Regulation Technical Specialist

1 month ago

London Area, United Kingdom Danos Group Full time

Our Client, a growing Quant Hedge Fund, are looking for a regulation technical specialist with an understanding of coding to join their compliance team in a permanent position. This role will focus on leveraging solutions to enhance compliance processes, automate tasks, and optimize operations within a trading environment.


Key Responsibilities:

  • Regulation Technology Implementation: Lead the assessment, selection, and implementation of technology solutions to automate compliance processes, enhance monitoring capabilities, and streamline operations.
  • Regulatory Compliance: Stay abreast of changes in regulatory requirements and industry trends, assess their impact on the fund's operations, and implement appropriate Regulation Technology solutions to ensure compliance.
  • Risk Management: Identify and assess compliance risks associated with quantitative trading activities and collaborate with stakeholders to implement risk mitigation strategies using technology solutions.


Key Requirements:


  • Bachelor's degree in computer science, finance, or a related field; advanced degree preferred.
  • Familiarity with a variety of RegTech tools and platforms, and the ability to evaluate their suitability for specific compliance needs of a Global Investment Advisor.
  • Strong understanding of regulatory requirements and compliance standards applicable to Investment Advisors, including SEC, CFTC, FCA, and MAS rules, market regulations, and industry best practices.
  • Strong coding skills, with proficiency in languages such as Python, R, or Java, and experience in software development, scripting, and automation.
  • Experience in selecting, implementing, and optimizing Regulation Technology solutions to support compliance functions.


If you are interested in the position please apply with your CV or email gashby@thedanosgroup.com

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