Interim Head of Compliance
2 months ago
New Interim Head of Compliance position. Reporting to the CRO, this role requires expertise in regulatory compliance to support the Bank’s strategic objectives and evaluate relevant regulations. Responsibilities also include serving as the Data Protection Officer, holding SMF16 accountabilities, and being a key member of the Bank's Senior Management Team.
The ideal candidate will have a degree or relevant professional qualification and a minimum of ten years' experience in compliance within financial services. A broad understanding of the banking risk and compliance landscape and experience engaging senior management on compliance matters are essential.
Key responsibilities include:
- Conducting independent compliance reviews for senior management and Board Committees, with a focus on regulatory compliance, Anti-Money Laundering, Counter-Terrorism Financing, Anti-Fraud, and Anti-Bribery and Corruption.
- Maintaining a forward-looking compliance monitoring plan and leading second-line compliance activities within this plan.
- Developing policies on compliance to meet regulatory standards and best practices, and establishing effective processes for assessing and managing compliance activities.
- Developing compliance frameworks to ensure the Bank's operations align with regulatory standards and maintaining policy and procedure consistency with regulatory expectations.
- Monitoring and reporting on regulatory conduct, providing independent evaluations of risk management and control frameworks from a compliance perspective.
- Overseeing compliance-related training across the Bank.
-
Interim Head of M&A
6 days ago
London, United Kingdom HW Interim Solutions Full timeHW Interim Solutions are working with a Professional Services client to engage a dynamic and experienced Head of Mergers and Acquisitions on an initial 6 month contract, with the potential to turn permanent for the right candidate. This role offers a unique opportunity to drive the client’s M&A strategy and lead high-impact transactions.As Head of M&A you...
-
Interim Head of Compliance
2 months ago
London, UK, United Kingdom Investigo Full timeNew Interim Head of Compliance position. Reporting to the CRO, this role requires expertise in regulatory compliance to support the Bank’s strategic objectives and evaluate relevant regulations. Responsibilities also include serving as the Data Protection Officer, holding SMF16 accountabilities, and being a key member of the Bank's Senior Management...
-
Interim Head of Compliance and Governance
5 days ago
London, Greater London, United Kingdom MERJE Full timeAbout the RoleWe are looking for an experienced Interim Head of Compliance and Governance to join our client's team. As a senior management figure, you will be responsible for ensuring the company's compliance with regulatory requirements.Your key responsibilities will include managing the compliance team, coordinating regular management information, and...
-
Interim Head of Compliance
2 days ago
London, United Kingdom MERJE Full timeJob DescriptionMERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk.The role holder will hold the SMF16 & 17 for the business.Manage the Compliance team and co-ordinate regular management informationEnsure full compliance with the FCA’s Consumer...
-
Interim Head of Compliance
6 hours ago
London, United Kingdom MERJE Full timeJob Description MERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk. The role holder will hold the SMF16 & 17 for the business. Manage the Compliance team and co-ordinate regular management information Ensure full compliance with the FCA’s...
-
Interim Head of Risk and Compliance
22 hours ago
London, Greater London, United Kingdom Barclay Simpson Full timeInternal Audit Leadership OpportunityJob Summary: A leading insurer seeks an interim head of internal audit to lead their internal audit team on a temporary basis. The ideal candidate will have experience in general or Lloyd's market insurance and strong stakeholder engagement skills.Key Responsibilities:Lead the internal audit teamDevelop and implement an...
-
Interim Head of Compliance
6 days ago
London,, UK, United Kingdom MERJE Full timeMERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk.The role holder will hold the SMF16 & 17 for the business.Manage the Compliance team and co-ordinate regular management informationEnsure full compliance with the FCA’s Consumer Duty by embedding...
-
Interim Head of Compliance
6 days ago
London, United Kingdom MERJE Full timeMERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk.The role holder will hold the SMF16 & 17 for the business.Manage the Compliance team and co-ordinate regular management informationEnsure full compliance with the FCA’s Consumer Duty by embedding...
-
Interim Head of Compliance
6 days ago
London, United Kingdom MERJE Full timeMERJE is currently working exclusively with a well known financial planning and wealth management business in their search for a Interim Head of Compliance & Risk.The role holder will hold the SMF16 & 17 for the business.Manage the Compliance team and co-ordinate regular management informationEnsure full compliance with the FCA’s Consumer Duty by embedding...
-
Head of Compliance
6 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...
-
Head of Compliance
7 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. **THE RESPONSIBILITIES**: - Monitor and ensure on-going compliance with all legal and regulatory requirements - Proactive researching of the regulatory environment, keeping the business...
-
Interim Head of Sustainability
1 week ago
London, United Kingdom CV-Library Full timeInterim Head of SustainabilityLondon9-month Fixed Term ContractCirca £65,000 + BenefitsWe're delighted to be partnering with a leading educational institution to recruit an Interim Head of Sustainability. This position will lead on sustainability strategy, creating and managing initiatives and action plans to ensure targets are met.This is an excellent...
-
Head of Compliance Operations
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Compliance OperationsWe are looking for a seasoned professional to head our compliance operations department.This is an exciting opportunity to join a leading banking group and play a key role in establishing a control room in the UK.The successful candidate will be responsible for overseeing the tracking, handling, and safeguarding of...
-
Head of Compliance
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...
-
Interim Head of Finance
2 weeks ago
London, United Kingdom COREcruitment Full timeInterim Head of Finance Location: Central London Contract: 3-month Interim Role Availability: Immediate Start Experience Required: Sage X3 & Hotel/Hospitality Background We are working with a renowned luxury hotel in the heart of Central London, seeking an experienced and highly skilled Interim Head of Finance to oversee financial operations. Key...
-
Interim Head of Finance
2 weeks ago
London, United Kingdom COREcruitment Full timeInterim Head of FinanceLocation: Central LondonContract: 3-month Interim RoleAvailability: Immediate StartExperience Required: Sage X3 & Hotel/Hospitality BackgroundWe are working with a renowned luxury hotel in the heart of Central London, seeking an experienced and highly skilled Interim Head of Finance to oversee financial operations.Key...
-
Head of Compliance
3 weeks ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES: Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinations Oversee and maintain the firm's policies and procedures to ensure they remain...
-
Head of Compliance
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...
-
Head of Compliance
4 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...
-
Interim Head of Taxation
5 days ago
London, Greater London, United Kingdom Brewer Morris Full timeAbout the RoleWe are seeking an experienced UK corporate tax Manager or Senior Manager to join our team as an Interim Head of Taxation. This is a 12-month interim role that requires someone who can review corporate tax returns, prepare more complex returns, and support the Tax Director in managing the team.The successful candidate will have the opportunity...