Compliance Manager
4 weeks ago
A full specification is available however key responsibilities will include
Compliance Advisory
To act as the lead trusted advisor to the asset management business
Core Compliance
Maintain registers, returns and filings as applicable
Address and provide training on the various compliance and senior management arrangements required by the Group and/or applicable laws and regulation
Regulatory Implementation
To participate in the analysis and implementation of new regulations impacting asset management and the firm
Compliance Monitoring
To assist in the Monitoring team in performing monitoring activities as required
General Support to the Compliance Department
To provide ongoing assistance to the compliance team on day-to-day business queries, regulatory implementation, ad-hoc projects and provide back up support for the Monitoring Market Integrity and Financial Crime functions.
Policies, Procedures and processes
Establish, implement, and maintain adequate policies and procedures sufficient to ensure compliance of the firm under the regulatory system
Review and update, where necessary, the Asset Management Compliance Department's processes
The client can offer a hybrid working pattern after a three month period
Qualifications
You must have strong asset management compliance experience
-
Compliance Manager
4 weeks ago
London, Greater London, United Kingdom Venn Group Full timeEstates Compliance Manager Venn Group are working with a London-based NHS Trust to recruit an Estates Compliance Manager. Rate: £32 p/h (Inside IR35)Length: 6 months +Location: London The successful candidate will be responsible for: . Managing and monitoring Estates compliance of contracts, ensuring SLAs and quality requirements are met. Lead on statutory...
-
Compliance Manager
4 weeks ago
London, Greater London, United Kingdom Alter Domus Full timeABOUT US We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative,...
-
QHSE and Compliance Manager
20 hours ago
London, Greater London, United Kingdom Churchill Services Full timeMobile role with regular travel to London and the South-East areaDeveloping a compliant safety culture We have a fantastic new opportunity for a QHSE and Compliance Manager to provide day to day QHSE support to our Transport division. The QHSE and Compliance Manager will be front facing and a visible presence within our train contracts, engaging with clients...
-
Information Compliance Manager
3 weeks ago
London, Greater London, United Kingdom University of Westminster Full timeThis post is full time and permanent, working 35 hours per week. The University has an exciting opportunity for an information compliance professional to join our supportive and welcoming team and play a leading role in developing and delivering an effective information compliance framework in support of the University's business and risk strategies.As...
-
Head of Compliance
3 weeks ago
London, Greater London, United Kingdom Jameson Legal Full timeAn exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the compliance function to...
-
Compliance Analyst
6 days ago
London, Greater London, United Kingdom cer Financial Full timeCompliance Analyst City of LondonPermanent/Office based 5 days p/week£45,000 pacer Financial are working alongside a bank based in the City of London. They are looking for a Compliance Analyst to work with them on a permanent basis who will be office based 5 days per week.The successful candidate will need to assist the Compliance function and the Senior...
-
Director of Compliance
4 weeks ago
London, Greater London, United Kingdom QED Legal Full timeWe're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...
-
Director of Compliance
4 weeks ago
London, Greater London, United Kingdom QED Legal Full timeWe're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...
-
Head of Compliance
3 weeks ago
London, Greater London, United Kingdom Francis Holland Schools Full timeThe Francis Holland Schools Trust currently comprises three leading independent girls' schools in two central London locations. While each school has its own vision and ethos, the Trust's overarching commitment is to nurture pupils' potential, develop resilience and help them become fulfilled adults who will make a positive difference in a fast-changing...
-
Compliance Officer
6 days ago
London, Greater London, United Kingdom JR United Kingdom Full timeMy client is a leading M&A insurance broker who are looking to bring in a Compliance OfficerKey responsibilities:Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes.Review compliance systems, policies and procedures and identify areas that require follow-up or...
-
COLP/Head of Compliance
4 weeks ago
London, Greater London, United Kingdom Jameson Legal Full timeThis is an excellent opportunity available within a highly regarded Legal 500 firm located in London. The firm is seeking a Head of Compliance to lead its compliance function, holding the COLP and MLRO roles in the business. You will manage an existing function and report to the Management committee. This boutique firm has consistently been regarded as one...
-
COLP/Head of Compliance
3 weeks ago
London, Greater London, United Kingdom Jameson Legal Full timeThis is an excellent opportunity available within a highly regarded Legal 500 firm located in London, to develop their existing risk and compliance function. The firm is seeking a Head of Compliance to aid the management committee in achieving its commercial objectives, and if possible take the responsibility of the COLP and MLCO. This boutique firm has...
-
Continuous Improvement Specialist
2 weeks ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeAre you an expert Continuous Improvement Specialist?Are you passionate about Financial Crime?Are you eager for an exciting new challenge?Considering making an application for this job Check all the details in this job description, and then click on Apply.Our client – an International Law Firm – is seeking an experienced Continuous Improvement Specialist...
-
Apprenticeships Compliance and Data Manager
3 weeks ago
London, Greater London, United Kingdom University of Westminster Full timeThis post is full time and permanent, working 35 hours per week. The University of Westminster delivers a range of higher and degree apprenticeships at undergraduate and postgraduate level (Level 4 to Level 7) supporting various sectors including construction, real estate, planning and healthcare, some of which lead to a professionally accredited...
-
Senior Compliance Analyst
4 weeks ago
London, Greater London, United Kingdom Michael Page Legal Full timeA Senior Compliance Analyst is needed to support a robust legal team by ensuring adherence to industry regulations and best practices. The successful candidate will be responsible for analysing and managing compliance risks and client due diligence, with a particular focus on Trusts, Estates and complex structure. Client DetailsThe organisation is a top-tier...
-
AVP, Compliance Advisory
3 weeks ago
London, Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full timeLooking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.A variety of soft skills and experience may be required for the...
-
Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Barclay Simpson Full timeWe are working with an established global Fintech business who are in the next phase of growth. We are seeking an experienced Compliance Officer & MLRO to manage the Compliance and Financial Crime teams in the UK and across various jurisdictions. The ideal candidate will have knowledge of online trading, crypto and payments. Reporting to the Board you will...
-
Compliance Counsel
2 weeks ago
London, Greater London, United Kingdom Jameson Legal Full timeThis is an exciting opportunity in London with an industry leader in the field of employment law with a global reach, dedicated to supporting in-house teams. With lawyers across the globe, they provide comprehensive solutions to the global employer community. This role would be best suited to a proactive, commercially aware individual with a passion for...
-
EMEA Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Swiss Re Full timeWe are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead compliance activities in support of the Swiss Re Corporate Solutions (CorSo) business in EMEA with a specific focus on the United Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial...
-
Senior Compliance Officer- Banking
2 weeks ago
London, Greater London, United Kingdom Nexus Jobs Limited Full timeJob Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions.Main Focus or role: To promote and manage the culture and practice of...