Financial Crime Compliance Manager

4 days ago

London Area, United Kingdom Compliance Professionals Full time

THE COMPANY:


We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services.








THE RESPONSIBILITIES:


  • Act as an escalation point for financial crime compliance queries
  • Work with the DMLRO to ensure staff in the Bank receive a proper Financial Crime advisory service.
  • Responsible for managing KYC, ABC, sanctions and fraud -related escalations.
  • Provide training and guidance to the first line of defence on financial crime risks and control requirements.
  • Perform 2nd line assurance reviews as determined by the financial crime prevention monitoring plan and ensure reports are produced on a timely basis.
  • Maintain strong front office engagement to help identify and facilitate other strategic risk assessments.
  • Partner with other teams across the Bank to deliver enhancements to processes and client experience, ensuring they adhere to the Bank policies and procedures.
  • Support critical financial crime actions following audits and reviews.
  • Deliver financial crime gap analysis, identifying areas for improvement and ensuring that the bank remains compliant with evolving regulations.
  • Conduct regular horizon scanning to stay ahead of emerging financial crime risks and regulatory changes.
  • Support the DMLRO with the review of Suspicious activity reports, financial crime – related investigations, or any projects as required.
  • Update compliance desktop procedures and record maintenance.
  • Support the preparation and maintenance of Management Information.
  • Assist with the preparation of regular Management information reports to the Senior Management, Audit committees the Head Office and other ad hoc reports as required
  • Updating policies and guidelines











EXPERIENCE REQUIRED:


  • Previous experience in 2nd Line Advisory within Financial Crime Compliance
  • Broad financial crime regulatory knowledge and practical experience of the following: JMLSG, ML regs, POCA 2002, TACT, SAMLA, ECCTA, Bribery Act 2010, FCA Handbook and International Sanctions
  • An understanding of industry- wide financial crime practices and trends
  • Strong second line experience
  • Credibility dealing with senior stakeholders
  • Excellent stakeholder management experience with a focus on interaction with the Business.
  • Ability to be take initiative and think outside the box whilst introducing and enhancing control processes, reporting and oversight.
  • Effective solutioning, and ability to balance risk and practicality to determine appropriate action/ solutions













For further information, please contact Duncan Jeffery

  • Financial Crime Compliance Manager

    4 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

  • Financial Crime Compliance Manager

    4 days ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

  • Financial Crime Compliance Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job SummaryAs a Financial Crime Compliance Manager, you will be responsible for providing financial crime-related expertise and advice to internal stakeholders at Compliance Professionals. You will implement compliance controls in accordance with the Financial Crime Compliance Monitoring Plan and maintain knowledge and awareness of key regulatory...

  • Financial Crime Compliance Manager

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

  • Financial Crime Compliance Manager

    3 weeks ago

    London,, UK, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

  • Financial Crime Compliance Manager

    3 weeks ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

  • Financial Crime Compliance Manager

    2 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Job DescriptionTHE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the...

  • Financial Crime Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleThis is an exciting opportunity for a seasoned Financial Crime Compliance Specialist to join our dynamic team. The ideal candidate will have a strong background in financial crime prevention and control, with experience in implementing effective compliance controls and monitoring plans.

  • Financial Crime and Compliance Specialist

    6 days ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job TitleWe are seeking a highly experienced Senior Financial Crime Manager to join our AJ Fox Compliance team in London.This role is perfect for someone eager to engage with a broad range of compliance and regulatory matters within a legal environment.The ideal candidate will be either a qualified lawyer or an experienced compliance specialist with a...

  • Financial Crime Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the Role: We are seeking a Senior Financial Crime Manager to join our team at AJ FOX COMPLIANCE. As a key member of our compliance department, you will play a crucial role in ensuring that our clients' financial transactions comply with relevant laws and regulations.Key Responsibilities:Financial Crime Advice: Offer expert advice on financial crime and...

  • Compliance Specialist

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job TitleSenior Financial Crime ManagerCompany OverviewAJ FOX COMPLIANCE is a leading International Law Firm in London seeking a Senior Financial Crime Manager to join our team. Our firm offers an exciting opportunity for experienced legal professionals to shape best practices and make a significant impact in compliance.Estimated Salary Range£80,000 -...

  • Financial Crime Contractor

    7 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is a global investment management business based in London. They are looking for a Financial Crime Contractor to join the thriving team on a 12 month FTC basis. **THE RESPONSIBILITIES**: - To manage and develop the enhancement of the firm’s financial crime compliance operations - Identifying, assessing and mitigating financial...

  • Financial Crimes Compliance Lead

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We are looking for a seasoned lawyer with expertise in AML, sanctions, and other financial crime risks to join AJ FOX COMPLIANCE as a Financial Crimes Compliance Lead.Responsibilities will include drafting policies to meet firm standards and conform with relevant regulatory requirements, assisting in the preparation of firm-wide risk assessments, and...

  • Financial Crime Manager

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly motivated and experienced Senior Financial Crime Manager to join our AJ FOX COMPLIANCE team in London. The successful candidate will be responsible for leading research and documentation of risk profiles for PEPs and high-risk clients.Job HighlightsLeading international law firm in London.Opportunity to shape best...

  • Financial Crime Officer

    7 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - Responsible for reviewing the existing Financial Crime risk assessment and to update it - Under supervision of DMLRO document the branches risk-based strategies and the basis for risk assessment and...

  • Financial Crime Risk Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewWe are seeking a highly skilled Financial Crime Compliance Manager to join our team at Compliance Professionals in London. As a key member of our financial crime prevention team, you will be responsible for ensuring that our bank remains compliant with evolving regulations and maintains strong front office engagement.

  • Financial Crime Specialist

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a highly skilled Financial Crime Specialist to join their team. The successful candidate will have broad financial crime experience from a banking environment, including financial crime advisory experience.Key Responsibilities:Review and assess the appropriateness of financial crime related documentation.Assist in writing...

  • Financial Crime Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    We are seeking a highly skilled Financial Crime Risk Manager to join Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is an exciting opportunity for a motivated and detail-oriented individual to contribute to our efforts in preventing and detecting financial crime. As a Financial...

  • Financial Crime Manager Lead

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Senior Financial Crime ManagerAward-winning AJ Fox Compliance is seeking a seasoned professional to spearhead our financial crime management efforts in London. This exciting opportunity offers a salary of £90,000 - £110,000 per annum, commensurate with experience.About the Role:We are looking for an experienced compliance specialist to join our team as a...

  • Senior Financial Crime Manager

    2 months ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    **Job Title:** Senior Financial Crime ManagerWe are seeking a seasoned professional to join our AJ Fox Compliance team as a Senior Financial Crime Manager. This role is ideal for someone with expertise in financial crime and AML regulations, looking to contribute to a collaborative environment that promotes best practices.Key Responsibilities:Provide expert...