Compliance Officer

Compliance Officer RoleAstral Recruitment is seeking an experienced Compliance Officer to join a specialist financial services company based in Horsham. The successful candidate will be responsible for supporting a team of Advisers in the compliance department.Key Responsibilities:Review client files to confirm suitability and adherence to regulatory and...

Compliance Officer RoleAstral Recruitment is seeking an experienced Compliance Officer to join a specialist financial services company based in Horsham. The successful candidate will be responsible for supporting a team of Advisers in the compliance department.Key Responsibilities:Review client files to confirm suitability and adherence to regulatory and...

Compliance Officer RoleAstral Recruitment is seeking an experienced Compliance Officer to join our client, a specialist financial services company based in Horsham. The successful candidate will be responsible for supporting a team of Advisers in the compliance department.Key Responsibilities:Review client files to confirm suitability and adherence to...

Compliance Officer RoleAstral Recruitment is seeking an experienced Compliance Officer to join our client, a specialist financial services company based in Horsham. The successful candidate will be responsible for supporting a team of Advisers in the compliance department.Key Responsibilities:Review client files to confirm suitability and adherence to...

Astral Recruitment is seeking an experienced Compliance Officer to join their team in Horsham. The ideal candidate will have a strong background in compliance and risk management, with a focus on financial services. Key responsibilities include reviewing client files to ensure suitability and adherence to regulatory requirements, identifying and reporting...

Astral Recruitment is seeking an experienced Compliance Officer to join their team in Horsham. The ideal candidate will have a strong background in compliance and risk management, with a focus on financial services. Key responsibilities include reviewing client files to ensure suitability and adherence to regulatory requirements, identifying and reporting...

Astral Recruitment is seeking an experienced Compliance Officer to join their team in Horsham. The ideal candidate will have a strong background in compliance and a Level 4 Dip qualification. Key responsibilities include reviewing client files, identifying breaches, and providing feedback to firms. The successful candidate will be responsible for embedding a...

Astral Recruitment is seeking an experienced Compliance Officer to join their team in Horsham. The ideal candidate will have a strong background in compliance and a Level 4 Dip qualification. Key responsibilities include reviewing client files, identifying breaches, and providing feedback to firms. The successful candidate will be responsible for embedding a...

About the RoleWe are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key ResponsibilitiesUndertake regulatory monitoring,...

About the RoleWe are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key ResponsibilitiesUndertake regulatory monitoring,...

Job Title: Compliance and Monitoring OfficerAs a key member of our Operations Compliance Team, we are seeking an experienced Compliance Monitoring Officer to join our team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key...

Job Title: Compliance and Monitoring OfficerAs a key member of our Operations Compliance Team, we are seeking an experienced Compliance Monitoring Officer to join our team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business.Key...

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.We take pride in our commitment to delivering excellent client outcomes and...

About SchrodersSchroders is a leading global asset management company that provides innovative solutions to support financial advisers in their journey. Our award-winning technology and support services are designed to help advisers grow their businesses and achieve their goals.We take pride in our commitment to delivering excellent client outcomes and...

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

Compliance Supervisor RoleAstral Recruitment is seeking a skilled Compliance Supervisor to join their team in Horsham. As a key member of the Compliance Department, you will provide support to all teams, including the Field Based Compliance Team.With a strong background in compliance within Financial Services, ideally from an IFA background, you will possess...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension (SIPP)...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. The successful candidate will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension (SIPP)...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension...

Compliance Monitoring Officer (Pensions)We are seeking an experienced Compliance Monitoring Officer to join our Operations Compliance Team. As a key member of the team, you will be responsible for undertaking regular monitoring of our systems and controls, providing assurance, advice, and regulatory guidance to the business, with a focus on our Pension...