We have other current jobs related to this field that you can find below

  • Compliance Officer

    5 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

  • Compliance Officer

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team. **THE RESPONSIBILITIES**: - Review complex documentation and AML/KYC information for new clients at...

  • Assistant Compliance Officer

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for an Assistant Compliance Officer to join the thriving team. **THE RESPONSIBILITIES**: - Provide general regulatory guidance and advisory services to certain internal business...

  • Compliance Officer

    1 month ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is a top 100 UK law firm seeking to hire a Compliance Officer in their London office. In this role, you will play a key role in maintaining ethical and compliance standards throughout the firm, including SRA, ICO and Lexcel accreditation.Key responsibilities will include:Supporting fee earners with queries on regulatory requirementsMonitoring...

  • Risk & Compliance Officer

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...

  • Compliance Officer

    4 weeks ago

    Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is a top 100 UK law firm seeking to hire a Compliance Officer in their London office. In this role, you will play a key role in maintaining ethical and compliance standards throughout the firm, including SRA, ICO and Lexcel accreditation.Key responsibilities will include:Supporting fee earners with queries on regulatory requirementsMonitoring...

  • Compliance Officer

    1 month ago

    London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is a top 100 UK law firm seeking to hire a Compliance Officer in their London office. In this role, you will play a key role in maintaining ethical and compliance standards throughout the firm, including SRA, ICO and Lexcel accreditation.Key responsibilities will include:Supporting fee earners with queries on regulatory requirementsMonitoring...

  • Compliance Officer

    3 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...

  • Compliance Officer

    3 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a leading international banking group based in the West End **THE RESPONSIBILITIES**: - Support the MLRO with upholding the bank’s financial crime compliance, providing advice where needed across a range of related topics including AML and transactions. - Assist with reviewing customers CDD reviews by Front Line staff on a...

  • Compliance Officer

    2 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - CMP tracking, testing, monitoring and deep dives. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and...

  • Regulatory Compliance and Monitoring Officer

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading securities business. They are looking for a Compliance AML and Monitoring Officer to join the team. Full responsibility for managing the onboarding of clients, including regulated entities, private corporates, funds etc. Undertaking CDD and AML reviews (initial and ongoing) including PEP client acceptance process Undertake...

  • Compliance Officer

    1 month ago

    City of London, United Kingdom Quantum Group Full time

    We are inviting applications for Compliance office position for an international Bank based in city of London. This is a permanent position starting immediately.Role Overview:As a Compliance Officer at Bank's London branch, you will play a crucial role in ensuring that the bank operates in full compliance with all applicable regulations, guidelines, and...

  • Compliance Officer

    2 weeks ago

    City of London, United Kingdom cer Financial Ltd Full time

    Job OverviewRegulatory Compliance OfficerEmployment Type: Full-time / PermanentIndustry: BankingWork Arrangement: 3 days in office per weekSalary: Up to £60,000Key ResponsibilitiesFoster a strong culture of compliance and ethical standards within the organization.Proactively manage performance metrics and compliance targets.Establish and enhance control and...

  • Compliance Monitoring Officer

    3 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...

  • Compliance Officer

    3 weeks ago

    London, United Kingdom ABM Global Compliance Full time

    Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

  • Compliance Advisory Officer

    3 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for providing Compliance Advisory support to the Business -...

  • Temporary Compliance Advisor- Fully Office Based

    3 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture they are an excellent employer. **THE RESPONSIBILITIES**: - Review/audit/investigation requests from Exchanges and Regulators - FATCA and CRS Audit and Advisory; ad hoc tax projects - Research in...

  • Compliance Officer

    3 weeks ago

    London, UK, UK, United Kingdom ABM Global Compliance Full time

    Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

  • Compliance Officer

    3 weeks ago

    Greater London, United Kingdom ABM Global Compliance Full time

    Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

  • Cass Compliance Officer- 6 Month Ftc

    3 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a prestigious private wealth firm based in the West End. They are looking for a CASS Compliance Officer to join the team on a 6-month FTC basis. **THE RESPONSIBILITIES**: - Operational adherence to the CASS rules contained within the FCA handbook, update of procedures, breaches tracking, CASS advice to the business -...

Compliance Officer

2 months ago

City of London, United Kingdom Quantum Group Full time

Job Responsibilities - Operations Officer We are inviting applications for Operations officer position based in city LondonThis position required fluent Turkish Language to speak and write .Responsible to take customers calls and respond to them for their queries.Always deliver a high-quality customer service as the first point of contact of the customer.Understand customer needs to refer to the relevant senior member in the Branch and other departments.Be able to converse with the customers and explain the services they may receive from the Super Service Centre and direct the Customer accordingly.Handle customer inquiries and complaints with the objective of resolving issues and increase customer satisfaction from the Bank's services.Develop an understanding of key requirements in supporting the team in KYC and risk assessments.Carry out any operational processes in accordance with the Bank's procedures, and Financial Crime regulations.Deal with customer cheques within set timeframes.The preparation of payment orders & money transfers.Buying & selling foreign monies within agreed limits of authority.Account opening for personal and money transfer account.Follow up Financial Crime enquiries daily.Report any issues to Health and Safety Representative in the Branch