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Head of Compliance

3 months ago

West Midlands, United Kingdom Idex Full time

A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager.

This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions.

My client has built an solid reputation providing client centric financial planning services and committed to promoting a supportive culture.

Highlights include:
Be an integral part of a well-established directly authorised Financial Services firm
Enjoy a relaxed environment with autonomy within the role fully supported by leadership
Package fully negotiable with suggested salary guide of £55-65k
Hybrid working with offices near to Sutton Coldfield, Lichfield and Tamworth

Visit the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies. For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.

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