We have other current jobs related to this field that you can find below
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Compliance Officer
3 months ago
Stoke-on-Trent, United Kingdom Bond Recruitment Full timeBond recruitment is delighted to be recruiting for a Compliance Officer on behalf of our clients, a very well established and well respected firm of Independent Financial Advisers based in Leek, Staffordshire. **Compliance Responsibilities** - Lead and implement all regulatory change projects - Complete all ongoing FCA reporting returns - Maintain data on...
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Quality & Compliance Officer
3 months ago
Stoke-on-Trent, United Kingdom GHC Full timeCompliance Officer **Duties**: - Analyze and evaluate company policies and procedures to ensure compliance with applicable laws and regulations - Develop and implement compliance programs and initiatives - Conduct regular audits and risk assessments to identify potential compliance issues - Investigate and resolve compliance-related complaints or...
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Information Governance Compliance Officer
3 months ago
Stoke-on-Trent, United Kingdom NHS Midlands and Lancashire Commissioning Support Unit Full timeThe Information Governance Team are looking for a motivated and experienced Compliance Officer. To work as part of the wider team to ensure the annual completion of the Data Security and Protection (DSP) Toolkit for the CSU and our customers. Including but not limited to, the collection of evidence, supporting the delivery of training, spot checks and...
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Information Governance Compliance Officer
2 months ago
Stoke-on-Trent, United Kingdom NHS Midlands and Lancashire Commissioning Support Unit Full timeThe Information Governance Team are looking for a motivated and experienced Compliance Officer. To work as part of the wider team to ensure the annual completion of the Data Security and Protection (DSP) Toolkit for the CSU and our customers. Including but not limited to, the collection of evidence, supporting the delivery of training, spot checks and...
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Payments and Compliance Administrator
7 days ago
Stoke-on-Trent, United Kingdom Adecco Full timePayment and Compliance Administrator Our client, a leading organisation in their field, is seeking a dedicated Payment and Compliance Administrator to join their team. This is a permanent full-time position that requires strong organisational skills, attention to detail, and the ability to work in a fast-paced environment. As a Payment and Compliance...
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Compliance Administrator
3 months ago
Stoke-on-Trent, United Kingdom Avison Young Full time**Overall Purpose of Job** - The main purpose of the compliance administrator’s role is to maintain all parts of the compliance monitoring system and to ensure asset certification is up to date and in an accurate condition. - The CAFM system is set up so clients and individual facilities managers, as well as the compliance team, will have customised access...
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Head of Compliance
3 months ago
Stoke-on-Trent, United Kingdom DJH Mitten Clarke Full time**Do you work in compliance and are looking for a new challenge with a fun and ambitious business?**: Do you have an extensive knowledge, understanding and experience ensuring the company remains legal and compliant in everything that they do? If you’re still reading this, then the answer to that question is probably yes. At DJH Mitten Clarke, we are a...
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Compliance Administrator
3 months ago
Stoke-on-Trent, United Kingdom Intro Personnel Full time**COMPLIANCE ADMINISTRATOR REQUIRED FOR STOKE ON TRENT COMPANY!** **COMPLIANCE ADMINISTRATOR** **STOKE ON TRENT** **PERMANENT** **FULL TIME** **£22,575 PLUS BONUS (OTE UP TO £30K)** **THE ROLE** - Contacting external company sites throughout UK to ensure all appropriate documentation is being completed according to company standards - Chasing customers...
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Compliance Administrator
3 months ago
Stoke-on-Trent, United Kingdom Intro Personnel Permanent Recruitment Full time**COMPLIANCE ADMINISTRATOR REQUIRED FOR STOKE ON TRENT COMPANY!** **COMPLIANCE ADMINISTRATOR** **STOKE ON TRENT** **TEMPORARY WITH POTENTIAL VIEW TO PERMANENT** **FULL TIME** **£11.58 PER HOUR** **THE ROLE** - Contacting external company sites throughout UK to ensure all appropriate documentation is being completed according to company standards -...
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Payments and Compliance Administrator
3 weeks ago
Stoke-on-Trent, United Kingdom Adecco Full timePayment and Compliance Administrator Our client, a leading organisation in their field, is seeking a dedicated Payment and Compliance Administrator to join their team. This is a permanent full-time position that requires strong organisational skills, attention to detail, and the ability to work in a fast-paced environment. As a Payment and Compliance...
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Payments and Compliance Administrator
3 days ago
Stoke-on-Trent, United Kingdom Adecco Full timePayment and Compliance Administrator Our client, a leading organisation in their field, is seeking a dedicated Payment and Compliance Administrator to join their team. This is a permanent full-time position that requires strong organisational skills, attention to detail, and the ability to work in a fast-paced environment. As a Payment and Compliance...
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Payments Compliance Administrator
2 days ago
Stoke-On-Trent, United Kingdom bet365 Full timeWho we are looking for A Payments Compliance Administrator, who will provide administration support to the payments and banking team. Working closely with the Payments and Banking Compliance Manager, internal departments, external payment providers and banks, you will support the activities required to on-board new payment service providers and banks,...
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Compliance Officer
3 months ago
Burton-On-Trent, United Kingdom East Staffordshire Borough Council Full timeJob Introduction COMPLIANCE OFFICER (LICENSING) East Staffordshire Borough Council is committed to creating a safe environment for those within the Borough and, therefore, is looking to recruit a Licensing Compliance Officer. This is an exciting opportunity to join a team of officers which exercise professional expertise in a range of duties and...
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Compliance Manager
2 months ago
Stoke-on-Trent, United Kingdom Avison Young Full timeOverview Our Story Our small Canadian-born business was founded in 1978 and has become a global organization that now spans 120 locations across 20 countries. Our expansion has been rapid, but what matters most is the common belief that drives all 5,000 of our people to be a different type of real estate organization. We believe that the places...
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Safety and Compliance Manager
1 week ago
Stoke-on-Trent, United Kingdom Russell Taylor Group Ltd Full timeAre you a seasoned professional in Health and Safety Management?Do you possess comprehensive knowledge of CDM regulations?Do you have experience in industrial or process environments?This opportunity may align with your expertise.Key Responsibilities:Oversee the implementation, monitoring, and enhancement of health, safety, and environmental practices within...
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Safety and Compliance Manager
2 weeks ago
Stoke-on-Trent, Stoke-on-Trent, United Kingdom Russell Taylor Group Ltd Full timePosition OverviewAre you a skilled Safety and Compliance Manager with a strong background in health and safety protocols?Do you possess comprehensive knowledge of Construction Design and Management (CDM) regulations?Have you worked in industrial or process environments?This opportunity may align with your expertise.Key Responsibilities You will be...
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Compliance & Certification Administrator
2 months ago
Stoke-on-Trent, United Kingdom ISS Facility Services Full time**Compliance & Certification Administrator** **Contract: Key Account Network** **Location: Staffordshire** **Hours of work: 40** **Contract Type: Permanent** ISS is committed to delivering high-quality facility services to uphold the integrity and appearance of buildings. As a key player in facilities management, ISS caters to a diverse clientele across...
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Compliance Assistant Administration
3 days ago
Stoke-on-Trent, Staffordshire, United Kingdom bet365 Full timeWho we are looking for A Payments Compliance Administrator, who will provide administration support to the payments and banking team. Working closely with the Payments and Banking Compliance Manager, internal departments, external payment providers and banks, you will support the activities required to on-board new payment service providers and banks,...
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Compliance Assistant Administration
2 weeks ago
Stoke-on-Trent, Staffordshire, United Kingdom bet365 Full timeWho we are looking for A Payments Compliance Administrator, who will provide administration support to the payments and banking team. Working closely with the Payments and Banking Compliance Manager, internal departments, external payment providers and banks, you will support the activities required to on-board new payment service providers and banks,...
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Financial Compliance Officer
7 days ago
Newark on Trent, United Kingdom Fiducia Group Full timePosition: Compliance AdministratorSalary: £20,000 to £22,000 per annumType: Full Time, PermanentLocation: Newark, NG24 1BSOverview:Are you experienced in the financial sector or have a keen interest in compliance? Do you possess strong analytical skills and thrive in high-pressure environments? If you are organized and detail-oriented, we invite you to...
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Compliance Officer
2 months ago
- Proven experience in writing and implementing risk and compliance policies and procedures
- Understanding of legal compliance regulations and quality standards
- Ensuring the firm is compliant with all regulatory requirements
- Perform risk assessments to understand risk level, significance and scope
- Keep up to date and understand relevant laws and regulations
- Contribute to robust and effective compliance controls within the firm
- Review marketing materials, presentations and websites to ensure compliance
- Responsible for conflict checks and reporting
- Dealing with complaints and managing claims
- Renewing of practicing certificates
- Review, monitoring and updating the firm's policies & procedures
- Compliance record keeping and monitoring
- Ensuring existing staff and new starters adhere to internal risk management, quality procedures and general compliance awareness
- Compliance audits with feedback reports to Directors
- General compliance awareness activities for all employees
- Liaising with Heads of Departments, fee earners and support staff
- Responsible for monthly, quarterly and annual Board reports
- Answering telephone calls in a professional manner
- General administrative tasks, including file and record management
- Undertake any other duties as directed by the Director(s) which are consummate with the job holders grade and experience
- Make a positive contribution towards business growth
- Supporting all colleagues
- Minimum of 5x GCSE’s (or equivalent) including English and Maths
- Compliance qualifications would be advantageous
- Microsoft Office with excellent keyboard skills
- Knowledge of case management software
- Solid understanding of SRA handbook (and any other relevant legislation, regulations and rules that apply to the firm)
- Proven previous experience in legal risk and compliance
- Phone answering and dealing with regulators when required
- Able to explain complex matters in clear, accessible language
- Analysing compliance data to present it in a clear and logical report for Directors
- Full, clean drivers licence
- Knowledge of compliance procedures and managing risks to compliance
- Professional and proactive approach to work
- Demonstrate integrity and a respect for confidentiality
- Ability to manage own workload with minimal supervision
- Attention to detail & accuracy
- Excellent written and oral communication skills
- Ability to plan / prioritise work and cope with conflicting demands and meet deadlines
- Able to work and build effective working relationships across professional boundaries, with other people and organisations
- Ability to work on own initiative and effectively organize workload for maximum efficiency
- Analytical and problem-solving skills
- Stamina and resilience
- A strong team player
- IT skills – including Excel, Word and PowerPoint applications
- Strives for high standards in their work
- Full, clean drivers licence
- Flexible, adaptable and comfortable with responsibility
- Demonstrates a ‘can do’ attitude and encourages colleagues to do the same