Head of Compliance
1 month ago
This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions.
My client has built an solid reputation providing client centric financial planning services and committed to promoting a supportive culture.
Highlights include:
Be an integral part of a well-established directly authorised Financial Services firm
Enjoy a relaxed environment with autonomy within the role fully supported by leadership
Package fully negotiable with suggested salary guide of £55-65k
Hybrid working with offices near to Sutton Coldfield, Lichfield and Tamworth
Visit the IDEX Consulting Ltd website for further opportunities.
Please note that the information supplied may be retained for up to 10 years for use in connection with future vacancies.
For full information on how we use your data, please visit the IDEX Consulting website and view our Privacy Policy.
Our Diversity, Equity and Inclusion Mission
At IDEX, we strive for an inclusion-first company culture where everyone is treated fairly and can bring their authentic selves to work.
-
Head of Compliance
1 week ago
West Midlands, United Kingdom MERJE Ltd Full timeWe are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for a Head of Compliance. As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations.The Head of Compliance oversees the development and implementation of procedures that...
-
Interim Head of Compliance
2 weeks ago
West Midlands, United Kingdom MERJE Ltd Remote Work Freelance Full timeWe are partnered with a rapidly expanding and acquisitive Wealth Management firm in their search for an Interim Head of Compliance on a 6 month contract. As Head of Compliance you will be responsible for ensuring the business is compliant with both internal and external policies and regulations. The Head of Compliance oversees the development and...
-
Head of Compliance
1 month ago
Wolverhampton, West Midlands, United Kingdom Antony James Recruitment Ltd Full timeOur client a rapidly growing FCA advisory firm based in Wolverhampton, renowned for revolutionising compliance within the motor finance sector in the UK is seeking a Head of Compliance. The company has made significant strides in consumer credit compliance, successfully authorising more retailers in the UK than any other firm and maintaining 600 more...
-
Head of Compliance
1 month ago
Wolverhampton, West Midlands, United Kingdom Antony James Recruitment Ltd Full timeOur client a rapidly growing FCA advisory firm based in Wolverhampton, renowned for revolutionising compliance within the motor finance sector in the UK is seeking a Head of Compliance. The company has made significant strides in consumer credit compliance, successfully authorising more retailers in the UK than any other firm and maintaining 600 more...
-
Head of Assets and Compliance
3 months ago
West Midlands, United Kingdom Eden Brown Full timeJob title: Head of Assets and Compliance Full-time: 37.5 hours (permanent) Location: Central Birmingham **Salary**: £62,000 - 65,000 per annum (Plus Car Allowance) About the role: My client, a large Social Housing Provider, are looking for an experienced and forward-thinking Senior manager to join our Asset Management and Safety team. You'll be positive...
-
Head of Compliance
1 month ago
West Midlands, United Kingdom Idex Full timeA West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager.This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions.My client has built an solid reputation providing client centric...
-
Head of Compliance Specialist
3 days ago
West Malling, Kent, United Kingdom Willow Resourcing Limited Full timeJob Title: Head of Compliance SpecialistCompany: Willow Resourcing LimitedJob Type: Full-timeLocation: Remote (with occasional office visits)Salary: £80k - £95k + benefitsAbout the Role:The Head of Compliance Specialist will be responsible for managing a team of 10 Risk and Compliance professionals, ensuring the development of the team in line with...
-
Head of Growth and Compliance
3 months ago
West Midlands, United Kingdom Hannah-Grace Home Care and Support Ltd Full timeThis role involves spearheading growth and development and quality assurance of all our homes. The job will involves acquiring new properties and opportunities, and seeing through to properties being occupied. Ensuring that the properties are to a high standard and that all compliance and quality assurance is met. You will report directly to the Service...
-
Head of Compliance and Risk
3 days ago
West Malling, Kent, United Kingdom Willow Resourcing Limited Full timeJob SummaryWe are seeking an experienced Compliance professional to join our team as a Head of Compliance and Risk at Willow Resourcing Limited. As a key member of our organization, you will be responsible for leading our Risk and Compliance team and ensuring the development of our compliance framework in line with commercial growth and regulatory...
-
Head of Compliance and Risk
1 day ago
West Malling, Kent, United Kingdom Willow Resourcing Limited Full timeJob SummaryWe are seeking an experienced Compliance professional to join our team as a Head of Compliance and Risk at Willow Resourcing Limited. As a key member of our organization, you will be responsible for leading our Risk and Compliance team and ensuring the development of our compliance framework in line with commercial growth and regulatory...
-
Head of Compliance
1 month ago
Manchester, North West, United Kingdom One Manchester Full timeHead of ComplianceApply below after reading through all the details and supporting information regarding this job opportunity.Salary: £79,275Location: Manchester - AgileFull Time, PermanentClosing Date: Monday 19th AugustSupport our communities. See the difference you can make in our city.At One Manchester we are passionate about providing good quality...
-
Head of Compliance and Risk
1 day ago
West Malling, Kent, United Kingdom Willow Resourcing Limited Full timeJob SummaryWe are seeking an experienced Compliance professional to join our team as Head of Compliance and Risk at Willow Resourcing Limited. As a key member of our organization, you will be responsible for leading our Risk and Compliance team and ensuring the development of our compliance framework in line with commercial growth and regulatory strategy.Key...
-
Head of Compliance and Risk
3 days ago
West Malling, Kent, United Kingdom Willow Resourcing Limited Full timeJob SummaryWe are seeking an experienced Compliance professional to join our team as Head of Compliance and Risk at Willow Resourcing Limited. As a key member of our organization, you will be responsible for leading our Risk and Compliance team and ensuring the development of our compliance framework in line with commercial growth and regulatory strategy.Key...
-
Head of Legal
3 months ago
West Midlands, United Kingdom Pertemps Network Group Full time**Job Description**: JOB TITLE: Head of Legal & Company Secretary PQE REQUIRED: 10+ years LOCATION: West Midlands (Hybrid) SALARY: £120K - £140K THE ROLE: The Head of Legal & Company Secretary will be expected to advise on commercial agreements, business transactions and undertake compliance activities. This will include: - Providing expert advice and...
-
Head of Compliance and Risk Management
3 days ago
West Malling, Kent, United Kingdom Willow Resourcing Limited Full time £80,000 - £95,000About the RoleWe are seeking an experienced Compliance professional to join our team as Head of Compliance and Risk Management. This is a senior leadership role that will require you to develop and implement the Risk and Compliance framework, policies, and procedures for our rapidly growing business.Key Responsibilities:Develop and implement the Risk and...
-
Head of Cyber
3 months ago
West Midlands, United Kingdom Ingeus UK Full timeWest Midlands — Full Time / Permanent - CompetitiveHead of Cyber - Ingeus (Deputy Chief Information Security Officer for APM group) UK Midlands Competitive This is a unique and exciting opportunity to have end to end Cyber accountability for our growing regional businesses across UK and Europe, whilst also supporting a global group agenda for Cyber...
-
Head of Category
1 month ago
West Midlands, United Kingdom Zachary Daniels Full timeThe Head of Category will play a crucial role in this journey by maximizing sales, profit, utilization, and market share for a specific group of products or categories. This role also involves the strategic development of the area to drive future competitive advantage and growth.The Head of Category will become the expert and thought leader for their...
-
Head of Category
3 weeks ago
West Midlands, United Kingdom Zachary Daniels Full timeThe Head of Category will play a crucial role in this journey by maximizing sales, profit, utilization, and market share for a specific group of products or categories. This role also involves the strategic development of the area to drive future competitive advantage and growth.The Head of Category will become the expert and thought leader for their...
-
Head of Category
3 weeks ago
West Midlands, United Kingdom Zachary Daniels Full timeThe Head of Category will play a crucial role in this journey by maximizing sales, profit, utilization, and market share for a specific group of products or categories. This role also involves the strategic development of the area to drive future competitive advantage and growth.The Head of Category will become the expert and thought leader for their...
-
Head of Energy
3 weeks ago
West Midlands, United Kingdom Hays Full timeHead of Energy. As the Head of Energy, you will be working for a Local Authority in the West Midlands. This is an interim role initially for 6 months with the potential to extend. Hybrid.We are looking for a candidate who can not only deliver sizeable cash saving but someone who has the skills and experience to develop, build and lead an energy function for...