Compliance Manager

Found in: beBee jobs GB - 2 weeks ago

London, Greater London, United Kingdom Alter Domus Full time

ABOUT US

We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries.

With a deep understanding of what it takes to succeed in alternatives, we believe in being different. Invest yourself in the alternative, and join an organization where you progress on merit, where you can speak openly with whoever you are speaking to, and where you will be supported along whichever path you choose to take.

Find out more about life at Alter Domus at

For our offices in London we are currently looking for a full-time Compliance Manager.

The UK office has seven companies that provide services to clients, three of which are FCA regulated and two are HMRC registered for AML. Following significant growth in our UK office we are looking to recruit a Compliance Manager to be based in London, to work with the Compliance team to ensure compliance standards are met across the UK businesses. This role has a particular focus on our debt capital markets business line (loan agency, escrow, loan administration, cash management).

The post holder is expected to be an appropriately skilled and qualified compliance professional who will be able to understand and ensure compliance with the relevant regulatory regimes in the UK and join a supportive and friendly Compliance team working in a collaborative environment.

The post holder will report to the Head of Compliance UK.

JOB DESCRIPTION:


• Work with the business teams to promote a compliant culture,

• Advise the business on day to day queries including those relating to AML procedures and processes,

• Approve new clients through AD's client onboarding system ensuring that all KYC files meet with Group and local procedures;


• Assist in preparing and submitting FCA returns;

• Develop and deliver the compliance monitoring programme,

• Develop the procedures in accordance with changing regulatory and business needs,

• Review of the KYC files for new clients in line with group and local processes and procedures;

• Assist in maintaining all registers such as Conflicts of interest, reportable events, complaints from clients, etc.;

• Work with the Global Client Acceptance Committee and Group Risk Function;

• Training of new joiners and on going training in respect of procedures, new regulations, AML etc..

• Assisting in maintaining internal policies and procedures and Manuals to ensure compliance with local standards as the business develops.

YOUR PROFILE:


• You will be educated to degree level or hold an appropriate qualification in compliance or AML/CFT/fraud prevention;

• You have a minimum of 10 years financial services experience, preferably in a Compliance team environment in an FCA regulated company, ideally including experience in payment services/debt capital markets;

• You have significant experience and knowledge of FCA requirements, ideally including PSR and/or CASS rules;


• You have very good knowledge of Microsoft Office (Excel, Word, PowerPoint);

• You are familiar with screening tools of clients (Word-check or other similar tools);

• You are fluent in English; any other language will be considered an advantage.

• You have a collaborative approach to working with the Business and Compliance teams

#LI-CH1

#LI-Hybrid

WHAT WE OFFER:

We are committed to supporting your development, advancing your career, and providing benefits that matter to you.

Our industry-leading Alter Domus Academy offers six learning zones for every stage of your career, with resources tailored to your ambitions and resources from LinkedIn Learning.

Our global benefits also include:

  • Support for professional accreditations such as ACCA and study leave
  • Flexible arrangements, generous holidays, birthday leave and graduation leave
  • Continuous mentoring along your career progression
  • Active sports, events and social committees across our offices
  • Support with mental, physical, emotional and financial support 24/7 from our Employee Assistance Program
  • The opportunity to invest in our growth and success through our Employee Share Plan
  • Plus additional local benefits depending on your location

Equity in every sense of the word

We are in the business of equity, in every sense of the word. For us, this means taking action to ensure every colleague has equal opportunity, valuing every voice and experience across our organisation, maintaining an inclusive culture where you can bring your whole self to work, and making Alter Domus a workplace where everyone feels they belong.

We celebrate our differences, and understand that our success relies on diverse perspectives and experiences, working towards shared goals and a common purpose. Thanks to the work of our Group DE&I Committee and network of DE&I Champions, we empower all of our people to be truly invested in the alternative.

We are committed to ensuring an inclusive recruiting and onboarding process. Please contact our hiring team if you require any accommodations to make our recruitment process more accessible for you.

#LI-HYBRID

  • Compliance Manager

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Austin Andrews Recruit Full time

    A full specification is available however key responsibilities will includeCompliance AdvisoryTo act as the lead trusted advisor to the asset management businessCore ComplianceMaintain registers, returns and filings as applicable Address and provide training on the various compliance and senior management arrangements required by the Group and/or applicable...

  • Compliance Manager

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Venn Group Full time

    Estates Compliance Manager Venn Group are working with a London-based NHS Trust to recruit an Estates Compliance Manager. Rate: £32 p/h (Inside IR35)Length: 6 months +Location: London The successful candidate will be responsible for: . Managing and monitoring Estates compliance of contracts, ensuring SLAs and quality requirements are met. Lead on statutory...

  • Information Compliance Manager

    Found in: beBee jobs GB - 1 week ago

    London, Greater London, United Kingdom University of Westminster Full time

    This post is full time and permanent, working 35 hours per week. The University has an exciting opportunity for an information compliance professional to join our supportive and welcoming team and play a leading role in developing and delivering an effective information compliance framework in support of the University's business and risk strategies.As...

  • Head of Compliance

    Found in: beBee jobs GB - 7 days ago

    London, Greater London, United Kingdom Jameson Legal Full time

    An exciting opportunity as the Head of Compliance has come to market within a prestigious Legal 500 firm situated in London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory standards. Reporting directly to the Management Committee, you will be instrumental in managing the compliance function to...

  • Compliance Analyst

    Found in: beBee jobs GB - 7 days ago

    London, Greater London, United Kingdom MERJE Full time

    MERJE are working with a boutique Funds business in their search for a Compliance Analyst in London.Read all the information about this opportunity carefully, then use the application button below to send your CV and application.Reporting into their UK General Counsel & Chief Compliance Officer, the individual will be expected to be involved in a broad range...

  • Director of Compliance

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom QED Legal Full time

    We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...

  • Compliance Officer

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Swiss Re Full time

    About Swiss Re Swiss Re is one of the world's leading providers of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate and manage a wide variety of risks, from natural catastrophes and climate change to cybercrime. At Swiss Re we combine experience with creative thinking and...

  • Compliance Specialist

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Lutine Bell Full time

    The Compliance Specialist will work across all areas of the Investment Platform business providing regulatory advice and guidance to the business, regularly corresponding with key stakeholders, internal risk and compliance. Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements.You will...

  • Head of Compliance

    Found in: beBee jobs GB - 4 days ago

    London, Greater London, United Kingdom Francis Holland Schools Full time

    The Francis Holland Schools Trust currently comprises three leading independent girls' schools in two central London locations. While each school has its own vision and ethos, the Trust's overarching commitment is to nurture pupils' potential, develop resilience and help them become fulfilled adults who will make a positive difference in a fast-changing...

  • Compliance Analyst

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Robert Walters UK Full time

    We are recruiting for a Compliance Analyst to join the Risk & Compliance team within an International Law Firm.For this role you will need a strong understanding of Trusts, Estates, and or complex structures as well as Anti-Money Laundering legislation's and broader compliance. The Compliance Analyst will be responsible for but not limited to the...

  • COLP/Head of Compliance

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Jameson Legal Full time

    This is an excellent opportunity available within a highly regarded Legal 500 firm located in London. The firm is seeking a Head of Compliance to lead its compliance function, holding the COLP and MLRO roles in the business. You will manage an existing function and report to the Management committee. This boutique firm has consistently been regarded as one...

  • COLP/Head of Compliance

    Found in: beBee jobs GB - 1 week ago

    London, Greater London, United Kingdom Jameson Legal Full time

    This is an excellent opportunity available within a highly regarded Legal 500 firm located in London, to develop their existing risk and compliance function. The firm is seeking a Head of Compliance to aid the management committee in achieving its commercial objectives, and if possible take the responsibility of the COLP and MLCO. This boutique firm has...

  • Deputy Head of Compliance

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Apollo Solutions Full time

    Deputy Head of Compliance - PaymentsLondon - HybridCirca £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success.Reporting directly and working closely with the Head of Compliance, this role offers:Substantial autonomy and exposure, A unique...

  • Apprenticeships Compliance and Data Manager

    Found in: beBee jobs GB - 1 week ago

    London, Greater London, United Kingdom University of Westminster Full time

    This post is full time and permanent, working 35 hours per week. The University of Westminster delivers a range of higher and degree apprenticeships at undergraduate and postgraduate level (Level 4 to Level 7) supporting various sectors including construction, real estate, planning and healthcare, some of which lead to a professionally accredited...

  • Apprenticeships Compliance and Data Manager

    Found in: beBee jobs GB - 5 days ago

    London, Greater London, United Kingdom University of Westminster Full time

    This post is full time and permanent, working 35 hours per week. The University of Westminster delivers a range of higher and degree apprenticeships at undergraduate and postgraduate level (Level 4 to Level 7) supporting various sectors including construction, real estate, planning and healthcare, some of which lead to a professionally accredited...

  • Senior Compliance Analyst

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Michael Page Legal Full time

    A Senior Compliance Analyst is needed to support a robust legal team by ensuring adherence to industry regulations and best practices. The successful candidate will be responsible for analysing and managing compliance risks and client due diligence, with a particular focus on Trusts, Estates and complex structure. Client DetailsThe organisation is a top-tier...

  • AVP, Compliance Advisory

    Found in: beBee jobs GB - 5 days ago

    London, Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

    Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.A variety of soft skills and experience may be required for the...

  • Compliance Officer

    Found in: beBee jobs GB - 1 week ago

    London, Greater London, United Kingdom Barclay Simpson Full time

    We are working with an established global Fintech business who are in the next phase of growth. We are seeking an experienced Compliance Officer & MLRO to manage the Compliance and Financial Crime teams in the UK and across various jurisdictions. The ideal candidate will have knowledge of online trading, crypto and payments. Reporting to the Board you will...

  • Data & Compliance Officer

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom Bruin Full time

    Are you passionate about ensuring ethical business practices and compliance within the financial services sector? Do you thrive on analyzing data to identify trends and anomalies? If so, we have an exciting opportunity for you to join a top Banking Corporation within the Compliance and Conduct team in the Wealth Management Division.Maximise your chances of a...

  • Senior Compliance Officer- Banking

    Found in: beBee jobs GB - 2 days ago

    London, Greater London, United Kingdom Nexus Jobs Limited Full time

    Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank / financial institutions.Main Focus or role: To promote and manage the culture and practice of...