AVP, Compliance Advisory

3 weeks ago


London, Greater London, United Kingdom First Abu Dhabi Bank (FAB) Full time

Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.

A variety of soft skills and experience may be required for the following role Please ensure you check the overview below carefully.

Join us and leave your mark on the industry. We are looking for an experienced AVP, Compliance Advisory candidate for our FAB office in London, United Kingdom. Let's work together to achieve great things and unlock new possibilities for our employees, customers, and communities.

Job Purpose

To ensure that the FAB business in the UK is carried out in accordance with local rules and regulations and to provide updates and information on compliance matters to the Head of Compliance (UK). Manage and monitor compliance requirements in the UK and assist the business in achieving compliance with UAE and local regulations as well as Group and local policies and procedures.

Key Accountabilities

Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team. Regulatory Frameworks: Support and advise the business on operationalising Compliance frameworks to support key initiatives – such as GM Enhancements, Transformation/Integration and Product Development and Governance.Regulatory Horizon Scanning: Support horizon-scanning activities, engaging with key stakeholders to review and act upon relevant new or revised regulations that impact the branch.New Product Review: Review new product proposals and provide advice on applicable regulatory requirements and necessary permissions to support new activities.Regulatory Relations: Together with the Head of Compliance & VP Compliance Advisory, assist with and promote a transparent and effective relationship with UK regulators including proper coordination and preparation for exams, visits and/or calls.Reporting and Issue Closure: Support the delivery of succinct and accurate Compliance reporting at branch and Group-level, ensure smooth delivery of duties/tasks and manage follow-ups on corrective actions arising from the Compliance Monitoring Plan and GIA actions. Legal liaison: Acting as a key interface with Group Legal on regulatory or legal matters affecting the UK branch.Engage and collaborate with other Compliance resources, as required, to support the Compliance Management Framework, Compliance Strategy and to ensure seamless coverage of Policy & Procedure updates and investigations.Perform other additional tasks as required from time to time as directed by the Head of Compliance or the Head of International Compliance in Head Office. E.g. support Regulatory Compliance frameworks such as FATCA/CRS, Cross-Border and Market Abuse.Qualifications & Experience5+ years' Compliance experience preferred – either in an Advisory role within a Wholesale Banking or Private Banking environment.Degree educated with Legal, Banking and/or Compliance qualifications.Relevant experience in a Compliance or Audit function within an international bank, ideally experienced at working within a matrix management organisation across multiple cultures.Excellent demonstrable working knowledge of UK and EU banking regulations. Ability to work under pressure and to tight deadlines.Strong analytical, interpersonal and communication skills with excellent attention to detail.Fluent in English, with very strong written and presentation skills with a proven track record of influencing.Proactive, with the ability to generate ideas, think creatively and develop pragmatic solutions.Discreet, with high levels of integrity and able to handle highly sensitive information with absolute confidentiality.

  • London, Greater London, United Kingdom State Street Full time

    Events and Marketing Manager, State Street Global Advisors, AVPWe are looking to hire a Events and Marketing Manager, AVP to support marketing initiatives in the UK and across EMEA. It is a varied and fast-paced role, you'll be a crucial facet to driving our commercial success. Based in London and supporting Head of UK Marketing, alongside supporting our...


  • London, Greater London, United Kingdom RSM Full time

    As one of the world's largest networks of audit, tax and consulting firms, RSM delivers big ideas and premium service to help middle-market businesses thrive. We are a fast-growing firm with big ambitions -- we have a clear goal to become the premium adviser to the middle market, globally. This vision touches everything we do, motivating and inspiring us to...


  • London, Greater London, United Kingdom Kinsella Legal Full time

    HEAD OF COMPETITION COMPLIANCEMEDIA PLC c. 5 YEARS' PQE+ WEST LONDON HYBRID (c.3 DAYS IN OFFICE) We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top broadcasting and digital plc. While focusing specifically on competition compliance you will also support with the continued design,...


  • London, Greater London, United Kingdom State Street Full time

    Purpose of Role:Recruitment compliance is the practice of ensuring that your hiring process is fair and in accordance with all relevant laws and regulations, while abiding to state, most practices, universal laws and internal practices. You will be responsible Drive International TA Compliance initiatives including training, policy interpretation, and...

  • Tax Advisory

    4 weeks ago


    London, Greater London, United Kingdom Investigo Full time

    I am currently helping a nationwide property business recruit for a Tax Advisor on a perm basis. Although they have London Offices this role is remote, with the odd trip to London for meetings.Act as in house VAT subject matter expert.Build network and relationships with key relevant contacts across the business and externally.Provide technically sound,...


  • London, Greater London, United Kingdom Royal Bank of Canada Full time

    Job SummaryJob DescriptionWhat is the opportunity?This is a 12 mth Fixed term contract working within our Compliance department. You will be working within a specialist team, focused on the FCA and PRA's Senior Managers and Certification Regime (SMCR).Engaging with stakeholders across the organisation, you will be responsible for proactively driving forwards...


  • London, Greater London, United Kingdom Royal Bank of Canada Full time

    Job SummaryThe candidate will work as part of the European AML Team primarily providing AML Compliance Services to Capital Markets (CM) Europe and Wealth Management International (WMI) British Isles. The candidate will support the delivery of a regulatory compliance mapping system to demonstrate the effectiveness of the core elements of the AML and Financial...

  • Compliance Analyst I

    1 month ago


    London, Greater London, United Kingdom FIS Global Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Business Administration Travel Percentage : 0%Job DescriptionEvery day, our teams innovate across the world of finance. We collaborate to work smarter, while making a difference. We believe in diversity and inclusivity, giving a voice...


  • London, Greater London, United Kingdom Grant Thornton UK Full time

    More than you expected Grant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality, inclusion and integrity first. All around the world we bring a different experience to our clients. A better experience. One that...


  • London, Greater London, United Kingdom BDO UK LLP Full time

    Ideas | People | Trust We're BDO. An accountancy and business advisory firm, providing the advice and solutions businesses need to navigate today's changing world. Our clients are Britain's economic engine - ambitious, entrepreneurially-spirited and high growth businesses that fuel the economy - and the owners and management teams that lead them. We'll...

  • Finance Tax, AVP

    2 days ago


    London, Greater London, United Kingdom State Street Full time

    Who we are looking for: The International Tax Manager, based in London, will be an integral member of State Street's Corporate Tax Department and will support State Street Corporation's international tax operations. The successful candidate will report to State Street's Tax Managing Director based in London who is responsible for State Street's Global...

  • Trust Assistant

    2 weeks ago


    London, Greater London, United Kingdom Evelyn Partners Full time

    Job DescriptionPurpose of RoleThis role will provide tax compliance and advisory services for a wide range of business clients. The primary responsibility will be to deal with all matters relating to the management of a portfolio of clients.A key part of the role requires the individual to actively seek, and keep the Partner informed about any new business...


  • London, Greater London, United Kingdom Pro-Tax Recruitment Full time

    Corporate Tax Manager - Tax Advisory £75,000 plus excellent benefits Southwest London / Hybrid Our client is a well-established mid-tier practice based in London who are now looking to appoint an experienced and capable Manager to join their corporate tax team. Reporting to the Tax Partner, you will be responsible for managing a portfolio of large...


  • London, Greater London, United Kingdom BDO UK Full time

    Ideas | People | TrustWe're BDO. An accountancy and business advisory firm, providing the advice and solutions entrepreneurial organisations need to navigate today's changing world.We work with the companies that are Britain's economic engine - ambitious, entrepreneurially-spirited and high-growth businesses that fuel the economy - and directly advise the...


  • London, Greater London, United Kingdom Distinct Recruitment Full time

    Opportunity to join the existing Corporate Tax team of this Top 100 Accounting firm. With a blend of compliance and advisory work, taking on an established range of clients as well as the opportunity to develop new business. Working closely with Senior Managers, Directors and Partners, as Corporate Tax Manager you'll oversee and take responsibility for a...


  • London, Greater London, United Kingdom Distinct Recruitment Full time

    Here your hard work will be rewarded with a clear and unhindered route of progression, a recent Partner promotion joined the firm as a Manager 5 years ago... Opportunity to join the Business Tax team of this Top 30 mid-tier firm of 20-25 business tax professionals providing Compliance and Advisory work to a range of interesting and entrepreneurial clients....


  • London, Greater London, United Kingdom EBRD Full time

    Requisition ID 34556 Office Country United Kingdom Office City London Division Indep. Project Accountability Mechanism Contract Type Regular Contract Length Posting End Date 12/05/2024 Purpose of Job The Independent Project Accountability Mechanism (IPAM) is the EBRD's Accountability Mechanism. IPAM independently reviews environmental, social, and...


  • London, Greater London, United Kingdom Handle Recruitment Full time

    Indirect Tax Manager needed for a hugely popular media business This is a 3-month interim role to start, but has every chance of turning permanently if it's working well for both parties. The main purpose of the roles is to support international indirect tax advisory in a in a dynamic environment with a view to being a proactive advisor to the business. This...


  • London, Greater London, United Kingdom Sedulo Full time

    Our MissionAt Sedulo we are building a world class team to deliver our mission to make positive change in the communities we work in. We do this by:Working with our clients to transform their business and personal finances Connecting and contributing to the business community in the cities we are located in Working with charities by volunteering, fundraising...

  • Mixed Tax Manager

    24 hours ago


    London, Greater London, United Kingdom Pro-Tax Recruitment Full time

    Mixed Tax Manager London based Accountancy Practice £55,000 basic salary London / Hybrid Our client is a reputable accountancy practice based in Central London. As part of a programme of growth they are now looking to appoint an experienced Mixed Tax Manager to join the well-established specialist tax team. In this role you will run and manage the tax...