Operations Control- Vice President
1 month ago
Job title:
Operations Control Vice President
Corporate Title:
Vice President
Department:
EMEA Operations Control
Location:
London
Company overview
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions.
By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions:
Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking).
Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.
For further information about Nomura, visitDepartment overview:
The EMEA Operations Division Risk and Control function is accountable for the application of the risk framework across EMEA Operations including events, action management, RCSA, KRI oversight / challenge and ongoing management of SMR structure.
The high-profile priorities of the team comprise:
Partnering with line teams to promoting a strong, embedded risk and control culture.
Performing risk analysis and monitoring, including oversight of the Risk & Control Self-Assessment process in Operations, and the development and enhancement of risk metrics.
Issue management, including monitoring Operations risk events, providing appropriate challenge in the determination of required mitigating actions, monitoring actions through to completion.
As a part of our team, you'll gain exposure to senior management and our wider business in the region and globally.
It's an agile, professional environment that will support your development even as it demands excellence, encourages curiosity, and rewards original thinking.
Role description:
Reporting directly to the EMEA Head of Operations Risk and Control part of a small team of 4 risk managers.
Accountable for the governance and oversight of key Operations Functions.
Maintenance of the reporting and governance framework including establishment of key risk and control forums and independent monitoring of relevant metrics.
Independent oversight of risk registers, including the follow up of outstanding actions within the Operations functions.
Maintenance of loss incidents reporting, partnering with the Operations line teams to ensure actions are taken to prevent recurrence.
Provide independent challenge over activities taken to close remedial actions, include audit points.
Support the current risk framework, and assist in the development of new risk management tools such as a next-generation technology including; Key Risk Indicator Dashboard.
Assist Operations in the read across of issue to ensure lessons learnt are applied across the entire organisation and not just the team were the issue was identified.
Ensuring emerging risk are identified and escalated to Operations Management
Liaising with global Risk and Control teams to support the global legal entity governance framework.
Frequent interaction with other areas of the bank including the Front Office business sponsors, Operational Risk, Product Control, and Compliance.
Coordination of assessment of impact of new products and process changes on the Operations Division.
Key objectives critical to success:
The key objective for this role is to be able to partner with line teams to proactively support Operations management in maintaining and strengthening the control environment.
Skills, experience, qualifications and knowledge required
Experience Operations Banking professional, ideally with experience managing Operations line teams.
Strong understanding of Operations Risk consents and good control design
Ability to manage a variety of tasks simultaneously
Analytical skills and the ability to turn data into information
Excellent communication skills, tenacity and confidence to challenge
Good knowledge of excel, including pivots, function and formulas
Detailed knowledge of front to back investment bank products and booking flows and the ability to challenge internal stakeholders
Ability to build and understand process flows in order to identify and evaluate controls
Diversity Statement:
Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.
If you require any assistance or reasonable adjustments due to a disability or long-term health condition, please do not hesitate to contact us.
Right to Work
The UK Government have taken steps to reduce net migration to the UK by limiting the number of overseas workers from outside the EEA coming to the UK for employment.
Please note that whilst we are able to consider applications from overseas workers from outside the EEA (who require a Tier 2 (General) visa) we can only employ them if we can provide evidence that there are no other suitable candidates for this vacancy from inside the EEA.
Please contact us if you are visiting our offices and require any form of personal assistance or physical adaptations to be provided for your appointment.
A member of staff will be happy to help.-
Vice President
3 weeks ago
London, Greater London, United Kingdom Pharma Search Full timeSenior Director / Vice President Business Development, EMEA Our client is a global leader, providing clinical services of the highest quality to Pharma, Biotech, Life Science and CRO businesses; This has been driven by the successful delivery of clinical trials of the highest standards, through their people, unique business model and service offering,...
-
Vice President, Sales
1 month ago
London, Greater London, United Kingdom Hanson Search Full timeAn internationally acclaimed leader in the design, manufacture and installation of special custom-built doors are looking to hire a Vice President of Sales to take the lead in driving their USA strategy.
-
Vice President, Energy Policy
1 week ago
London, Greater London, United Kingdom Hanson Search Full timeWe are searching for an Energy Policy & Investment Analyst Vice President to join a global advisory consultancy in the U.S. that advises blue chip companies and the most influential investors.
-
Vice President or Senior Vice President
4 weeks ago
London, Greater London, United Kingdom Mantell Associates Full timeMantell Associates is currently representing a leading Life Science Consultancy in an incredibly exciting period of growth for the business, looking for a Vice President in the Life Sciences practice to support their capabilities and continue their growth. Be an integral member of the senior leadership team, helping grow the business Submit your CV and any...
-
Regional Vice President of Sales
5 days ago
London, Greater London, United Kingdom Keboola Full timeRegional Vice President of Sales - Benelux Keboola is a leading provider of data integration and analytics solutions, empowering businesses to unlock the full potential of their data. Our innovative platform enables organisations to streamline their data operations, drive actionable insights, and accelerate growth. With a focus on customer success and...
-
Vice President
2 weeks ago
London, Greater London, United Kingdom Brock & Decker Full timeOur Client, leading placement agent in the alternative investment space, with a focus on facilating capital raising for mid-market private equity and private debt funds, are currently seeking an experienced Vice President with a strong background in M&A to join their esteemed placement agent firm headquartered in London. Specializing in mid-market private...
-
Corporate Tax Vice President
2 hours ago
London, Greater London, United Kingdom Aston Carter Full timeDescription:A leading Multi-national investment company has an immediate requirements for a Corporate Tax Vice President to join their team.The EMEA Corporate Tax team ensures all annual tax compliance and reporting obligations across the region are met. The team work closely with other regional Finance and Tax teams, as well as Treasury, Legal and...
-
Vice President, Advancement
2 days ago
London, Greater London, United Kingdom IMPERIAL COLLEGE LONDON Full timeImperial College London is one of the world's great universities, renowned for ground-breaking research, a highly talented community of staff, students and alumni, and international reach. Our mission is to achieve enduring excellence in research and education in science, engineering, medicine, and business, for the benefit of society. We were founded in...
-
Transaction & Pricing Oversight Vice President
1 month ago
London, Greater London, United Kingdom NatWest Markets Full timeJoin us as a Transaction & Pricing Oversight Vice PresidentThe role offers the opportunity to combine solving complex analytical problems to ensure client outcomes are fair and in line with good conduct, right from sharing of client order information to managing associated riskWe'll look to you to proactively drive the assessment and implementation of risk...
-
Senior Vice President of Sales
3 weeks ago
London, Greater London, United Kingdom WNS (Holdings) Limited (ADR) Full timeSenior Vice President of Sales - Research & AnalyticsFull-time WNS (Holdings) Limited (NYSE: WNS) is a leading Business Process Management (BPM) company with a global presence spanning 13 countries. Recognized for its deep industry knowledge, data-to-insight capabilities, and digital innovation prowess, WNS co-creates brand differentiation for over 400...
-
London, Greater London, United Kingdom Goldman Sachs Full timeASSET MANAGEMENT The Asset Management Division invests in corporate equity and debt, real estate equity and debt, and infrastructure-related assets and companies. The Asset Management Private investing business operates on a global platform and our team works in a fast-paced, exciting environment. We look for individuals with versatile skills and a passion...
-
Audit Director, Vice President, Hybrid
2 weeks ago
London, Greater London, United Kingdom State Street Full timeWho we are looking forState Street Corporate Audit is looking for a versatile and talented business professional interested in progressing their knowledge, skillset, and career through challenging stretch assignments. The successful candidate will be responsible for leading audit coverage across UK, Ireland and International business. Reporting to the...
-
Vice President, Investment Banking, Mining
4 days ago
London, Greater London, United Kingdom Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?Support the marketing and execution of M&A, debt, equity and other financial advisory services as a Vice President, within the Mining team. You will be responsible for providing day-to-day leadership, organisation and mentoring to Associates and Analysts in the team.What will you do?Work as directed by the...
-
Operations Consultant at Presidents Summit
1 week ago
London, Greater London, United Kingdom Presidents Summit Limited Full timeOperations Consultant at Presidents SummitPresidents Summit (part of United Media, ) is Northern Europe's leading business conference, connecting 3,000+ leaders, entrepreneurs, investors, and policymakers from 50+ countries providing a global business community for today's and tomorrow's leaders. For more than a decade, Presidents Summit has welcomed...
-
Investor Relations
3 weeks ago
London, Greater London, United Kingdom Venture Search Full timeInvestor Relations - Vice President - Infrastructure Fund Manager:We are currently partnered with a leading Infrastructure Investment Manager that is looking for a Vice-President to join the Investor Relations team. The firm, with over £3.5b AUM, have a successful track record in Investing into Infrastructure across Europe, and internationally, and are keen...
-
Product and Financial Control Vice President
1 month ago
London, Greater London, United Kingdom LMA Full timeThis is a project focused role, building new processes to control and support the transformation of developing universal corporate and investment banking model through the integration of securities trading activities into a single legal entity.The Product and Financial Control VP will play a pivotal role in ensuring the accuracy and integrity of the...
-
Director of Digital Education
3 weeks ago
London, Greater London, United Kingdom King's College London Full timeJob descriptionWe are seeking an enthusiastic individual with appropriate experience for the post of Director of Digital Education. This role will be a senior institutional position which will shape, develop and enhance digital education at King's.This is an exciting opportunity for an experienced candidate to develop and shape a new operating model for...
-
VP Internal Auditor
4 weeks ago
London, Greater London, United Kingdom Apollo Solutions Full timeVP – Rates, Currencies & E-Trading Internal AuditOur client, a leading global Investment Bank, seeks a Vice President to join their E-Trading Internal Audit team in London, with a focus on FX & Rates.Primary Responsibilities:Assist the Audit Director in planning, executing, and reporting on internal audits of controls primarily related to Electronic...
-
Pro Vice-Chancellor and Head of College
2 days ago
London, Greater London, United Kingdom University of Westminster Full timeLocation: Regent Street, LondonA global University with London energy.The University of Westminster has a long and distinctive history. Founded over 180 years ago as London's first polytechnic institution, it has become known for the many ways in which it helps students to realise their full potential, regardless of background.Westminster's founding values...
-
SVPs, Directors,
2 weeks ago
London, Greater London, United Kingdom Selby Jennings Full timeAre you a seasoned and accomplished M&A professional with a global perspective, ready to take on a leadership role at a prestigious international investment bank in London? Our client is actively seeking talented and experienced Senior Vice Presidents, Directors, and Managing Directors to join their high-performing Mergers & Acquisitions (M&A) team. If you...