Interim Head of Compliance and Governance

9 hours ago


London, Greater London, United Kingdom MERJE Full time
About the Role

We are looking for an experienced Interim Head of Compliance and Governance to join our client's team. As a senior management figure, you will be responsible for ensuring the company's compliance with regulatory requirements.

Your key responsibilities will include managing the compliance team, coordinating regular management information, and ensuring full compliance with the FCA's Consumer Duty. You will also be responsible for advising senior management on FCA-related issues and producing an annual compliance report.

Key Skills:

  • Proven experience in operating as an SM16 within a wealth or financial planning environment
  • Strong leadership skills with the ability to manage a team effectively
  • Excellent understanding of regulatory requirements, industry best practices, and emerging risks relevant to the wealth management sector
  • Good knowledge of policies, controls, and monitoring required for positive consumer outcomes

Salary:

The estimated salary for this position is £95,000 - £125,000 per annum, depending on experience.



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