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Compliance Associate

2 months ago

London Area, United Kingdom DA Financial Trading Recruitment Full time

A Financial FX company based in London are looking to recruit an 'Compliance Associate'


The role offers a basic salary of up to £30k, plus benefits.


London/office based (moving to hybrid after 6 months.) This is a permanent role.


You must have previous experience in compliance to be considered for the role.



Responsibilities:

· Address compliance and anti-money laundering (AML) requests efficiently.

· Assist with the client onboarding process, ensuring all KYC and AML requirements are met.

· Assist in the development and updating of compliance policies and procedures to align with changing regulatory requirements.

· Develop and execute annual compliance testing and action plans promptly for the designated region.

· Support in the preparation of licensing applications and coordinate regulatory submissions and meetings.

· Manage oversight of transaction monitoring on client activity.

· Ensure the systems alert to any Risks and reviewing the Tech requirements to manage Governance for the firm.

· Contribute to oversight of PEPs and Sanctions checking and reviewing this system regularly to ensure it supports full regulatory control.

· Keep up to date with regulatory changes, including Directives and regulations, and implement relevant changes to the compliance manuals, policies and procedures for the UAE.

· Participate in training and maintaining a culture of compliance and risk management.


Specification:

· Experience in gathering and analysing information, drawing conclusions, validating those conclusions, and effectively presenting results.

· Interact confidently with many different types of stakeholders, including senior client stakeholders, on a project-by-project basis.

· Exhibit a keen desire to work collaboratively with others in an effort to learn and grow as an individual.

· Progression to ACAMS qualification.