Compliance Supervisor for Financial Services co

ur client is a successful and established Financial Advice firm in Horsham and they are currently looking for support in their compliance division You will provide support to all teams within the Compliance Department, including the Field Based Compliance Team. Previous experience within a compliance role within Financial Services is required and ideally...

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.Our MissionWe are committed to providing excellent client outcomes and service....

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.Our MissionWe are committed to providing excellent client outcomes and service....

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

**About us** We are professional, customer-centric and fast-paced. Our work environment includes: - Modern office setting Job Title: Senior Administrator **Duties** - Liaise with advisers to ensure appraisal on the progress cases and resolving any queries arising. - Act as the first port of call for queries from clients, lenders and conveyancers. -...

**About the Role**We are seeking a highly organized and detail-oriented Compliance Administrator to join our team at Schroders. As a key member of our Compliance team, you will play a vital role in ensuring the smooth operation of our supervisory scheme across the Network.**Key Responsibilities**Undertake focused file checks for the Network's AR firms,...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client, a leading specialist financial services company based in the UK. This is a fantastic opportunity to work in a dynamic compliance department, supporting a team of experienced professionals.The ideal candidate will have a strong background in compliance, with experience...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client, a leading specialist financial services company based in the UK. This is a fantastic opportunity to work in a dynamic compliance department, supporting a team of experienced professionals.The ideal candidate will have a strong background in compliance, with experience...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client's team in their compliance department. This is a fantastic opportunity to work with a market-leading company in the financial services sector.The successful candidate will be responsible for:Reviewing client files to ensure suitability and adherence to regulatory...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client, a leading specialist financial services company based in the UK. This is a fantastic opportunity to work in a dynamic compliance department, supporting a team of experienced professionals.The ideal candidate will have a strong background in compliance, preferably from an...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client, a leading specialist financial services company based in the UK. This is a fantastic opportunity to work in a dynamic compliance department, supporting a team of experienced professionals.The ideal candidate will have a strong background in compliance, preferably from an...

Job SummaryWe are seeking a skilled Financial Advisor to provide expert guidance and recommendations to clients, helping them achieve their financial goals.Key ResponsibilitiesAnalyse financial information to develop tailored strategies for clients.Offer insights on investment products and services to support informed decision-making.Create comprehensive...

Job SummaryWe are seeking a skilled Financial Advisor to provide expert guidance and recommendations to clients, helping them achieve their financial goals.Key ResponsibilitiesAnalyse financial information to develop tailored strategies for clients.Offer insights on investment products and services to support informed decision-making.Create comprehensive...

About the RoleWe are seeking a highly organized and detail-oriented Compliance Administrator to join our team at Schroders Recruitment. As a Compliance Administrator, you will play a critical role in ensuring the smooth operation of our compliance function.Key ResponsibilitiesAssist the Compliance team in administering the supervisory scheme across the...

About the RoleWe are seeking a highly organized and detail-oriented Compliance Administrator to join our team at Schroders Recruitment. As a Compliance Administrator, you will play a critical role in ensuring the smooth operation of our compliance function.Key ResponsibilitiesAssist the Compliance team in administering the supervisory scheme across the...