Training & Competence Superviser

3 weeks ago

london, United Kingdom Clayton Davies Full time

⭐️ Training & Competence Supervisor Home Based c.£50,000 + Benefits Our client is an established and growing financial services business that is seeking an experienced Training & Competence professional to join its compliance and supervision team. This role focuses on maintaining adviser competence, supporting professional development, and ensuring high regulatory standards across a network of financial advisers. This is an excellent opportunity for someone with experience in adviser supervision or compliance who wants to make a tangible impact within a supportive, progressive environment. Role & Responsibilities: Conduct adviser supervision meetings and assess ongoing competence. Review adviser activity and client interactions to ensure suitability and quality standards are met. Support new adviser onboarding and integration into the business. Carry out periodic firm reviews to assess compliance with internal and regulatory standards. Record findings, set and monitor remedial actions, and provide clear feedback to advisers. Contribute to internal training and development programmes. Identify and escalate risks, trends, or concerns to senior management. Maintain up-to-date knowledge of FCA rules and guidance relevant to adviser conduct and competence. Do you have the following to apply? ✅ Background in financial advice, compliance, or supervision (minimum 2 years). Sound understanding of FCA rules and T&C requirements. Minimum Level 4 Diploma in Financial Planning (or equivalent) Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted. Clayton Davies is acting as an employment agency on behalf of our client.

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