team who regularly attend social and charity events.Details of the role:Arranging and booking meetings for a team of Financial PlannersWorking closely with...

  • Ifa Administrator

    3 months ago


    West Yorkshire, United Kingdom Idex Full time

    Our client are growing to be the leading financial advice firm in the North of England. They are People - focused in everything they do with a family culture and will look after their team in the same way that they look after their clients, building and investing in personal relationships for the long term. Due to growth our client is looking for a Client...

  • Head of Compliance

    4 weeks ago


    West Midlands, United Kingdom Idex Full time

    A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager.This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions.My client has built an solid reputation providing client centric...

  • Compliance Consultant

    3 months ago


    West Malling, United Kingdom Idex Full time

    IDEX Consulting are currently partnered with an Insurance client who are looking to hire a Compliance Consultant / Compliance Officer to their growing advisory team. Our client are a large player in the General Insurance and Broking world, this role will sit in the Insurance advisory division, therefore you must have Insurance experience to be...

  • Ifa - Yorkshire

    3 months ago


    West Yorkshire, United Kingdom Idex Full time

    My client is seeking an IFA to join their progressive and client-focused, financial planning-led wealth management firm as an employed adviser. In this role, you will understand your clients current and future financial goals and formulate easy to understand financial strategies, guiding your clients to financial independence. This role offers home based /...

  • IFA Administrator

    1 month ago


    West Bridgford, United Kingdom Templegate recruitment Full time

    TEMPLEGATE RECRUITMENTFinancial Services Specialist RecruitersJob Title: IFA AdministratorLocation: NottinghamBenefits:Monday to Friday ~ Full Time Role.Flexible workingMix of office and remote workingCompetitive salary is on offer dependent on experience, skills and qualifications.Excellent staff benefits.Excellent matching Pension Scheme3 x Death In...

  • Head of Compliance

    5 days ago


    West Midlands, United Kingdom MERJE Ltd Full time

    We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Head of Compliance. As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.The Head of Compliance oversees the development and implementation of procedures that...


  • East Sussex, United Kingdom Reset Recruitment Ltd Full time

    Calling all Insurance & Financial Services candidates Job Title: Insurance and Financial Services Positions Salary: £18k- £80K Location: West Sussex, Mid Sussex, East Sussex At Reset Recruitment we specialise in Insurance and Financial Services positions and currently have the following roles available: Insurance Account HandlerClaims HandlerProtection...


  • West Midlands, United Kingdom MERJE Ltd Remote Work Freelance Full time

    We are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract. As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations. The Head of Compliance oversees the development and...


  • West Sussex, United Kingdom Idex Full time

    About our client Idex is delighted to be working in partnership with this well-established and highly successful investment management and financial advisory practice. Our client is a privately owned firm offering a full range of active and discretionary investment services alongside a financial planning team offering full independent advice to private...

  • Apprentice Consultant

    2 months ago


    Horsham, West Sussex, United Kingdom Assurity Consulting Ltd Full time

    We are a welcoming, friendly and growing workplace compliance consultancy, and we are looking for enthusiastic people to join us as Apprentices in September 2024. The role As an Apprentice Consultant you will learn transferable business skills as well as learning how to deliver water quality assessments to our customers. During your apprenticeship you...

  • Apprentice Consultant

    2 months ago


    Horsham, West Sussex, United Kingdom Assurity Consulting Ltd Full time

    We are a welcoming, friendly and growing workplace compliance consultancy, and we are looking for enthusiastic people to join us as Apprentices in September 2024. The role As an Apprentice Consultant you will learn transferable business skills as well as learning how to deliver water quality assessments to our customers. During your apprenticeship you...

  • Apprentice Consultant

    2 months ago


    Horsham, West Sussex, United Kingdom Assurity Consulting Ltd Full time

    We are a welcoming, friendly and growing workplace compliance consultancy, and we are looking for enthusiastic people to join us as Apprentices in September 2024.The roleAs an Apprentice Consultant you will learn transferable business skills as well as learning how to deliver water quality assessments to our customers. During your apprenticeship you will...

  • Apprentice Consultant

    3 months ago


    Horsham, West Sussex, United Kingdom Assurity Consulting Ltd Full time

    We are a welcoming, friendly and growing workplace compliance consultancy, and we are looking for enthusiastic people to join us as Apprentices in September 2024.The roleAs an Apprentice Consultant you will learn transferable business skills as well as learning how to deliver water quality assessments to our customers. During your apprenticeship you will...

  • Apprentice Consultant

    1 month ago


    Horsham, West Sussex, United Kingdom Assurity Consulting Ltd Full time €16,000

    We are a welcoming, friendly and growing workplace compliance consultancy, and we are looking for enthusiastic people to join us as Apprentices in September 2024. Submit your CV and any additional required information after you have read this description by clicking on the application button. The role As an Apprentice Consultant you will learn...

IFA Compliance Consultant

3 months ago


West Sussex, United Kingdom Coast Specialist Recruitment Full time

A long established, well respected IFA Compliance organisation are keen to appoint a Diploma qualified IFA Compliance Consultant.

The role is home based with c 2 days per week IFA visits required in the East Midlands Region.

Full time Compliance Consultant Area- London ( Surrey/Sussex/Kent)

Home based role with some travelling.

The job is a hybrid role, and you will be expected to work at home or at client’s offices as required. They will consider other flexible arrangements, for example part time working, and we can discuss this where appropriate.

The position will involve file checking, answering client compliance queries, reviewing, and updating in house procedures, training advisers, reviewing CPD activity, collating management information, annual audits.

Ordinarily you would have been visiting clients at their offices generally from Monday - Thursday 9/9.30 to 4/4.30pm (Friday is an admin home day). However, in this post COVID world a large amount of your time will be working from home. We are finding that clients are embracing the new world of remote working and virtual meetings.

About You

  • Diploma Qualified
  • Experienced of reviewing files for IFA’s
  • Compliance experience
  • Attention to detail
  • Pragmatic approach to compliance
  • Willingness to work with advisers

Remuneration

  • Salary - To Be Discussed
  • 3% pension contribution
  • 4x life cover
  • Business Mileage
  • 25 days holiday plus bank holidays
  • Birthday bonus day off
  • Fully Expensed Summer annual party
  • Various Team Nights out (All expenses paid)
  • Laptop
  • Phone
  • Full Business Expenses

Level 4 qualification is essential. Interviews remotely followed by a meeting with the Directors.