Compliance Assistant
4 weeks ago
A prestigious UK Law Firm is hiring for a Compliance Assistant in London.
The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported.
We are looking for someone with previous experience in a similar role, commercial awareness and a proven, genuine interest in compliance. A good understanding of SRA Regulations and data protection principles would likewise prove advantageous to this role.
Some responsibilities:
- Handle compliance registers such as complaints, enquiries and data protection issues/requests
- Monitor the compliance of file closures
- Liaise with fee earners to facilitate the undertaking of compliance procedures (eg central record maintenance, file audits, non-compliance reviews)
- Prepare trend analysis reports for senior management on a monthly and quarterly basis
- Support senior staff in ensuring compliance policies/procedures are implemented in line with SRA and data protection regulations
- Write articles on compliance for internal guidance purposes
- Collaborate with other compliance-based teams to support key functions
- Ad-hoc research/administrative tasks
A successful candidate will have a positive and ambitious work ethic, with superb organisational skills and a meticulous eye for detail. If you can align with previously mentioned attributes and can effectively manage a diverse workload to effortlessly meet deadlines, we want to hear from you
If interested, please submit your CV to be considered for this opportunity. Thank you.
Not quite right for you? Check out the rest of our risk and compliance roles or give one of our friendly team a call on 0207 117 2542.
Ref: 1011
-
Compliance Assistant
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious UK Law Firm is hiring for a Compliance Assistant in London.The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported. We are looking for someone...
-
Compliance Assistant
3 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious UK Law Firm is hiring for a Compliance Assistant in London.The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported. We are looking for someone...
-
Compliance Assistant
4 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious UK Law Firm is hiring for a Compliance Assistant in London.The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported. We are looking for someone...
-
Compliance Assistant
4 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious UK Law Firm is hiring for a Compliance Assistant in London. The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported. We are looking for...
-
Compliance Assistant
4 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious UK Law Firm is hiring for a Compliance Assistant in London.The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported. We are looking for someone...
-
Assistant Risk and Compliance Officer
3 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeA prestigious UK Law Firm is hiring for a Compliance Assistant in London. The core function of this role will be to support Senior Compliance professionals in the core internal risk management processes. You will work closely with firm-wide staff to ensure enquiries are dealt with promptly and various compliance teams are supported. We are looking for...
-
Head of compliance
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Our client is a dynamic financial services firm specialising in investment management, corporate advisory, and wealth planning. It offers tailored solutions to individuals, institutions, and businesses, leveraging deep market expertise to drive growth, optimise portfolios, and navigate complex financial landscapes with strategic insight.THE...
-
Compliance Analyst
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeA dynamic leading law firm is seeking a Compliance Analyst to join their team in their London office. Within this role, you will assist in internal and external compliance issues, support senior management and assist with various aml projects.The ideal candidate has several years of experience in legal compliance, most desirably gained within the legal...
-
Head of Compliance
2 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeHead of Compliance & MLRO (US Fintech startup) – MTF/OTF Compliance Experience RequiredRef: 4082G£120K + Bonus & Benefits LondonOur Client, the UK start-up of a successful US Fintech, is looking to hire a Head of Compliance & MLRO who will be the UK SMF16 and SMF17 for their newly Authorised UK business, providing expertise in compliance and risk...
-
Compliance Officer
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are recruiting for a Compliance Officer to join an established team within a thriving international law firm. In this role, you will play a pivotal part in supporting the London-based team with critical compliance tasks, focusing primarily on conflict searches and new business intake.We're looking for a detail-oriented individual with at least 3 years of...
-
Compliance Analyst
2 weeks ago
London Area, United Kingdom AJ FOX COMPLIANCE Full timeOur client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...
-
Senior Compliance Officer
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London.In this role, you will be a key component to the firm's risk management across all areas of the business. You'll be actively involved in AML and anti-bribery processes, ensuring firmwide compliance in all areas. You'll provide expert guidance on regulatory...
-
Senior Compliance Officer
2 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are currently recruiting for a Senior Compliance Officer to join a Prominent UK Law Firm in London.In this role, you will be a key component to the firm's risk management across all areas of the business. You'll be actively involved in AML and anti-bribery processes, ensuring firmwide compliance in all areas. You'll provide expert guidance on regulatory...
-
Risk Compliance Manager
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a well-respected full-service Law Firm in London. They are in need of a new Risk & Compliance Manager to join their dynamic team. This role will oversee the development and implementation of risk management policies and procedures. You will also provide general risk and compliance advice to those across the firm.A successful candidate...
-
Senior Compliance Executive
4 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you passionate about navigating complex risk and regulatory challenges? Looking for an opportunity where your expertise in risk and compliance will be valued and make a difference? If you're a proactive problem solver with a passion for risk management, we want to hear from you! An innovative, forward-thinking law firm is seeking a Senior...
-
Junior Compliance Officer
4 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeOur client, Top International Law Firm, is in need of a Junior Compliance Officer in London. Within this role, you will support various business functions in anti-money laundering, general conflicts, and risk and compliance checks. You will carry out background analysis, collect documentation and oversee general progress. The ideal candidate has previous...
-
Senior Regulatory Compliance Executive
3 weeks ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAre you passionate about navigating complex risk and regulatory challenges? Looking for an opportunity where your expertise in risk and compliance will be valued and make a difference? If you're a proactive problem solver with a passion for risk management, we want to hear from you! An innovative, forward-thinking law firm is seeking a Senior Compliance...
-
Junior Compliance Officer
4 weeks ago
Greater London, United Kingdom AJ FOX COMPLIANCE Full timeOur client, Top International Law Firm, is in need of a Junior Compliance Officer in London.Within this role, you will support various business functions in anti-money laundering, general conflicts, and risk and compliance checks. You will carry out background analysis, collect documentation and oversee general progress.The ideal candidate has previous...
-
Compliance Assistant
5 days ago
London, Greater London, United Kingdom Harrison Holgate Full timeA leading Lloyd's Insurance Brokerage is currently recruiting for a Compliance Assistant to join their London team The role will provide support to the Compliance Team. Dealing directly with and supporting/advising employees, Appointed Representative and Associate Companies regarding the Group's Compliance activities, policies and procedures to ensure all...
-
Compliance Assistant
2 weeks ago
London, Greater London, United Kingdom Montresor Legal Full timeA highly respected international law firm with a strong London presence is seeking an Anti-Money Laundering (AML) & Compliance Assistant to join their growing Global AML & Compliance team. This full-time role provides an exciting opportunity to contribute to a small, collaborative team that supports the firm globally, ensuring compliance with AML regulations...