Compliance Officer

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.We take pride in our commitment to delivering excellent client outcomes and...

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.We take pride in our commitment to delivering excellent client outcomes and...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension...

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.Our MissionWe are committed to delivering excellent client outcomes and service....

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.Our MissionWe are committed to delivering excellent client outcomes and service....

Are you dedicated to enhancing customer experiences and ensuring adherence to industry regulations? If you possess a keen eye for detail and a commitment to regulatory compliance, we have an excellent opportunity for you.Oxbow Resourcing is proud to collaborate with a prominent provider of global travel insurance solutions. As part of a well-established...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client's team in their compliance department. This is a fantastic opportunity to work with a market-leading company in the financial services sector.The successful candidate will be responsible for:Reviewing client files to ensure suitability and adherence to regulatory...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client, a leading specialist financial services company based in the UK. This is a fantastic opportunity to work in a dynamic compliance department, supporting a team of experienced professionals.The ideal candidate will have a strong background in compliance, with experience...

Astral Recruitment is seeking a seasoned Compliance Officer/Manager to join our client, a leading specialist financial services company based in the UK. This is a fantastic opportunity to work in a dynamic compliance department, supporting a team of experienced professionals.The ideal candidate will have a strong background in compliance, with experience...

About the RoleWe are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team at Schroders. As a key member of the team, you will play a crucial role in ensuring the firm's systems and controls are compliant with regulatory requirements.Key ResponsibilitiesUndertake regulatory monitoring, focusing on FCA and Pension...

About the RoleWe are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team at Schroders. As a key member of the team, you will play a crucial role in ensuring the firm's systems and controls are compliant with regulatory requirements.Key ResponsibilitiesUndertake regulatory monitoring, focusing on FCA and Pension...

Position Overview We are seeking a skilled Regulatory Compliance Analyst to join our Operations Compliance Team. This role is essential for conducting systematic evaluations of the firm's operational frameworks and controls, ensuring adherence to regulatory standards, and providing expert guidance to the business, particularly in relation to our Pension...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesRegulatory Change Management: Assist the Group...

About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Schroders Recruitment. As a key member of our Compliance function, you will play a critical role in ensuring that our business operates in compliance with all relevant regulatory requirements.Key ResponsibilitiesRegulatory Change Management: Assist the Group...

About SchrodersSchroders is a leading global asset management company that provides innovative investment solutions to support the growth and success of our clients. Our award-winning technology and support services enable financial advisers to run their businesses more productively and effectively, while our own Financial Advice business helps families find...

About SchrodersSchroders is a leading global asset management company that provides innovative investment solutions to support the growth and success of our clients. Our award-winning technology and support services enable financial advisers to run their businesses more productively and effectively, while our own Financial Advice business helps families find...

Astral Recruitment is seeking an experienced Compliance Officer/Manager to join our client, a specialist financial services company based in the UK. This is a great opportunity to work in a market leading company dealing with:Reviewing client files to confirm suitability and good consumer outcomes and adherence to regulatory and company requirements, and...